0001610520-24-000009.txt : 20240118 0001610520-24-000009.hdr.sgml : 20240118 20240118090151 ACCESSION NUMBER: 0001610520-24-000009 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240105 FILED AS OF DATE: 20240118 DATE AS OF CHANGE: 20240118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04700 FILM NUMBER: 24540222 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI EQUITY TRUST INC CENTRAL INDEX KEY: 0000794685 ORGANIZATION NAME: IRS NUMBER: 222736509 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORP CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149215070 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2024-01-05 0 0000794685 GABELLI EQUITY TRUST INC GAB 0001610520 UBS Group AG BAHNHOFSTRASSE 45 ZURICH V8 CH-8001 SWITZERLAND 0 0 1 0 Auction Rate Preferred Stock 35 I By Subsidiary /s/ Andrew Johnson 2024-01-18 /s/ Jignesh Doshi 2024-01-18