0000869392-20-001572.txt : 20200810
0000869392-20-001572.hdr.sgml : 20200810
20200810130907
ACCESSION NUMBER: 0000869392-20-001572
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200531
FILED AS OF DATE: 20200810
DATE AS OF CHANGE: 20200810
EFFECTIVENESS DATE: 20200810
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM OHIO TAX EXEMPT INCOME FUND
CENTRAL INDEX KEY: 0000794616
IRS NUMBER: 046626129
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04528
FILM NUMBER: 201088391
BUSINESS ADDRESS:
STREET 1: 100 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-292-1000
MAIL ADDRESS:
STREET 1: 100 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM OHIO TAX EXEMPT INCOME FUND/MA
DATE OF NAME CHANGE: 20080729
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM OHIO TAX EXEMPT INCOME FUND II
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM OHIO TAX EXEMPT INCOME FUND
DATE OF NAME CHANGE: 19920609
0000794616
S000006390
PUTNAM OHIO TAX EXEMPT INCOME FUND II
C000017547
Class A Shares
PXOHX
C000017548
Class B Shares
POXBX
C000039840
Class C Shares
C000060574
CLASS Y
C000202934
Class R6 Shares
N-CEN
1
primary_doc.xml
X0201
N-CEN
LIVE
0000794616
XXXXXXXX
false
false
N-1A
S000006390
true
Putnam Ohio Tax Exempt Income Fund
811-04528
0000794616
TH6ZEOQRH2AZ6E5SI803
100 FEDERAL STREET
BOSTON
02110
US-MA
US
1-800-225-1581
State Street Bank and Trust Company
225 FRANKLIN STREET
BOSTON
02110
1-617-786-3000
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Higgins Michael J.
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Putnam Investment Management, LLC
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Putnam Retail Management Limited Partnership
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Putnam Investor Services, Inc.
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
N
N
N-1A
1
Y
Sutphen Mona K
N/A
N
Ahamed Liaquat
N/A
N
Akhoury Ravi
N/A
N
Baumann Barbara M
N/A
N
Domotorffy Katinka
004506390
N
Hill Catharine Bond
N/A
N
Joskow Paul L
N/A
N
Leibler Kenneth R
N/A
N
Patterson Robert E
N/A
N
Putnam, III George
004355835
N
Reynolds Robert L
002009065
Y
Singh Manoj P
N/A
N
Clark James F
N/A
100 FEDERAL STREET
BOSTON
02110
XXXXXX
N
N
N
N
N
N
Putnam Retail Management Limited Partnership
8-5088
000007325
N/A
Y
N
PricewaterhouseCoopers LLP
238
5493002GVO7EO8RNNS37
N
N
N
N
N
N
N
Putnam Ohio Tax Exempt Income Fund
S000006390
TH6ZEOQRH2AZ6E5SI803
N
5
0
1
N/A
N
N
N
N
N/A
0.00
0.00
Rule 17e-1 (17 CFR 270.17e-1)
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-6 (17 CFR 270.17a-6)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
N
N
Putnam Investment Management, LLC
801-7974
000106629
N/A
N
Putnam Investments Limited
801-61441
000122254
N/A
Y
GB
N
Putnam Investor Services, Inc.
84-06331
N/A
Y
N
N
MARKIT
549300HLPTRASHS0E726
GB
N
Reuters
549300561UZND4C7B569
N
ICE Data Services (Muni)
5493000NQ9LYLDBCTL34
N
PDVENDOR
549300WIC0TOJ7N7GD54
N
ICE Data Services (Corp)
5493000NQ9LYLDBCTL34
N
N
State Street Bank and Trust Company
N/A
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Putnam Investor Services, Inc.
N/A
Y
N
N
N
CITI - CITIBANK, N.A.
8-8177
000007059
E57ODZWZ7FF32TWEFA76
60.75
JPMS - J.P. MORGAN SECURITIES, LLC.
8-35008
000000079
ZBUT11V806EZRVTWT807
42.75
103.5
JPMS - J.P. MORGAN SECURITIES, LLC.
8-35008
000000079
ZBUT11V806EZRVTWT807
3720473.19
RBCD - RBC CAPITAL MARKETS LLC
8-45411
000031194
549300LCO2FLSSVFFR64
3467785.5
WCHV - WELLS FARGO SECURITIES, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
3432177.4
CITG - CITIGROUP GLOBAL MARKETS, INC./SALOMON BROTHERS
8-8177
000007059
MBNUM2BPBDO7JBLYG310
3374707.54
JEFF - JEFFERIES LLC
8-15074
000002347
NY9Q8VBNB6D1L6YV0J84
3332380
MLCO - BofA Securities, Inc.
8-7221
000007691
549300HN4UKV1E2R3U73
2780455
BARD - BAIRD (ROBERT W.) & CO., INCORPORATED
8-497
000008158
549300772UJAHRD6LO53
2366980
DADA - DAVIDSON (D.A.) & CO. INC.
8-2399
000000199
N/A
2100895.5
KYBK - KEY BANK N.A.
8-30177
000000566
N/A
1989782.5
SBSC - SIEBERT BRANDFORD SHANK & CO., L.L.C.
8-49877
000042568
N/A
1780647.5
41865519.93
N
111789438.41
0.00
Committed
317500000
N
Uncommitted
235500000
N
N
N
N
false
false
true
false
false
false
INTERNAL CONTROL RPT
2
G.1.aiii848.txt
INFORMATION ABOUT THE REGISTRANT
Report of Independent Registered Public Accounting Firm
To the Trustees and Shareholders of Putnam New Jersey Tax Exempt
Income Fund:
In planning and performing our audit of the financial statements
of Putnam New Jersey Tax Exempt Income Fund (the Fund) as of and
for the year ended May 31, 2020, in accordance with the
standards of the Public Company Accounting Oversight Board
(United States) (PCAOB), we considered the Funds internal
control over financial reporting, including controls over
safeguarding securities, as a basis for designing our auditing
procedures for the purpose of expressing our opinion on the
financial statements and to comply with the requirements of Form
NCEN, but not for the purpose of expressing an opinion on the
effectiveness of the Funds internal control over financial
reporting. Accordingly, we do not express an opinion on the
effectiveness of the Funds internal control over financial
reporting.
The management of the Fund is responsible for establishing and
maintaining effective internal control over financial reporting.
In fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and
related costs of controls. A companys internal control over
financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and
the preparation of financial statements for external purposes in
accordance with generally accepted accounting principles. A
companys internal control over financial reporting includes
those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately
and fairly reflect the transactions and dispositions of the
assets of the company; (2) provide reasonable assurance that
transactions are recorded as necessary to permit preparation of
financial statements in accordance with generally accepted
accounting principles, and that receipts and expenditures of the
company are being made only in accordance with authorizations of
management and directors of the company; and (3) provide
reasonable assurance regarding prevention or timely detection of
unauthorized acquisition, use or disposition of a companys
assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect misstatements.
Also, projections of any evaluation of effectiveness to future
periods are subject to the risk that controls may become
inadequate because of changes in conditions, or that the degree
of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow
management or employees, in the normal course of performing
their assigned functions, to prevent or detect misstatements on
a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial
reporting, such that there is a reasonable possibility that a
material misstatement of the companys annual or interim
financial statements will not be prevented or detected on a
timely basis.
Our consideration of the Funds internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control over financial reporting that might be material
weaknesses under standards established by the PCAOB. However,
we noted no deficiencies in the Funds internal control over
financial reporting and its operation, including controls over
safeguarding securities, that we consider to be material
weaknesses as defined above as of May 31, 2020.
This report is intended solely for the information and use of
the Trustees of Putnam New Jersey Tax Exempt Income Fund and the
Securities and Exchange Commission and is not intended to be and
should not be used by anyone other than these specified parties.
PricewaterhouseCoopers LLP
Boston, Massachusetts
July 6, 2020
1 of 1
1 of 1
PricewaterhouseCoopers LLP, 101 Seaport Boulevard, Suite 500, Boston, MA 02210
T: (617)530 5000, F: (617) 530 5001, www.pwc.com/us