0000794367-23-000020.txt : 20230327 0000794367-23-000020.hdr.sgml : 20230327 20230327170959 ACCESSION NUMBER: 0000794367-23-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230324 FILED AS OF DATE: 20230327 DATE AS OF CHANGE: 20230327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mitchell Adrian V CENTRAL INDEX KEY: 0001830542 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 23765320 MAIL ADDRESS: STREET 1: C/O MACY'S, INC. STREET 2: 151 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Macy's, Inc. CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0128 BUSINESS ADDRESS: STREET 1: 151 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 5135797585 MAIL ADDRESS: STREET 1: 151 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-03-24 0 0000794367 Macy's, Inc. M 0001830542 Mitchell Adrian V C/O MACY'S, INC. 151 WEST 34TH STREET NEW YORK NY 10001 0 1 0 0 EVP, Chief Financial Officer 0 Common Stock 2023-03-24 4 M 0 8538 A 30607 D Common Stock 2023-03-24 4 F 0 3441 16.94 D 27166 D Common Stock 2023-03-25 4 M 0 10765 A 37931 D Common Stock 2023-03-25 4 F 0 4339 16.94 D 33592 D Restricted Stock Units 2023-03-24 4 M 0 8538 0 D Common Stock 8538 25617 D Restricted Stock Units 2023-03-25 4 M 0 10765 0 D Common Stock 10765 21531 D Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. Withholding by Macy's, Inc. of 3,441 shares of common stock to satisfy reporting person's tax withholding obligation in connection with the vesting of restricted stock units and delivery of common stock on March 24, 2023 and does not represent a discretionary transaction by the reporting person. Withholding by Macy's, Inc. of 4,339 shares of common stock to satisfy reporting person's tax withholding obligation in connection with the vesting of restricted stock units and delivery of common stock on March 25, 2023 and does not represent a discretionary transaction by the reporting person. On March 24, 2022, the reporting person was granted 34,155 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date. On March 25, 2021, the reporting person was granted 43,061 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date. /s/ Steven R. Watts, as attorney-in-fact for Adrian V. Mitchell pursuant to a Power of Attorney 2023-03-27