0000794367-22-000017.txt : 20220325 0000794367-22-000017.hdr.sgml : 20220325 20220325183642 ACCESSION NUMBER: 0000794367-22-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220324 FILED AS OF DATE: 20220325 DATE AS OF CHANGE: 20220325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gennette Jeffrey CENTRAL INDEX KEY: 0001457264 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 22772789 MAIL ADDRESS: STREET 1: C/O MACY'S, INC. STREET 2: 151 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Macy's, Inc. CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 151 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 5135797585 MAIL ADDRESS: STREET 1: 151 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-03-24 0 0000794367 Macy's, Inc. M 0001457264 Gennette Jeffrey C/O MACY'S, INC. 151 WEST 34TH STREET NEW YORK NY 10001 1 1 0 0 Chairman and CEO Common Stock 2022-03-24 4 A 0 190662 0 A 423160 D Common Stock 2022-03-24 4 F 0 10637 26.35 D 412523 D Common Stock 2022-03-25 4 S 0 89158 26.3352 D 323365 D Common Stock 4447.65 I By 401(k) Plan Restricted Stock Units 2022-03-24 4 A 0 161290 0 A Common Stock 161290 161290 D Settlement of performance restricted stock units granted in March 2019 following a 3-year (fiscal 2019 - 2021) performance period. Number includes 19,234 dividend shares accrued during the performance period. Withholding by Macy's, Inc. of 10,637 shares of common stock to satisfy reporting person's tax withholding obligations in connection with the vesting of accrued dividends on performance restricted stock units and delivery of common stock on March 24, 2022 and does not represent a discretionary transaction by the reporting person. Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $26.10 to $26.71, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4. Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of March 24, 2022 by $26.35 the stock price on such date. Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. The restricted stock units vest one-fourth on each of the first, second, third and fourth anniversaries of the date granted. /s/ Steven R. Watts, as attorney-in-fact for Jeffrey Gennette pursuant to a Power of Attorney 2022-03-25