0000794367-16-000209.txt : 20160324 0000794367-16-000209.hdr.sgml : 20160324 20160324164314 ACCESSION NUMBER: 0000794367-16-000209 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160323 FILED AS OF DATE: 20160324 DATE AS OF CHANGE: 20160324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Macy's, Inc. CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797000 MAIL ADDRESS: STREET 1: 7 W SEVENTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUNDGREN TERRY J CENTRAL INDEX KEY: 0001184471 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 161527651 MAIL ADDRESS: STREET 1: C/O MACY'S, INC. STREET 2: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-03-23 0 0000794367 Macy's, Inc. M 0001184471 LUNDGREN TERRY J C/O MACY'S, INC. 7 WEST SEVENTH STREET CINCINNATI OH 45202 1 1 0 0 Chairman and CEO Common Stock 2016-03-23 4 M 0 177352 36.26 A 336270 D Common Stock 2016-03-23 4 S 0 177352 43.478 D 158918 D Common Stock 283224 I By GRATS Common Stock 2463 I By 401(k) Plan Option to Purchase Common Stock 36.26 2016-03-23 4 M 0 177352 0 D 2007-03-24 2016-03-24 Common Stock 177352 0 D Option to Purchase Common Stock 43.42 2016-03-23 4 A 0 324675 0 A 2026-03-23 Common Stock 324675 324675 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $42.92 to $43.82, inclusive. The reporting person undertakes to provide Macy's, Inc., any security holder of Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. These shares were previously reported as directly beneficially owned, but 156,930 shares were contributed to a grantor retained annuity trust (GRAT) on March 26, 2015 and 126,294 shares were transferred to a GRAT on November 13, 2015. Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of March 23, 2016 by $43.42, the stock price of such date. Grant to reporting person of options to purchase 324,675 shares of common stock under the Issuer's 2009 Omnibus Incentive Compensation Plan. The options become exercisable in 25% increments on March 23, 2017, March 23, 2018, March 23, 2019 and March 23, 2020. /s/ Linda J. Balicki, as attorney-in-fact for Terry J. Lundgren pursuant to a Power of Attorney 2016-03-24