HTML
The Gabelli Equity Trust Inc.
Schedule of Investments March 31, 2021 (Unaudited)
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Shares |
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Market Value |
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COMMON STOCKS 96.9% |
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Financial Services 11.0% |
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74,000 |
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Aegon NV |
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$ |
351,458 |
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5,800 |
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Ally Financial Inc. |
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262,218 |
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295,000 |
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American Express Co.(a) |
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41,724,800 |
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28,000 |
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Apollo Global Management Inc. |
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1,316,280 |
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16,000 |
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Argo Group International Holdings Ltd. |
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805,120 |
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2,900 |
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Axis Capital Holdings Ltd. |
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143,753 |
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21,500 |
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Banco Bilbao Vizcaya Argentaria SA |
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111,593 |
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75,740 |
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Banco Santander SA, ADR |
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259,788 |
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50,000 |
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Bank of America Corp. |
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1,934,500 |
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93,500 |
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Barclays plc |
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239,649 |
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109 |
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Berkshire Hathaway Inc., Cl. A |
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42,041,518 |
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210 |
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BlackRock Inc. |
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158,332 |
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55,000 |
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Brewin Dolphin Holdings plc |
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235,430 |
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2,200 |
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Capital One Financial Corp. |
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279,906 |
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18,700 |
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CIT Group Inc. |
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963,237 |
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128,700 |
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Citigroup Inc. |
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9,362,925 |
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35,774 |
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Commerzbank AG |
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219,326 |
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18,246 |
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Credit Agricole SA |
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264,147 |
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21,000 |
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Credit Suisse Group AG, ADR |
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222,600 |
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5,000 |
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Cullen/Frost Bankers Inc. |
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543,800 |
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93,100 |
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Dah Sing Banking Group Ltd. |
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105,386 |
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100,800 |
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Dah Sing Financial Holdings Ltd. |
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331,933 |
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46,500 |
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Daiwa Securities Group Inc. |
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240,259 |
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30,000 |
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Deutsche Bank AG |
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360,000 |
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900 |
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Deutsche Boerse AG |
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149,554 |
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2,000 |
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EXOR NV |
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168,728 |
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18,500 |
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Franklin Resources Inc. |
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547,600 |
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51,000 |
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GAM Holding AG |
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134,252 |
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14,000 |
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H&R Block Inc. |
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305,200 |
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10,000 |
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Hannon Armstrong Sustainable Infrastructure Capital Inc., REIT |
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561,000 |
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24,000 |
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ING Groep NV |
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293,607 |
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37,600 |
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Interactive Brokers Group Inc., Cl. A |
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2,746,304 |
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114,100 |
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Janus Henderson Group plc |
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3,554,215 |
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10,200 |
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Japan Post Bank Co. Ltd. |
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98,016 |
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110,900 |
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Jefferies Financial Group Inc. |
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3,338,090 |
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36,900 |
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JPMorgan Chase & Co. |
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5,617,287 |
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5,000 |
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Julius Baer Group Ltd. |
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319,738 |
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29,800 |
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Kinnevik AB, Cl. A |
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1,542,300 |
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14,000 |
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Loews Corp. |
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717,920 |
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71,000 |
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Marsh & McLennan Companies Inc. |
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8,647,800 |
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9,000 |
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Moodys Corp. |
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2,687,490 |
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45,758 |
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Morgan Stanley |
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3,553,566 |
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240 |
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MSCI Inc. |
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100,627 |
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90,500 |
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Natwest Group plc |
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244,848 |
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110,000 |
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New York Community Bancorp Inc. |
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1,388,200 |
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6,700 |
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NN Group NV |
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327,562 |
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24,410 |
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PayPal Holdings Inc. |
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5,927,724 |
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20,000 |
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Pershing Square Tontine Holdings Ltd., Cl. A |
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480,200 |
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5,500 |
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Plus500 Ltd. |
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106,152 |
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Shares |
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Market Value |
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25,000 |
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Polar Capital Holdings plc |
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$ |
239,876 |
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8,500 |
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Prosus NV |
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944,962 |
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67,000 |
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S&P Global Inc. |
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23,642,290 |
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4,000 |
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Sculptor Capital Management Inc. |
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87,520 |
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8,000 |
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Shinhan Financial Group Co. Ltd., ADR |
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268,320 |
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6,500 |
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Shinsei Bank Ltd. |
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105,021 |
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9,500 |
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Societe Generale SA |
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248,604 |
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44,000 |
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Standard Chartered plc |
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302,989 |
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126,300 |
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State Street Corp. |
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10,610,463 |
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90,000 |
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T. Rowe Price Group Inc. |
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15,444,000 |
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163,800 |
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The Bank of New York Mellon Corp. |
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7,746,102 |
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35,000 |
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The Blackstone Group Inc. |
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2,608,550 |
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67,000 |
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The Charles Schwab Corp. |
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4,367,060 |
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15,520 |
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The Goldman Sachs Group Inc. |
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5,075,040 |
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4,000 |
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The PNC Financial Services Group Inc. |
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701,640 |
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3,000 |
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TransUnion |
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270,000 |
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19,000 |
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Truist Financial Corp. |
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1,108,080 |
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15,500 |
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W. R. Berkley Corp. |
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1,167,925 |
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94,000 |
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Waddell & Reed Financial Inc., Cl. A |
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2,354,700 |
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5,400 |
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Webster Financial Corp. |
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297,594 |
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179,000 |
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Wells Fargo & Co. |
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6,993,530 |
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11,708 |
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Westwood Holdings Group Inc. |
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169,298 |
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230,789,502 |
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Food and Beverage 9.9% |
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3,000 |
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Ajinomoto Co. Inc. |
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61,382 |
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2,100 |
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Anheuser-Busch InBev SA/NV |
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132,369 |
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95,800 |
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Brown-Forman Corp., Cl. A |
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6,099,586 |
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49,300 |
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Brown-Forman Corp., Cl. B |
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3,400,221 |
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33,800 |
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Campbell Soup Co. |
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1,699,126 |
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65,000 |
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Chr. Hansen Holding A/S |
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5,906,436 |
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15,000 |
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Coca-Cola European Partners plc |
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782,400 |
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214,000 |
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Conagra Brands Inc. |
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8,046,400 |
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28,000 |
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Constellation Brands Inc., Cl. A |
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6,384,000 |
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25,000 |
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Crimson Wine Group Ltd. |
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166,250 |
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189,500 |
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Danone SA |
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13,000,259 |
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920,000 |
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Davide Campari-Milano NV |
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10,305,500 |
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3,700 |
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Diageo plc |
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152,489 |
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117,000 |
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Diageo plc, ADR |
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19,212,570 |
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44,583 |
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Farmer Brothers Co. |
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465,447 |
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90,000 |
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Flowers Foods Inc. |
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2,142,000 |
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81,200 |
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Fomento Economico Mexicano SAB de CV, ADR |
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6,116,796 |
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15,000 |
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General Mills Inc. |
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919,800 |
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17,000 |
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Glanbia plc |
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253,385 |
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1,848,400 |
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Grupo Bimbo SAB de CV, Cl. A |
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3,879,565 |
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41,300 |
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Heineken NV |
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4,243,657 |
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10,500 |
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Ingredion Inc. |
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944,160 |
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105,000 |
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ITO EN Ltd. |
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6,438,925 |
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5,000 |
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Kellogg Co. |
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316,500 |
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61,000 |
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Kerry Group plc, Cl. A |
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7,675,673 |
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2,200 |
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Laurent-Perrier |
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204,847 |
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1
The Gabelli Equity Trust Inc.
Schedule of Investments (Continued) March 31, 2021 (Unaudited)
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Shares |
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Market Value |
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COMMON STOCKS (Continued) |
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Food and Beverage (Continued) |
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9,700 |
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LVMH Moet Hennessy Louis Vuitton SE |
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$ |
6,462,245 |
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30,000 |
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Maple Leaf Foods Inc. |
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683,934 |
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33,000 |
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Molson Coors Beverage Co., Cl. B |
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1,687,950 |
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230,000 |
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Mondelēz International Inc., Cl. A |
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13,461,900 |
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14,000 |
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Morinaga Milk Industry Co. Ltd. |
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735,877 |
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41,000 |
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Nestlé SA |
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4,569,582 |
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12,500 |
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Nomad Foods Ltd. |
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343,250 |
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138,000 |
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PepsiCo Inc. |
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19,520,100 |
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39,200 |
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Pernod Ricard SA |
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7,357,473 |
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31,000 |
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Post Holdings Inc. |
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3,277,320 |
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41,500 |
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Remy Cointreau SA |
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7,665,060 |
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79,600 |
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The Coca-Cola Co. |
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4,195,716 |
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42,500 |
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The Hain Celestial Group Inc. |
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1,853,000 |
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24,000 |
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The J.M. Smucker Co. |
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3,036,720 |
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24,000 |
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The Kraft Heinz Co. |
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960,000 |
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45,000 |
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Tootsie Roll Industries Inc. |
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1,490,850 |
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3,000 |
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TreeHouse Foods Inc. |
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156,720 |
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47,000 |
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Tyson Foods Inc., Cl. A |
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3,492,100 |
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334,000 |
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Yakult Honsha Co. Ltd. |
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16,892,301 |
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206,791,841 |
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Equipment and Supplies 6.9% |
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355,865 |
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AMETEK Inc. |
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45,454,636 |
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14,000 |
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Amphenol Corp., Cl. A |
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923,580 |
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25,000 |
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Ardagh Group SA |
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635,250 |
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84,000 |
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CIRCOR International Inc. |
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2,924,880 |
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6,000 |
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Crown Holdings Inc. |
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582,240 |
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650 |
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Danaher Corp. |
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146,302 |
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295,000 |
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Donaldson Co. Inc. |
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17,157,200 |
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22,000 |
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DS Smith plc |
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123,652 |
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193,500 |
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Flowserve Corp. |
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7,509,735 |
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37,000 |
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Franklin Electric Co. Inc. |
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2,920,780 |
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60,000 |
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Gores Holdings V Inc., Cl. A |
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598,800 |
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15,000 |
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Hubbell Inc. |
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2,803,350 |
|
152,903 |
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IDEX Corp. |
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32,005,656 |
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100,000 |
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Mueller Industries Inc. |
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4,135,000 |
|
193,900 |
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Mueller Water Products Inc., Cl. A |
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2,693,271 |
|
550 |
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Parker-Hannifin Corp. |
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|
173,487 |
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8,000 |
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Sealed Air Corp. |
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366,560 |
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24,000 |
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Tenaris SA, ADR |
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544,560 |
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270,000 |
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The L.S. Starrett Co., Cl. A |
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1,741,500 |
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80,000 |
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The Timken Co. |
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6,493,600 |
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59,600 |
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The Weir Group plc |
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1,460,064 |
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114,500 |
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Watts Water Technologies Inc., Cl. A |
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13,603,745 |
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144,997,848 |
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Health Care 5.4% |
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12,100 |
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AbbVie Inc. |
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1,309,462 |
|
800 |
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ABIOMED Inc. |
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254,984 |
|
2,000 |
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ACADIA Pharmaceuticals Inc. |
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51,600 |
|
1,736 |
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Acorda Therapeutics Inc. |
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|
8,454 |
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Shares |
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Market Value |
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|
2,000 |
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Aerie Pharmaceuticals Inc. |
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$ |
35,740 |
|
16,200 |
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Alcon Inc. |
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|
1,136,916 |
|
4,000 |
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Alimera Sciences Inc. |
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|
38,480 |
|
2,000 |
|
Alkermes plc |
|
|
37,360 |
|
7,000 |
|
AmerisourceBergen Corp. |
|
|
826,490 |
|
25,000 |
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Amgen Inc. |
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|
6,220,250 |
|
9,300 |
|
Anika Therapeutics Inc. |
|
|
379,347 |
|
400 |
|
Anthem Inc. |
|
|
143,580 |
|
10,901 |
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Aptinyx Inc. |
|
|
32,703 |
|
2,000 |
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AstraZeneca plc |
|
|
199,814 |
|
44,992 |
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Axogen Inc. |
|
|
911,538 |
|
2,000 |
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Bausch Health Cos. Inc. |
|
|
63,480 |
|
14,000 |
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Baxter International Inc. |
|
|
1,180,760 |
|
1,600 |
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Becton, Dickinson and Co. |
|
|
389,040 |
|
1,200 |
|
Berkeley Lights Inc. |
|
|
60,276 |
|
7,000 |
|
Biogen Inc. |
|
|
1,958,250 |
|
27,100 |
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BioMarin Pharmaceutical Inc. |
|
|
2,046,321 |
|
44,500 |
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Bluebird Bio Inc. |
|
|
1,341,675 |
|
160,000 |
|
Boston Scientific Corp. |
|
|
6,184,000 |
|
150,900 |
|
Bristol-Myers Squibb Co. |
|
|
9,526,317 |
|
12,150 |
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Calithera Biosciences Inc. |
|
|
29,403 |
|
3,200 |
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Cigna Corp. |
|
|
773,568 |
|
30,400 |
|
Clovis Oncology Inc. |
|
|
213,408 |
|
1,500 |
|
Collegium Pharmaceutical Inc. |
|
|
35,550 |
|
167,823 |
|
Conformis Inc. |
|
|
166,145 |
|
2,500 |
|
Cortexyme Inc. |
|
|
90,075 |
|
15,800 |
|
Covetrus Inc. |
|
|
473,526 |
|
17,900 |
|
Cutera Inc. |
|
|
537,895 |
|
7,200 |
|
CVS Group plc |
|
|
185,714 |
|
8,000 |
|
CytomX Therapeutics Inc. |
|
|
61,840 |
|
200 |
|
DaVita Inc. |
|
|
21,554 |
|
242,000 |
|
Demant A/S |
|
|
10,251,117 |
|
1,160 |
|
Edwards Lifesciences Corp. |
|
|
97,022 |
|
4,000 |
|
eHealth Inc. |
|
|
290,920 |
|
12,000 |
|
ElectroCore Inc. |
|
|
24,720 |
|
7,084 |
|
Electromed Inc. |
|
|
74,665 |
|
17,200 |
|
Endo International plc |
|
|
127,452 |
|
3,000 |
|
Evolus Inc. |
|
|
38,970 |
|
4,040 |
|
Exact Sciences Corp. |
|
|
532,391 |
|
29,475 |
|
Fluidigm Corp. |
|
|
133,227 |
|
3,100 |
|
Fresenius SE & Co. KGaA |
|
|
138,071 |
|
2,000 |
|
G1 Therapeutics Inc. |
|
|
48,120 |
|
4,000 |
|
Galapagos NV, ADR |
|
|
308,360 |
|
3,000 |
|
GenMark Diagnostics Inc. |
|
|
71,700 |
|
1,390 |
|
Gerresheimer AG |
|
|
138,065 |
|
5,500 |
|
Gilead Sciences Inc. |
|
|
355,465 |
|
1,000 |
|
Glaukos Corp. |
|
|
83,930 |
|
8,000 |
|
GlaxoSmithKline plc |
|
|
142,051 |
|
3,000 |
|
Globus Medical Inc., Cl. A |
|
|
185,010 |
|
5,919 |
|
GoodRx Holdings Inc., Cl. A |
|
|
230,959 |
|
2,000 |
|
Gritstone Oncology Inc. |
|
|
18,860 |
|
300 |
|
Guardant Health Inc. |
|
|
45,795 |
|
2
The Gabelli Equity Trust Inc.
Schedule of Investments (Continued) March 31, 2021 (Unaudited)
|
|
|
|
|
|
|
Shares |
|
|
|
Market Value |
|
|
|
|
|
|
COMMON STOCKS (Continued) |
|
|
|
|
|
Health Care (Continued) |
|
|
|
300 |
|
HCA Healthcare Inc. |
|
$ |
56,502 |
|
61,000 |
|
Henry Schein Inc. |
|
|
4,223,640 |
|
700 |
|
Hologic Inc. |
|
|
52,066 |
|
1,496 |
|
ICU Medical Inc. |
|
|
307,338 |
|
3,400 |
|
Idorsia Ltd. |
|
|
91,156 |
|
200 |
|
Illumina Inc. |
|
|
76,812 |
|
6,500 |
|
Incyte Corp. |
|
|
528,255 |
|
46,800 |
|
Indivior plc |
|
|
81,938 |
|
9,900 |
|
Inogen Inc. |
|
|
519,948 |
|
14,000 |
|
Intercept Pharmaceuticals Inc. |
|
|
323,120 |
|
7,000 |
|
Intersect ENT Inc. |
|
|
146,160 |
|
140 |
|
Intuitive Surgical Inc. |
|
|
103,452 |
|
1,200 |
|
Ipsen SA |
|
|
102,940 |
|
1,200 |
|
iRhythm Technologies Inc. |
|
|
166,632 |
|
36,600 |
|
Johnson & Johnson |
|
|
6,015,210 |
|
7,000 |
|
Jounce Therapeutics Inc. |
|
|
71,890 |
|
65,000 |
|
Kindred Biosciences Inc. |
|
|
323,050 |
|
1,300 |
|
Koninklijke DSM NV |
|
|
219,987 |
|
700 |
|
Laboratory Corp. of America Holdings |
|
|
178,521 |
|
12,569 |
|
Lannett Co. Inc. |
|
|
66,364 |
|
1,833 |
|
Larimar Therapeutics Inc. |
|
|
26,780 |
|
2,000 |
|
LeMaitre Vascular Inc. |
|
|
97,560 |
|
3,000 |
|
Luminex Corp. |
|
|
95,700 |
|
10,500 |
|
Mallinckrodt plc |
|
|
3,957 |
|
6,750 |
|
Marinus Pharmaceuticals Inc. |
|
|
104,490 |
|
1,000 |
|
Medpace Holdings Inc. |
|
|
164,050 |
|
105,700 |
|
Merck & Co. Inc. |
|
|
8,148,413 |
|
1,000 |
|
Meridian Bioscience Inc. |
|
|
26,250 |
|
500 |
|
Moderna Inc. |
|
|
65,475 |
|
5,500 |
|
Myriad Genetics Inc. |
|
|
167,475 |
|
2,000 |
|
NanoString Technologies Inc. |
|
|
131,420 |
|
6,000 |
|
Nektar Therapeutics |
|
|
120,000 |
|
1,000 |
|
NeoGenomics Inc. |
|
|
48,230 |
|
64,443 |
|
Neuronetics Inc. |
|
|
797,160 |
|
1,275 |
|
Novartis AG |
|
|
108,958 |
|
80,000 |
|
Novartis AG, ADR |
|
|
6,838,400 |
|
8,600 |
|
NuVasive Inc. |
|
|
563,816 |
|
4,000 |
|
Odonate Therapeutics Inc. |
|
|
13,680 |
|
144,975 |
|
Option Care Health Inc. |
|
|
2,571,857 |
|
5,000 |
|
Orthofix Medical Inc. |
|
|
216,750 |
|
11,500 |
|
Owens & Minor Inc. |
|
|
432,285 |
|
1,000 |
|
Patterson Cos. Inc. |
|
|
31,950 |
|
500 |
|
PerkinElmer Inc. |
|
|
64,145 |
|
2,000 |
|
Perrigo Co. plc |
|
|
80,940 |
|
2,200 |
|
Personalis Inc. |
|
|
54,142 |
|
8,500 |
|
Puma Biotechnology Inc. |
|
|
82,620 |
|
700 |
|
QIAGEN NV |
|
|
34,083 |
|
500 |
|
Quest Diagnostics Inc. |
|
|
64,170 |
|
8,500 |
|
Quidel Corp. |
|
|
1,087,405 |
|
27,064 |
|
ReWalk Robotics Ltd. |
|
|
65,495 |
|
|
|
|
|
|
|
|
Shares |
|
|
|
Market Value |
|
|
|
|
1,050 |
|
Roche Holding AG, Genusschein |
|
$ |
339,335 |
|
26,121 |
|
Rockwell Medical Inc. |
|
|
30,300 |
|
3,000 |
|
Sangamo Therapeutics Inc. |
|
|
37,590 |
|
2,100 |
|
Sanofi |
|
|
207,480 |
|
2,000 |
|
Sarepta Therapeutics Inc. |
|
|
149,060 |
|
2,596 |
|
Sio Gene Therapies Inc. |
|
|
6,776 |
|
89,301 |
|
SmileDirectClub Inc. |
|
|
920,693 |
|
5,615 |
|
Tactile Systems Technology Inc. |
|
|
305,961 |
|
5,000 |
|
Takeda Pharmaceutical Co. Ltd. |
|
|
179,950 |
|
100 |
|
Teladoc Health Inc. |
|
|
18,175 |
|
500 |
|
Tenet Healthcare Corp. |
|
|
26,000 |
|
11,000 |
|
Teva Pharmaceutical Industries Ltd., ADR |
|
|
126,940 |
|
15,700 |
|
Tristel plc |
|
|
138,522 |
|
42,000 |
|
UnitedHealth Group Inc. |
|
|
15,626,940 |
|
11,996 |
|
Valeritas Holdings Inc. |
|
|
240 |
|
10,842 |
|
Vericel Corp. |
|
|
602,273 |
|
6,000 |
|
Viatris Inc. |
|
|
83,820 |
|
11,481 |
|
Voyager Therapeutics Inc. |
|
|
54,076 |
|
4,000 |
|
Waters Corp. |
|
|
1,136,680 |
|
11,500 |
|
Zimmer Biomet Holdings Inc. |
|
|
1,840,920 |
|
26,500 |
|
Zoetis Inc. |
|
|
4,173,220 |
|
21,297 |
|
Zosano Pharma Corp. |
|
|
26,408 |
|
|
|
|
|
|
|
|
|
|
|
|
|
112,256,381 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Diversified Industrial 5.2% |
|
|
|
|
344,185 |
|
Ampco-Pittsburgh Corp. |
|
|
2,323,249 |
|
37,306 |
|
AZZ Inc. |
|
|
1,878,357 |
|
40,000 |
|
Colfax Corp. |
|
|
1,752,400 |
|
150,100 |
|
Crane Co. |
|
|
14,095,891 |
|
310,000 |
|
General Electric Co. |
|
|
4,070,300 |
|
127,000 |
|
Greif Inc., Cl. A |
|
|
7,239,000 |
|
12,000 |
|
Greif Inc., Cl. B |
|
|
686,880 |
|
68,000 |
|
Griffon Corp. |
|
|
1,847,560 |
|
160,500 |
|
Honeywell International Inc. |
|
|
34,839,735 |
|
29,119 |
|
Ingersoll Rand Inc. |
|
|
1,432,946 |
|
3,500 |
|
IntriCon Corp. |
|
|
89,740 |
|
91,925 |
|
ITT Inc. |
|
|
8,356,902 |
|
11,000 |
|
Jardine Strategic Holdings Ltd. |
|
|
363,220 |
|
35,000 |
|
Kennametal Inc. |
|
|
1,398,950 |
|
50,000 |
|
Myers Industries Inc. |
|
|
988,000 |
|
30,000 |
|
nVent Electric plc |
|
|
837,300 |
|
90,000 |
|
Park-Ohio Holdings Corp. |
|
|
2,834,100 |
|
30,000 |
|
Rexnord Corp. |
|
|
1,412,700 |
|
3,000 |
|
Rheinmetall AG |
|
|
303,964 |
|
500 |
|
Roper Technologies Inc. |
|
|
201,670 |
|
2,150 |
|
Siemens AG |
|
|
352,983 |
|
526,900 |
|
Steel Partners Holdings LP |
|
|
7,244,875 |
|
12,000 |
|
Sulzer AG |
|
|
1,349,627 |
|
46,600 |
|
Textron Inc. |
|
|
2,613,328 |
|
100,000 |
|
Toray Industries Inc. |
|
|
643,486 |
|
43,000 |
|
Trane Technologies plc |
|
|
7,119,080 |
|
20,000 |
|
Tredegar Corp. |
|
|
300,200 |
|
3
The Gabelli Equity Trust Inc.
Schedule of Investments (Continued) March 31, 2021 (Unaudited)
|
|
|
|
|
|
|
Shares |
|
|
|
Market Value |
|
|
|
|
|
|
COMMON STOCKS (Continued) |
|
|
|
|
|
Diversified Industrial (Continued) |
|
|
|
90,000 |
|
Trinity Industries Inc. |
|
$ |
2,564,100 |
|
10,000 |
|
Vantage Towers AG |
|
|
281,448 |
|
|
|
|
|
|
|
|
|
|
|
|
|
109,421,991 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Entertainment 5.1% |
|
|
|
|
800 |
|
Activision Blizzard Inc. |
|
|
74,400 |
|
20,658 |
|
Charter Communications Inc., Cl. A |
|
|
12,746,399 |
|
34,000 |
|
Discovery Inc., Cl. A |
|
|
1,477,640 |
|
250,800 |
|
Discovery Inc., Cl. C |
|
|
9,252,012 |
|
422,000 |
|
Dover Motorsports Inc. |
|
|
869,320 |
|
2,000 |
|
Electronic Arts Inc. |
|
|
270,740 |
|
90,000 |
|
Genting Singapore Ltd. |
|
|
61,552 |
|
586,000 |
|
Grupo Televisa SAB, ADR |
|
|
5,191,960 |
|
120,000 |
|
Liberty Media Acquisition Corp. |
|
|
1,285,200 |
|
34,500 |
|
Liberty Media Corp.- Liberty Braves, Cl. A |
|
|
983,595 |
|
80,708 |
|
Liberty Media Corp.- Liberty Braves, Cl. C |
|
|
2,245,297 |
|
24,545 |
|
Lions Gate Entertainment Corp., Cl. B |
|
|
316,631 |
|
3,000 |
|
Live Nation Entertainment Inc. |
|
|
253,950 |
|
98,367 |
|
Madison Square Garden Entertainment Corp. |
|
|
8,046,421 |
|
96,367 |
|
Madison Square Garden Sports Corp. |
|
|
17,294,022 |
|
570 |
|
Netflix Inc. |
|
|
297,346 |
|
15,000 |
|
Rovio Entertainment Oyj |
|
|
116,713 |
|
8,840 |
|
Take-Two Interactive Software Inc. |
|
|
1,562,028 |
|
40,000 |
|
TBS Holdings Inc. |
|
|
784,647 |
|
91,740 |
|
The Walt Disney Co. |
|
|
16,927,865 |
|
2,400 |
|
Ubisoft Entertainment SA |
|
|
182,603 |
|
60,000 |
|
Universal Entertainment Corp. |
|
|
1,462,000 |
|
364,000 |
|
ViacomCBS Inc., Cl. A |
|
|
17,169,880 |
|
1,000 |
|
ViacomCBS Inc., Cl. B |
|
|
45,100 |
|
242,000 |
|
Vivendi SE |
|
|
7,946,215 |
|
1,700 |
|
Xilam Animation SA |
|
|
94,596 |
|
|
|
|
|
|
|
|
|
|
|
|
|
106,958,132 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Consumer Products 5.1% |
|
|
|
|
14,100 |
|
Christian Dior SE |
|
|
8,548,631 |
|
27,000 |
|
Church & Dwight Co. Inc. |
|
|
2,358,450 |
|
219,000 |
|
Edgewell Personal Care Co. |
|
|
8,672,400 |
|
202,000 |
|
Energizer Holdings Inc. |
|
|
9,586,920 |
|
35,500 |
|
Essity AB, Cl. B |
|
|
1,121,487 |
|
2,100 |
|
Givaudan SA |
|
|
8,092,049 |
|
85,000 |
|
Hanesbrands Inc. |
|
|
1,671,950 |
|
23,800 |
|
Harley-Davidson Inc. |
|
|
954,380 |
|
1,270 |
|
Hermes International |
|
|
1,405,927 |
|
33,000 |
|
Mattel Inc. |
|
|
657,360 |
|
10,000 |
|
National Presto Industries Inc. |
|
|
1,020,700 |
|
10,000 |
|
Oil-Dri Corp. of America |
|
|
344,400 |
|
49,900 |
|
Reckitt Benckiser Group plc |
|
|
4,470,113 |
|
2,205 |
|
Spectrum Brands Holdings Inc. |
|
|
187,425 |
|
27,600 |
|
Svenska Cellulosa AB SCA, Cl. B |
|
|
488,419 |
|
|
|
|
|
|
|
|
Shares |
|
|
|
Market Value |
|
|
|
|
728,900 |
|
Swedish Match AB. |
|
$ |
56,903,517 |
|
400 |
|
The Estee Lauder Companies Inc., Cl. A |
|
|
116,340 |
|
4,280 |
|
Unilever plc |
|
|
239,321 |
|
|
|
|
|
|
|
|
|
|
|
|
|
106,839,789 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Business Services 4.5% |
|
|
|
|
11,000 |
|
Allegion plc |
|
|
1,381,820 |
|
9,100 |
|
Applus Services SA |
|
|
94,230 |
|
480,000 |
|
Clear Channel Outdoor Holdings Inc. |
|
|
864,000 |
|
200,000 |
|
Diebold Nixdorf Inc. |
|
|
2,826,000 |
|
3,000 |
|
Edenred |
|
|
156,696 |
|
160,000 |
|
G4S plc |
|
|
540,411 |
|
2,000 |
|
ICF International Inc. |
|
|
174,800 |
|
8,000 |
|
IHS Markit Ltd. |
|
|
774,240 |
|
16,000 |
|
Jardine Matheson Holdings Ltd. |
|
|
1,046,240 |
|
11,000 |
|
Lamar Advertising Co., Cl. A, REIT |
|
|
1,033,120 |
|
178,500 |
|
Macquarie Infrastructure Corp. |
|
|
5,678,085 |
|
169,780 |
|
Mastercard Inc., Cl. A |
|
|
60,450,169 |
|
80,000 |
|
Network International Holdings plc |
|
|
456,151 |
|
155,000 |
|
Resideo Technologies Inc. |
|
|
4,378,750 |
|
1,255,000 |
|
Steel Connect Inc. |
|
|
2,484,900 |
|
220,000 |
|
The Interpublic Group of Companies Inc. |
|
|
6,424,000 |
|
10,000 |
|
United Parcel Service Inc., Cl. B |
|
|
1,699,900 |
|
1,000 |
|
Viad Corp. |
|
|
41,750 |
|
13,960 |
|
Visa Inc., Cl. A |
|
|
2,955,751 |
|
5,000 |
|
Willdan Group Inc. |
|
|
205,250 |
|
2,000 |
|
Worldline SA |
|
|
167,555 |
|
|
|
|
|
|
|
|
|
|
|
|
|
93,833,818 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Machinery 4.1% |
|
|
|
|
25,000 |
|
Astec Industries Inc. |
|
|
1,885,500 |
|
12,800 |
|
Caterpillar Inc. |
|
|
2,967,936 |
|
318,610 |
|
CNH Industrial NV |
|
|
4,983,060 |
|
148,500 |
|
Deere & Co.(a) |
|
|
55,559,790 |
|
201,000 |
|
Xylem Inc. |
|
|
21,141,180 |
|
|
|
|
|
|
|
|
|
|
|
|
|
86,537,466 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Consumer Services 3.5% |
|
|
|
|
430 |
|
Amazon.com Inc. |
|
|
1,330,454 |
|
2,000 |
|
Deutsche Post AG |
|
|
109,577 |
|
16,000 |
|
eBay Inc. |
|
|
979,840 |
|
7,000 |
|
HomeServe plc |
|
|
115,899 |
|
45,000 |
|
IAC/InterActiveCorp. |
|
|
9,733,950 |
|
142,000 |
|
Liberty TripAdvisor Holdings Inc., Cl. A |
|
|
905,960 |
|
50,000 |
|
Matthews International Corp., Cl. A |
|
|
1,977,500 |
|
405,000 |
|
Qurate Retail Inc., Cl. A |
|
|
4,762,800 |
|
1,398,000 |
|
Rollins Inc. |
|
|
48,119,160 |
|
78,500 |
|
Terminix Global Holdings Inc. |
|
|
3,742,095 |
|
4,000 |
|
Travel + Leisure Co. |
|
|
244,640 |
|
1,650 |
|
Uber Technologies Inc. |
|
|
89,941 |
|
4,000 |
|
WW International Inc. |
|
|
125,120 |
|
|
|
|
|
|
|
|
|
|
|
|
|
72,236,936 |
|
|
|
|
|
|
|
|
4
The Gabelli Equity Trust Inc.
Schedule of Investments (Continued) March 31, 2021 (Unaudited)
|
|
|
|
|
|
|
Shares |
|
|
|
Market Value |
|
|
|
|
|
|
COMMON STOCKS (Continued) |
|
|
|
|
|
Automotive: Parts and Accessories 3.4% |
|
8,500 |
|
Aptiv plc |
|
$ |
1,172,150 |
|
89,600 |
|
BorgWarner Inc. |
|
|
4,153,856 |
|
640 |
|
Cummins Inc. |
|
|
165,830 |
|
310,900 |
|
Dana Inc. |
|
|
7,564,197 |
|
341 |
|
Faurecia SE |
|
|
18,145 |
|
26,000 |
|
Garrett Motion Inc. |
|
|
134,940 |
|
216,700 |
|
Genuine Parts Co. |
|
|
25,048,353 |
|
300,000 |
|
Modine Manufacturing Co. |
|
|
4,431,000 |
|
46,500 |
|
OReilly Automotive Inc. |
|
|
23,587,125 |
|
105,000 |
|
Standard Motor Products Inc. |
|
|
4,365,900 |
|
117,000 |
|
Superior Industries International Inc. |
|
|
664,560 |
|
15,000 |
|
Tenneco Inc., Cl. A |
|
|
160,800 |
|
|
|
|
|
|
|
|
|
|
|
|
|
71,466,856 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Cable and Satellite 2.8% |
|
|
|
|
45,000 |
|
Altice USA Inc., Cl. A |
|
|
1,463,850 |
|
72,000 |
|
AMC Networks Inc., Cl. A |
|
|
3,827,520 |
|
200 |
|
Cable One Inc. |
|
|
365,672 |
|
223,980 |
|
Comcast Corp., Cl. A |
|
|
12,119,558 |
|
73,642 |
|
DISH Network Corp., Cl. A |
|
|
2,665,840 |
|
111,433 |
|
EchoStar Corp., Cl. A |
|
|
2,674,392 |
|
145,605 |
|
Liberty Global plc, Cl. A |
|
|
3,736,224 |
|
244,064 |
|
Liberty Global plc, Cl. C |
|
|
6,233,395 |
|
52,987 |
|
Liberty Latin America Ltd., Cl. A |
|
|
679,823 |
|
71,664 |
|
Liberty Latin America Ltd., Cl. C |
|
|
930,199 |
|
4,000 |
|
Naspers Ltd., Cl. N |
|
|
957,103 |
|
386,800 |
|
Rogers Communications Inc., Cl. B |
|
|
17,831,480 |
|
160,000 |
|
Shaw Communications Inc., Cl. B |
|
|
4,195,200 |
|
|
|
|
|
|
|
|
|
|
|
|
|
57,680,256 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Energy and Utilities 2.6% |
|
|
|
|
33,000 |
|
APA Corp. |
|
|
590,700 |
|
5,000 |
|
Atlantica Sustainable Infrastructure plc |
|
|
183,150 |
|
60,000 |
|
Avangrid Inc. |
|
|
2,988,600 |
|
30,000 |
|
BP plc, ADR |
|
|
730,500 |
|
16,000 |
|
CMS Energy Corp. |
|
|
979,520 |
|
162,000 |
|
ConocoPhillips |
|
|
8,581,140 |
|
9,700 |
|
Electricite de France SA |
|
|
130,132 |
|
98,400 |
|
Enbridge Inc. |
|
|
3,581,760 |
|
55,000 |
|
Energy Transfer LP |
|
|
422,400 |
|
68,700 |
|
Enterprise Products Partners LP |
|
|
1,512,774 |
|
1,500 |
|
Eos Energy Enterprises Inc. |
|
|
29,580 |
|
35,000 |
|
Evergy Inc. |
|
|
2,083,550 |
|
27,000 |
|
Eversource Energy |
|
|
2,337,930 |
|
46,000 |
|
Exxon Mobil Corp. |
|
|
2,568,180 |
|
231,000 |
|
Halliburton Co. |
|
|
4,957,260 |
|
65,000 |
|
Kinder Morgan Inc. |
|
|
1,082,250 |
|
4,000 |
|
Marathon Oil Corp. |
|
|
42,720 |
|
8,000 |
|
Marathon Petroleum Corp. |
|
|
427,920 |
|
48,000 |
|
National Fuel Gas Co. |
|
|
2,399,520 |
|
49,320 |
|
NextEra Energy Inc. |
|
|
3,729,085 |
|
|
|
|
|
|
|
|
Shares |
|
|
|
Market Value |
|
|
|
|
56,500 |
|
NextEra Energy Partners LP. |
|
$ |
4,117,720 |
|
4,000 |
|
Niko Resources Ltd., Toronto |
|
|
32 |
|
20,034 |
|
Occidental Petroleum Corp. |
|
|
533,305 |
|
30,000 |
|
Oceaneering International Inc. |
|
|
342,600 |
|
95,000 |
|
PG&E Corp. |
|
|
1,112,450 |
|
21,000 |
|
Phillips 66 |
|
|
1,712,340 |
|
7,500 |
|
PNM Resources Inc. |
|
|
367,875 |
|
75,180 |
|
RPC Inc. |
|
|
405,972 |
|
40,000 |
|
Schlumberger NV |
|
|
1,087,600 |
|
30,770 |
|
Southwest Gas Holdings Inc. |
|
|
2,114,207 |
|
100,000 |
|
The AES Corp. |
|
|
2,681,000 |
|
2,280 |
|
TOTAL SE |
|
|
106,349 |
|
31,000 |
|
UGI Corp. |
|
|
1,271,310 |
|
|
|
|
|
|
|
|
|
|
|
|
|
55,211,431 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Electronics 2.5% |
|
|
|
|
6,400 |
|
ams AG |
|
|
127,573 |
|
41,591 |
|
Bel Fuse Inc., Cl. A |
|
|
743,647 |
|
20,000 |
|
Flex Ltd. |
|
|
366,200 |
|
4,000 |
|
Hitachi Ltd., ADR |
|
|
369,800 |
|
56,500 |
|
Intel Corp. |
|
|
3,616,000 |
|
390 |
|
KLA Corp. |
|
|
128,856 |
|
33,000 |
|
Koninklijke Philips NV |
|
|
1,881,990 |
|
1,400 |
|
Mettler-Toledo International Inc. |
|
|
1,617,966 |
|
7,500 |
|
Plug Power Inc. |
|
|
268,800 |
|
70 |
|
Roku Inc. |
|
|
22,804 |
|
16,000 |
|
Sony Group Corp., ADR |
|
|
1,696,160 |
|
40,000 |
|
TE Connectivity Ltd. |
|
|
5,164,400 |
|
191,500 |
|
Texas Instruments Inc. |
|
|
36,191,585 |
|
920 |
|
Thermo Fisher Scientific Inc. |
|
|
419,870 |
|
6,000 |
|
Vishay Precision Group Inc. |
|
|
184,860 |
|
|
|
|
|
|
|
|
|
|
|
|
|
52,800,511 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Retail 2.4% |
|
|
|
|
60,000 |
|
AutoNation Inc. |
|
|
5,593,200 |
|
5,000 |
|
Caseys General Stores Inc. |
|
|
1,080,950 |
|
37,200 |
|
Costco Wholesale Corp. |
|
|
13,112,256 |
|
97,500 |
|
CVS Health Corp. |
|
|
7,334,925 |
|
2,000 |
|
Dollar Tree Inc. |
|
|
228,920 |
|
23,000 |
|
Lowes Companies Inc. |
|
|
4,374,140 |
|
125,000 |
|
Macys Inc. |
|
|
2,023,750 |
|
16,000 |
|
Movado Group Inc. |
|
|
455,200 |
|
1,800 |
|
NIKE Inc., Cl. B |
|
|
239,202 |
|
39,728 |
|
PetIQ Inc. |
|
|
1,400,809 |
|
35,000 |
|
Sally Beauty Holdings Inc. |
|
|
704,550 |
|
11,400 |
|
Shake Shack Inc., Cl. A |
|
|
1,285,578 |
|
80,000 |
|
The Wendys Co. |
|
|
1,620,800 |
|
83,000 |
|
Vroom Inc. |
|
|
3,236,170 |
|
52,000 |
|
Walgreens Boots Alliance Inc. |
|
|
2,854,800 |
|
30,000 |
|
Walmart Inc. |
|
|
4,074,900 |
|
|
|
|
|
|
|
|
|
|
|
|
|
49,620,150 |
|
|
|
|
|
|
|
|
5
The Gabelli Equity Trust Inc.
Schedule of Investments (Continued) March 31, 2021 (Unaudited)
|
|
|
|
|
|
|
Shares |
|
|
|
Market Value |
|
|
|
|
|
|
COMMON STOCKS (Continued) |
|
|
|
|
|
Broadcasting 2.2% |
|
|
|
|
2,000 |
|
Cogeco Inc. |
|
$ |
154,293 |
|
24,000 |
|
Corus Entertainment Inc., OTC, Cl. B |
|
|
109,440 |
|
138,400 |
|
Fox Corp., Cl. A |
|
|
4,997,624 |
|
54,000 |
|
Fox Corp., Cl. B |
|
|
1,886,220 |
|
16,000 |
|
Gray Television Inc. |
|
|
294,400 |
|
19,250 |
|
Liberty Broadband Corp., Cl. A |
|
|
2,794,137 |
|
89,172 |
|
Liberty Broadband Corp., Cl. C |
|
|
13,389,176 |
|
48,333 |
|
Liberty Media Corp.- Liberty Formula One, Cl. A |
|
|
1,847,287 |
|
48,250 |
|
Liberty Media Corp.- Liberty Formula One, Cl. C |
|
|
2,088,743 |
|
55,000 |
|
Liberty Media Corp.- Liberty SiriusXM, Cl. A |
|
|
2,424,400 |
|
183,449 |
|
Liberty Media Corp.- Liberty SiriusXM, Cl. C |
|
|
8,091,935 |
|
267,600 |
|
MSG Networks Inc., Cl. A |
|
|
4,024,704 |
|
19,000 |
|
Nexstar Media Group Inc., Cl. A |
|
|
2,668,170 |
|
30,000 |
|
Sinclair Broadcast Group Inc., Cl. A |
|
|
877,800 |
|
50,000 |
|
TEGNA Inc. |
|
|
941,500 |
|
80,000 |
|
Television Broadcasts Ltd. |
|
|
83,251 |
|
|
|
|
|
|
|
|
|
|
|
|
|
46,673,080 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Specialty Chemicals 2.2% |
|
|
|
|
11,000 |
|
AdvanSix Inc. |
|
|
295,020 |
|
1,600 |
|
Covestro AG |
|
|
107,588 |
|
157,000 |
|
DuPont de Nemours Inc. |
|
|
12,132,960 |
|
443,500 |
|
Ferro Corp. |
|
|
7,477,410 |
|
13,000 |
|
FMC Corp. |
|
|
1,437,930 |
|
138,000 |
|
GCP Applied Technologies Inc. |
|
|
3,386,520 |
|
15,000 |
|
H.B. Fuller Co. |
|
|
943,650 |
|
63,500 |
|
International Flavors & Fragrances Inc. |
|
|
8,865,235 |
|
2,800 |
|
Johnson Matthey plc |
|
|
116,304 |
|
450 |
|
Linde plc |
|
|
126,063 |
|
131,900 |
|
Sensient Technologies Corp. |
|
|
10,288,200 |
|
34,400 |
|
SGL Carbon SE |
|
|
243,659 |
|
2,000 |
|
The Chemours Co. |
|
|
55,820 |
|
260 |
|
The Sherwin-Williams Co. |
|
|
191,883 |
|
|
|
|
|
|
|
|
|
|
|
|
|
45,668,242 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Aerospace and Defense 2.0% |
|
|
|
|
294,300 |
|
Aerojet Rocketdyne Holdings Inc. |
|
|
13,820,328 |
|
1,400 |
|
Airbus SE |
|
|
158,497 |
|
15,000 |
|
Avio SpA |
|
|
216,011 |
|
22,000 |
|
BAE Systems plc |
|
|
153,162 |
|
15,000 |
|
dMY Technology Group Inc. II, Cl. A |
|
|
220,650 |
|
14,000 |
|
Howmet Aerospace Inc. |
|
|
449,820 |
|
400 |
|
IQVIA Holdings Inc. |
|
|
77,256 |
|
37,500 |
|
Kaman Corp. |
|
|
1,923,375 |
|
1,000 |
|
Kratos Defense & Security Solutions Inc. |
|
|
27,280 |
|
13,000 |
|
L3Harris Technologies Inc. |
|
|
2,634,840 |
|
17,500 |
|
Northrop Grumman Corp. |
|
|
5,663,700 |
|
|
|
|
|
|
|
|
Shares |
|
|
|
Market Value |
|
|
|
|
10,000 |
|
Raytheon Technologies Corp. |
|
$ |
772,700 |
|
4,115,666 |
|
Rolls-Royce Holdings plc |
|
|
5,974,572 |
|
2,500 |
|
Thales SA |
|
|
248,378 |
|
41,000 |
|
The Boeing Co. |
|
|
10,443,520 |
|
|
|
|
|
|
|
|
|
|
|
|
|
42,784,089 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Telecommunications 2.0% |
|
|
|
|
58,000 |
|
AT&T Inc. |
|
|
1,755,660 |
|
55,400 |
|
BCE Inc. |
|
|
2,500,756 |
|
874,200 |
|
BT Group plc, Cl. A |
|
|
1,865,606 |
|
7,040,836 |
|
Cable & Wireless Jamaica Ltd.(b) |
|
|
56,059 |
|
30,000 |
|
Cincinnati Bell Inc. |
|
|
460,500 |
|
4,000 |
|
Comtech Telecommunications Corp. |
|
|
99,360 |
|
29,180 |
|
Deutsche Telekom AG |
|
|
587,547 |
|
125,000 |
|
Deutsche Telekom AG, ADR |
|
|
2,530,000 |
|
36,000 |
|
Hellenic Telecommunications Organization SA |
|
|
577,531 |
|
15,000 |
|
Hellenic Telecommunications Organization SA, ADR |
|
|
118,950 |
|
264,732 |
|
Koninklijke KPN NV |
|
|
898,446 |
|
70,000 |
|
Loral Space & Communications Inc. |
|
|
2,636,900 |
|
82,500 |
|
Lumen Technologies Inc. |
|
|
1,101,375 |
|
1,100,000 |
|
NII Holdings Inc., Escrow(b) |
|
|
2,387,000 |
|
16,000 |
|
Oi SA, ADR |
|
|
6,496 |
|
4,267 |
|
Oi SA, Cl. C, ADR |
|
|
7,083 |
|
21,000 |
|
Telecom Argentina SA, ADR |
|
|
115,920 |
|
535,000 |
|
Telecom Italia SpA |
|
|
289,354 |
|
70,000 |
|
Telefonica Brasil SA, ADR |
|
|
550,900 |
|
563,739 |
|
Telefonica SA, ADR |
|
|
2,553,738 |
|
530,000 |
|
Telephone and Data Systems Inc. |
|
|
12,168,800 |
|
105,000 |
|
Telesites SAB de CV |
|
|
108,753 |
|
50,000 |
|
TELUS Corp. |
|
|
995,862 |
|
46,075 |
|
TIM SA, ADR |
|
|
522,951 |
|
76,000 |
|
VEON Ltd., ADR |
|
|
134,520 |
|
98,000 |
|
Verizon Communications Inc. |
|
|
5,698,700 |
|
174,000 |
|
Vodafone Group plc |
|
|
316,349 |
|
78,800 |
|
Vodafone Group plc, ADR |
|
|
1,452,284 |
|
|
|
|
|
|
|
|
|
|
|
|
|
42,497,400 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Environmental Services 1.9% |
|
|
|
|
47,000 |
|
Biffa plc |
|
|
172,353 |
|
30,000 |
|
Pentair plc |
|
|
1,869,600 |
|
230,000 |
|
Republic Services Inc. |
|
|
22,850,500 |
|
16,600 |
|
Veolia Environnement SA |
|
|
425,545 |
|
118,600 |
|
Waste Management Inc. |
|
|
15,301,772 |
|
|
|
|
|
|
|
|
|
|
|
|
|
40,619,770 |
|
|
|
|
|
|
|
|
|
|
|
|
Computer Software and Services 1.8% |
|
650 |
|
Adobe Inc. |
|
|
308,991 |
|
500 |
|
Alibaba Group Holding Ltd., ADR |
|
|
113,365 |
|
150 |
|
Alphabet Inc., Cl. A |
|
|
309,378 |
|
6,330 |
|
Alphabet Inc., Cl. C |
|
|
13,094,428 |
|
2,200 |
|
Atos SE |
|
|
171,618 |
|
14,000 |
|
Avast plc |
|
|
88,010 |
|
6
The Gabelli Equity Trust Inc.
Schedule of Investments (Continued) March 31, 2021 (Unaudited)
|
|
|
|
|
|
|
Shares |
|
|
|
Market Value |
|
|
|
|
|
|
COMMON STOCKS (Continued) |
|
|
|
|
|
Computer Software and Services (Continued) |
|
5,200 |
|
Blue Prism Group plc |
|
$ |
91,043 |
|
1,000 |
|
Capgemini SE |
|
|
170,159 |
|
9,000 |
|
Check Point Software Technologies Ltd. |
|
|
1,007,730 |
|
2,250 |
|
Cloudflare Inc., Cl. A |
|
|
158,085 |
|
940 |
|
CrowdStrike Holdings Inc., Cl. A |
|
|
171,559 |
|
1,080 |
|
Dassault Systemes SE |
|
|
231,013 |
|
14,855 |
|
Facebook Inc., Cl. A |
|
|
4,375,243 |
|
300 |
|
FactSet Research Systems Inc. |
|
|
92,577 |
|
1,800 |
|
Fidelity National Information Services Inc. |
|
|
253,098 |
|
15,000 |
|
FireEye Inc. |
|
|
293,550 |
|
13,820 |
|
Fiserv Inc. |
|
|
1,645,133 |
|
70,000 |
|
GTY Technology Holdings Inc. |
|
|
447,300 |
|
130,000 |
|
Hewlett Packard Enterprise Co. |
|
|
2,046,200 |
|
3,000 |
|
I3 Verticals Inc., Cl. A |
|
|
93,375 |
|
19,500 |
|
Match Group Inc. |
|
|
2,678,910 |
|
2,000 |
|
Micron Technology Inc. |
|
|
176,420 |
|
5,850 |
|
Microsoft Corp. |
|
|
1,379,255 |
|
2,000 |
|
MKS Instruments Inc. |
|
|
370,840 |
|
5,000 |
|
NortonLifeLock Inc. |
|
|
106,300 |
|
550 |
|
NVIDIA Corp. |
|
|
293,661 |
|
140,000 |
|
Oxford Metrics plc |
|
|
181,424 |
|
3,200 |
|
PSI Software AG |
|
|
100,571 |
|
18,500 |
|
Rockwell Automation Inc. |
|
|
4,910,640 |
|
700 |
|
salesforce.com Inc. |
|
|
148,309 |
|
1,800 |
|
SAP SE, ADR |
|
|
221,022 |
|
640 |
|
ServiceNow Inc. |
|
|
320,070 |
|
585 |
|
Snowflake Inc., Cl. A |
|
|
134,129 |
|
47,000 |
|
SolarWinds Corp. |
|
|
819,680 |
|
30,000 |
|
SVMK Inc. |
|
|
549,600 |
|
4,900 |
|
Tailwind Acquisition Corp., Cl. A |
|
|
48,608 |
|
1,300 |
|
Temenos AG |
|
|
187,129 |
|
1,250 |
|
Unity Software Inc. |
|
|
125,387 |
|
200 |
|
Veeva Systems Inc., Cl. A |
|
|
52,248 |
|
500 |
|
VMware Inc., Cl. A |
|
|
75,225 |
|
100 |
|
Zoom Video Communications Inc., Cl. A |
|
|
32,129 |
|
|
|
|
|
|
|
|
|
|
|
|
|
38,073,412 |
|
|
|
|
|
|
|
|
|
|
|
|
Building and Construction 1.8% |
|
27,000 |
|
Arcosa Inc. |
|
|
1,757,430 |
|
18,000 |
|
Assa Abloy AB, Cl. B |
|
|
517,321 |
|
4,000 |
|
Cie de Saint-Gobain |
|
|
236,041 |
|
70,000 |
|
Fortune Brands Home & Security Inc. |
|
|
6,707,400 |
|
22,000 |
|
Gencor Industries Inc. |
|
|
295,020 |
|
90,448 |
|
Herc Holdings Inc. |
|
|
9,165,096 |
|
35,200 |
|
Ibstock plc |
|
|
106,856 |
|
215,814 |
|
Johnson Controls International plc |
|
|
12,877,621 |
|
17,200 |
|
KBR Inc. |
|
|
660,308 |
|
20,000 |
|
PGT Innovations Inc. |
|
|
505,000 |
|
12,000 |
|
Sika AG |
|
|
3,428,027 |
|
|
|
|
|
|
|
|
Shares |
|
|
|
Market Value |
|
|
|
|
3,000 |
|
Vulcan Materials Co. |
|
$ |
506,250 |
|
|
|
|
|
|
|
|
|
|
|
|
|
36,762,370 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Hotels and Gaming 1.7% |
|
|
|
|
73,500 |
|
888 Holdings plc |
|
|
400,242 |
|
16,000 |
|
Accor SA |
|
|
603,424 |
|
10,000 |
|
Better Collective A/S |
|
|
245,035 |
|
114,057 |
|
Entain plc |
|
|
2,386,888 |
|
2,000 |
|
Frontier Developments plc |
|
|
74,996 |
|
2,000 |
|
Gamesys Group plc |
|
|
53,269 |
|
33,700 |
|
GAN Ltd. |
|
|
613,340 |
|
8,000 |
|
Hyatt Hotels Corp., Cl. A |
|
|
661,600 |
|
18,000 |
|
Las Vegas Sands Corp. |
|
|
1,093,680 |
|
45,000 |
|
LeoVegas AB |
|
|
263,556 |
|
4,408,500 |
|
Mandarin Oriental International Ltd. |
|
|
7,847,130 |
|
13,000 |
|
Marriott International Inc., Cl. A |
|
|
1,925,430 |
|
70,000 |
|
MGM China Holdings Ltd. |
|
|
124,259 |
|
54,400 |
|
MGM Growth Properties LLC, Cl. A, REIT |
|
|
1,774,528 |
|
81,000 |
|
MGM Resorts International |
|
|
3,077,190 |
|
7,300 |
|
Penn National Gaming Inc. |
|
|
765,332 |
|
20,000 |
|
PlayAGS Inc. |
|
|
161,600 |
|
127,800 |
|
Ryman Hospitality Properties Inc., REIT |
|
|
9,905,778 |
|
200,000 |
|
The Hongkong & Shanghai Hotels Ltd. |
|
|
198,865 |
|
32,000 |
|
The Marcus Corp. |
|
|
639,680 |
|
250,000 |
|
William Hill plc |
|
|
937,448 |
|
4,000 |
|
Wyndham Hotels & Resorts Inc. |
|
|
279,120 |
|
6,000 |
|
Wynn Resorts Ltd. |
|
|
752,220 |
|
|
|
|
|
|
|
|
|
|
|
|
|
34,784,610 |
|
|
|
|
|
|
|
|
|
|
|
|
Aviation: Parts and Services 1.3% |
|
12,000 |
|
Astronics Corp. |
|
|
216,480 |
|
183,300 |
|
Curtiss-Wright Corp. |
|
|
21,739,380 |
|
829,904 |
|
Signature Aviation plc |
|
|
4,625,619 |
|
|
|
|
|
|
|
|
|
|
|
|
|
26,581,479 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Real Estate 0.9% |
|
|
|
|
8,000 |
|
Bresler & Reiner Inc. |
|
|
608 |
|
10,267 |
|
Gaming and Leisure Properties Inc., REIT |
|
|
435,629 |
|
57,775 |
|
Indus Realty Trust Inc., REIT |
|
|
3,475,744 |
|
29,000 |
|
Rayonier Inc., REIT |
|
|
935,250 |
|
320,000 |
|
The St. Joe Co. |
|
|
13,728,000 |
|
15,000 |
|
Weyerhaeuser Co., REIT |
|
|
534,000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
19,109,231 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Metals and Mining 0.9% |
|
|
|
|
37,400 |
|
Agnico Eagle Mines Ltd. |
|
|
2,162,094 |
|
50,000 |
|
Barrick Gold Corp. |
|
|
990,000 |
|
30,000 |
|
Cleveland-Cliffs Inc. |
|
|
603,300 |
|
116,000 |
|
Freeport-McMoRan Inc. |
|
|
3,819,880 |
|
3,000 |
|
Kirkland Lake Gold Ltd. |
|
|
101,400 |
|
20,253 |
|
Livent Corp. |
|
|
350,782 |
|
4,300 |
|
Materion Corp. |
|
|
284,832 |
|
50,000 |
|
New Hope Corp. Ltd. |
|
|
53,928 |
|
7
The Gabelli Equity Trust Inc.
Schedule of Investments (Continued) March 31, 2021 (Unaudited)
|
|
|
|
|
|
|
Shares |
|
|
|
Market Value |
|
|
|
|
|
|
COMMON STOCKS (Continued) |
|
|
|
|
|
Metals and Mining (Continued) |
|
|
|
142,000 |
|
Newmont Corp. |
|
$ |
8,558,340 |
|
62,000 |
|
TimkenSteel Corp. |
|
|
728,500 |
|
10,000 |
|
Turquoise Hill Resources Ltd. |
|
|
160,900 |
|
10,000 |
|
Vale SA, ADR |
|
|
173,800 |
|
|
|
|
|
|
|
|
|
|
|
|
|
17,987,756 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Automotive 0.7% |
|
|
|
|
2,000 |
|
Daimler AG |
|
|
178,274 |
|
66,000 |
|
General Motors Co. |
|
|
3,792,360 |
|
85,000 |
|
Navistar International Corp. |
|
|
3,742,550 |
|
70,000 |
|
PACCAR Inc. |
|
|
6,504,400 |
|
20,000 |
|
Stellantis NV |
|
|
355,800 |
|
8,000 |
|
The Shyft Group Inc. |
|
|
297,600 |
|
1,800 |
|
Toyota Motor Corp., ADR |
|
|
280,908 |
|
20,000 |
|
Traton SE |
|
|
539,442 |
|
|
|
|
|
|
|
|
|
|
|
|
|
15,691,334 |
|
|
|
|
|
|
|
|
|
|
|
|
Communications Equipment 0.6% |
|
14,650 |
|
Apple Inc. |
|
|
1,789,497 |
|
1,000 |
|
Arista Networks Inc. |
|
|
301,890 |
|
228,000 |
|
Corning Inc. |
|
|
9,920,280 |
|
70,000 |
|
Limelight Networks Inc. |
|
|
249,900 |
|
1,200 |
|
Motorola Solutions Inc. |
|
|
225,660 |
|
4,490 |
|
QUALCOMM Inc. |
|
|
595,329 |
|
12,500 |
|
Telefonaktiebolaget LM Ericsson, Cl. B |
|
|
165,384 |
|
|
|
|
|
|
|
|
|
|
|
|
|
13,247,940 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Transportation 0.6% |
|
|
|
|
45 |
|
AP MollerMaersk A/S, Cl. B |
|
|
104,532 |
|
10,000 |
|
easyJet plc |
|
|
134,855 |
|
130,200 |
|
GATX Corp. |
|
|
12,074,748 |
|
|
|
|
|
|
|
|
|
|
|
|
|
12,314,135 |
|
|
|
|
|
|
|
|
|
|
|
|
Wireless Communications 0.6% |
|
105,000 |
|
America Movil SAB de CV, Cl. L, ADR |
|
|
1,425,900 |
|
3,000 |
|
Anterix Inc. |
|
|
141,480 |
|
75,000 |
|
Millicom International Cellular SA, SDR |
|
|
2,885,458 |
|
25,907 |
|
T-Mobile US Inc. |
|
|
3,245,888 |
|
105,400 |
|
United States Cellular Corp. |
|
|
3,844,992 |
|
|
|
|
|
|
|
|
|
|
|
|
|
11,543,718 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Agriculture 0.5% |
|
|
|
|
196,000 |
|
Archer-Daniels-Midland Co. |
|
|
11,172,000 |
|
10,000 |
|
The Mosaic Co. |
|
|
316,100 |
|
|
|
|
|
|
|
|
|
|
|
|
|
11,488,100 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Publishing 0.4% |
|
|
|
|
1,400 |
|
Graham Holdings Co., Cl. B |
|
|
787,416 |
|
55,000 |
|
Meredith Corp. |
|
|
1,637,900 |
|
105,000 |
|
News Corp., Cl. A |
|
|
2,670,150 |
|
90,600 |
|
News Corp., Cl. B |
|
|
2,125,476 |
|
|
|
|
|
|
|
|
Shares |
|
|
|
Market Value |
|
|
|
|
70,000 |
|
The E.W. Scripps Co., Cl. A |
|
$ |
1,348,900 |
|
|
|
|
|
|
|
|
|
|
|
|
|
8,569,842 |
|
|
|
|
|
|
|
|
|
|
|
|
Manufactured Housing and Recreational Vehicles 0.3% |
|
2,150 |
|
Cavco Industries Inc. |
|
|
485,062 |
|
11,514 |
|
Legacy Housing Corp. |
|
|
204,143 |
|
5,000 |
|
Martin Marietta Materials Inc. |
|
|
1,679,100 |
|
33,600 |
|
Nobility Homes Inc. |
|
|
1,041,600 |
|
42,000 |
|
Skyline Champion Corp. |
|
|
1,900,920 |
|
|
|
|
|
|
|
|
|
|
|
|
|
5,310,825 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Semiconductors 0.1% |
|
|
|
|
4,500 |
|
Advanced Micro Devices Inc. |
|
|
353,250 |
|
1,000 |
|
Analog Devices Inc. |
|
|
155,080 |
|
1,180 |
|
Applied Materials Inc. |
|
|
157,648 |
|
230 |
|
ASML Holding NV |
|
|
141,993 |
|
220 |
|
Lam Research Corp. |
|
|
130,953 |
|
3,000 |
|
Taiwan Semiconductor Manufacturing Co. Ltd., ADR |
|
|
354,840 |
|
|
|
|
|
|
|
|
|
|
|
|
|
1,293,764 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Computer Hardware 0.0% |
|
|
|
|
1,100 |
|
International Business Machines Corp. |
|
|
146,586 |
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL COMMON STOCKS |
|
|
2,028,590,591 |
|
|
|
|
|
|
|
|
|
|
|
|
|
CLOSED-END FUNDS 0.5% |
|
|
|
|
245,000 |
|
Altaba Inc., Escrow |
|
|
3,564,750 |
|
4,285 |
|
Royce Global Value Trust Inc. |
|
|
60,890 |
|
45,000 |
|
Royce Value Trust Inc. |
|
|
814,950 |
|
96,964 |
|
The Central Europe, Russia, and Turkey Fund Inc. |
|
|
2,334,893 |
|
159,600 |
|
The New Germany Fund Inc. |
|
|
3,155,292 |
|
|
|
|
|
|
|
|
|
|
TOTAL CLOSED-END FUNDS |
|
|
9,930,775 |
|
|
|
|
|
|
|
|
|
|
|
|
|
PREFERRED STOCKS 0.1% |
|
|
|
|
|
|
Consumer Services 0.1% |
|
|
|
|
12,750 |
|
Qurate Retail Inc., 8.000%, 03/15/31 |
|
|
1,296,038 |
|
|
|
|
|
|
|
|
|
|
|
|
CONVERTIBLE PREFERRED STOCKS 0.0% |
|
|
|
Telecommunications 0.0% |
|
|
|
|
21,000 |
|
Cincinnati Bell Inc., 6.750%, Ser. B |
|
|
1,048,740 |
|
|
|
|
|
|
|
|
|
|
|
|
|
RIGHTS 0.0% |
|
|
|
|
|
|
Entertainment 0.0% |
|
|
|
|
139,123 |
|
Media General Inc., CVR(b) |
|
|
0 |
|
|
|
|
|
|
|
|
8
The Gabelli Equity Trust Inc.
Schedule of Investments (Continued) March 31, 2021 (Unaudited)
|
|
|
|
|
|
|
Shares |
|
|
|
Market Value |
|
|
|
|
|
|
WARRANTS 0.0% |
|
|
|
|
|
|
Diversified Industrial 0.0% |
|
|
|
|
379,000 |
|
Ampco-Pittsburgh Corp., expire 08/01/25 |
|
$ |
500,280 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Energy and Utilities 0.0% |
|
|
|
|
2,504 |
|
Occidental Petroleum Corp., expire 08/03/27 |
|
|
29,823 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Financial Services 0.0% |
|
|
|
|
2,222 |
|
Pershing Square Tontine Holdings Ltd., expire 07/24/21 |
|
|
18,109 |
|
|
|
|
|
|
|
|
|
|
TOTAL WARRANTS |
|
|
548,212 |
|
|
|
|
|
|
|
|
|
|
|
Principal Amount |
|
|
|
|
|
|
|
|
|
U.S. GOVERNMENT OBLIGATIONS 2.5% |
|
$51,967,000 |
|
U.S. Treasury Bills, 0.025% to 0.070%, 04/22/21 to 09/23/21 |
|
|
51,965,866 |
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL INVESTMENTS 100.0%
(Cost $1,224,990,555) |
|
$ |
2,093,380,222 |
|
|
|
|
|
|
|
|
(a) |
Securities, or a portion thereof, with a value of $80,667,600 were pledged as collateral for futures contracts.
|
(b) |
Security is valued using significant unobservable inputs and is classified as Level 3 in the fair value hierarchy.
|
|
Non-income producing security. |
|
Represents annualized yields at dates of purchase. |
ADR |
American Depositary Receipt |
CVR |
Contingent Value Right |
REIT |
Real Estate Investment Trust |
SDR |
Swedish Depositary Receipt |
|
|
|
|
|
|
|
|
|
|
|
Geographic Diversification |
|
% of
Total Investments |
|
Market Value |
North America |
|
|
|
83.1 |
% |
|
|
$ |
1,738,567,693 |
|
Europe |
|
|
|
14.0 |
|
|
|
|
293,809,349 |
|
Japan |
|
|
|
1.4 |
|
|
|
|
29,988,733 |
|
Latin America |
|
|
|
0.9 |
|
|
|
|
19,229,314 |
|
Asia/Pacific |
|
|
|
0.5 |
|
|
|
|
10,828,030 |
|
South Africa |
|
|
|
0.1 |
|
|
|
|
957,103 |
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments |
|
|
|
100.0 |
% |
|
|
$ |
2,093,380,222 |
|
|
|
|
|
|
|
|
|
|
|
|
As of March 31, 2021, futures contracts
outstanding were as follows:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Description |
|
Long/Short |
|
|
Number of Contracts |
|
|
Expiration Date |
|
|
Notional Amount |
|
|
Value |
|
|
Unrealized Depreciation |
|
S&P 500 Futures (E-Mini) |
|
|
Short |
|
|
|
65 |
|
|
|
06/18/21 |
|
|
|
$12,894,050 |
|
|
$ |
(261,300 |
) |
|
$ |
(261,300 |
) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL FUTURES |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$ |
(261,300 |
) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9