0000794367-21-000014.txt : 20210325 0000794367-21-000014.hdr.sgml : 20210325 20210325145801 ACCESSION NUMBER: 0000794367-21-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210323 FILED AS OF DATE: 20210325 DATE AS OF CHANGE: 20210325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harper John T. CENTRAL INDEX KEY: 0001802657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 21772025 MAIL ADDRESS: STREET 1: C/O MACY'S, INC. STREET 2: 151 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Macy's, Inc. CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 151 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 5135797585 MAIL ADDRESS: STREET 1: 151 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-03-23 0 0000794367 Macy's, Inc. M 0001802657 Harper John T. C/O MACY'S, INC. 151 WEST 34TH STREET NEW YORK NY 10001 0 1 0 0 EVP, Chief Operations Officer Common Stock 2021-03-23 4 M 0 1837 A 36539 D Common Stock 2021-03-23 4 M 0 13782 A 50321 D Common Stock 2021-03-24 4 S 0 5255 16.248 D 45066 D Common Stock 25830.46 I By 401(k) Plan Restricted Stock Units 2021-03-23 4 M 0 1837 0 D Common Stock 1837 1838 D Restricted Stock Units 2021-03-23 4 M 0 13782 0 D Common Stock 13782 0 D One-for-one conversion. Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $16.2401 to $16.2750, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4. Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of March 24, 2021 by $15.26, the stock price on such date. On March 23, 2018 the reporting person was granted 7,350 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date. On March 23, 2018 the reporting person was granted 27,563 restricted stock units, vesting in two equal installments beginning on the first anniversary of the grant date. /s/ Steven R. Watts, as attorney-in-fact for John T. Harper pursuant to a Power of Attorney 2021-03-25