UNITED STATES |
OMB APPROVAL |
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SECURITIES AND EXCHANGE COMMISSION |
OMB Number 3235-0101 |
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FORM 144 |
SEC USE ONLY |
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DOCUMENT SEQUENCE NO. |
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CUSIP NUMBER |
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1 (a) NAME OF ISSUER (Please type or
print) |
(b) IRS IDENT. NO. |
(c) S.E.C. FILE NO. |
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WORK LOCATION |
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1(d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE |
(e) TELEPHONE NO. |
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AREA CODE |
NUMBER |
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2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE
SECURITIES ARE TO BE SOLD |
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(b) RELATIONSHIP TO ISSUER
Executive Officer |
(c) ADDRESS STREET CITY STATE ZIP CODE
c/o Macy's, Inc. |
INSTRUCTION: The person filing this notice
should contact the issuer to obtain the IRS. Identification Number and the
S.E.C. File Number.
3 (a) |
(b) |
SEC USE ONLY |
(c) |
(d) |
(e) |
(f) |
(g) |
Title of the |
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Number of Shares |
Aggregate |
Number of Shares |
Approximate |
Name of Each |
Common Stock |
Charles Schwab & Co. 211 Main Street San Francisco, CA 94105 |
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2,600 |
$66,898.00
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299,269,416
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3/24/2022 |
New York Stock Exchange |
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INSTRUCTIONS:
1. (a) Name of issuer
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3. (a) Title of the class of securities to be
sold |
Potential persons who are to respond to the collection of
information contained in this form are not
required to respond unless the form displays a currently valid OMB control
number.
SEC 1147 (08-07)
TABLE I - SECURITIES TO BE SOLD
Furnish the following information with respect
to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or
other consideration therefor:
Title of |
Date You |
Nature of Acquisition Transaction |
Name of Person from Whom Acquired |
Amount of |
Date of |
Nature of Payment |
Common Stock
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3/23/2022 |
Restricted Stock Units granted in 2018 under the Issuer's 2009 Omnibus Incentive Compensation Plan. |
Macy's, Inc.
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2,600 |
N/A |
N/A |
INSTRUCTIONS: |
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. |
TABLE II - SECURITIES SOLD DURING THE PAST 3
MONTHS
Furnish the following information as to all
securities of the issuer sold during the past 3 months by the person for
whose account the securities are to be sold.
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Amount of |
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Antony Spring 151 West 34th Street New York, New York 10001
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Common Stock |
3/22/2022 |
1,034 | $28,197.18 |
REMARKS:
(1) The filing of this Form 144 shall not be construed as an
admission that the undersigned is an Affiliate of the Issuer.
INSTRUCTIONS:
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ATTENTION: |
3/24/2022
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1 |
/s/ Steven R. Watts (1) The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures. |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001). |