0000794367-21-000052.txt : 20210908 0000794367-21-000052.hdr.sgml : 20210908 20210908135808 ACCESSION NUMBER: 0000794367-21-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210904 FILED AS OF DATE: 20210908 DATE AS OF CHANGE: 20210908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griscom Paul CENTRAL INDEX KEY: 0001813891 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 211241561 MAIL ADDRESS: STREET 1: C/O MACY'S, INC. STREET 2: 145 PROGRESS PLACE CITY: SPRINGDALE STATE: OH ZIP: 45246 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Macy's, Inc. CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 151 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 5135797585 MAIL ADDRESS: STREET 1: 151 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-09-04 0 0000794367 Macy's, Inc. M 0001813891 Griscom Paul C/O MACY'S, INC. 145 PROGRESS PLACE SPRINGDALE OH 45246 0 1 0 0 SVP and Controller Common Stock 2021-09-04 4 M 0 4084 A 6239 D Common Stock 2021-09-07 4 S 0 1216 21.785 D 5023 D Common Stock 192.1929 I By 401(k) Plan Restricted Stock Units 2021-09-04 4 M 0 4084 0 D Common Stock 4084 12255 D One-for-one conversion. Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $21.7850 to $21.8450, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to the Form 4. Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of September 7, 2021 by $21.93, the stock price on such date. On September 4, 2020, the reporting person was granted 16,339 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date. /s/ Steven R. Watts, as attorney-in-fact for Paul Griscom pursuant to a Power of Attorney 2021-09-08