0000794367-16-000209.txt : 20160324
0000794367-16-000209.hdr.sgml : 20160324
20160324164314
ACCESSION NUMBER: 0000794367-16-000209
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160323
FILED AS OF DATE: 20160324
DATE AS OF CHANGE: 20160324
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Macy's, Inc.
CENTRAL INDEX KEY: 0000794367
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311]
IRS NUMBER: 133324058
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0130
BUSINESS ADDRESS:
STREET 1: 7 WEST SEVENTH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 5135797000
MAIL ADDRESS:
STREET 1: 7 W SEVENTH ST
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/
DATE OF NAME CHANGE: 19950307
FORMER COMPANY:
FORMER CONFORMED NAME: R H MACY & CO INC
DATE OF NAME CHANGE: 19950307
FORMER COMPANY:
FORMER CONFORMED NAME: MACY ACQUIRING CORP
DATE OF NAME CHANGE: 19861124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUNDGREN TERRY J
CENTRAL INDEX KEY: 0001184471
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13536
FILM NUMBER: 161527651
MAIL ADDRESS:
STREET 1: C/O MACY'S, INC.
STREET 2: 7 WEST SEVENTH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-03-23
0
0000794367
Macy's, Inc.
M
0001184471
LUNDGREN TERRY J
C/O MACY'S, INC.
7 WEST SEVENTH STREET
CINCINNATI
OH
45202
1
1
0
0
Chairman and CEO
Common Stock
2016-03-23
4
M
0
177352
36.26
A
336270
D
Common Stock
2016-03-23
4
S
0
177352
43.478
D
158918
D
Common Stock
283224
I
By GRATS
Common Stock
2463
I
By 401(k) Plan
Option to Purchase Common Stock
36.26
2016-03-23
4
M
0
177352
0
D
2007-03-24
2016-03-24
Common Stock
177352
0
D
Option to Purchase Common Stock
43.42
2016-03-23
4
A
0
324675
0
A
2026-03-23
Common Stock
324675
324675
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $42.92 to $43.82, inclusive. The reporting person undertakes to provide Macy's, Inc., any security holder of Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
These shares were previously reported as directly beneficially owned, but 156,930 shares were contributed to a grantor retained annuity trust (GRAT) on March 26, 2015 and 126,294 shares were transferred to a GRAT on November 13, 2015.
Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of March 23, 2016 by $43.42, the stock price of such date.
Grant to reporting person of options to purchase 324,675 shares of common stock under the Issuer's 2009 Omnibus Incentive Compensation Plan. The options become exercisable in 25% increments on March 23, 2017, March 23, 2018, March 23, 2019 and March 23, 2020.
/s/ Linda J. Balicki, as attorney-in-fact for Terry J. Lundgren pursuant to a Power of Attorney
2016-03-24