0000794367-17-000029.txt : 20170328
0000794367-17-000029.hdr.sgml : 20170328
20170328174945
ACCESSION NUMBER: 0000794367-17-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170324
FILED AS OF DATE: 20170328
DATE AS OF CHANGE: 20170328
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Macy's, Inc.
CENTRAL INDEX KEY: 0000794367
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311]
IRS NUMBER: 133324058
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0117
BUSINESS ADDRESS:
STREET 1: 7 WEST SEVENTH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 5135797000
MAIL ADDRESS:
STREET 1: 7 W SEVENTH ST
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/
DATE OF NAME CHANGE: 19950307
FORMER COMPANY:
FORMER CONFORMED NAME: R H MACY & CO INC
DATE OF NAME CHANGE: 19950307
FORMER COMPANY:
FORMER CONFORMED NAME: MACY ACQUIRING CORP
DATE OF NAME CHANGE: 19861124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUNDGREN TERRY J
CENTRAL INDEX KEY: 0001184471
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13536
FILM NUMBER: 17720079
MAIL ADDRESS:
STREET 1: C/O MACY'S, INC.
STREET 2: 7 WEST SEVENTH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-03-24
0
0000794367
Macy's, Inc.
M
0001184471
LUNDGREN TERRY J
C/O MACY'S, INC.
7 WEST SEVENTH STREET
CINCINNATI
OH
45202
1
1
0
0
Executive Chair&Chairman of Bd
Common Stock
157102
I
By GRATS
Common Stock
2572
I
By 401(k) Plan
Options to Purchase Common Stock
28.17
2017-03-24
4
A
0
290076
0
A
2027-03-24
Common Stock
290076
290076
D
These shares were previously reported as directly beneficially owned. On March 26, 2015 the reporting person contributed 156,930 shares to a grantor retained annuity trust ("GRAT #1"). On March 28, 2016, 61,288 shares were transferred back to the reporting person therefore leaving a total of 95,642 shares in GRAT #1. On November 13, 2015, the reporting person contributed 126,294 shares to a grantor retained annuity trust ("GRAT #2"). On February 24, 2017, 64,834 shares were transferred back to the reporting person therefore leaving a total of 61,460 shares in GRAT #2.
Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of March 24, 2017 by $28.17, the stock price of such date.
Grant to reporting person of options to purchase 290,076 shares of common stock under the Issuer's Amended and Restated 2009 Omnibus Incentive Compensation Plan. The options become exercisable in 25% increments on March 24, 2018, March 24, 2019, March 24, 2020 and March 24, 2021.
/s/ Ann Munson Steines, as attorney-in-fact for Terry J. Lundgren pursuant to a Power of Attorney
2017-03-28