UNITED STATES |
OMB APPROVAL |
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SECURITIES
AND EXCHANGE COMMISSION |
OMB Number
3235-0101 |
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FORM 144 |
SEC USE ONLY |
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DOCUMENT SEQUENCE NO. |
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CUSIP NUMBER |
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1 (a) NAME OF ISSUER (Please
type or print) |
(b) IRS IDENT. NO. |
(c) S.E.C. FILE NO. |
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WORK LOCATION |
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1(d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE |
(e) TELEPHONE NO. |
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AREA CODE |
NUMBER |
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2 (a) NAME OF PERSON FOR
WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD |
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(b) RELATIONSHIP TO ISSUER
Executive Officer |
(c) ADDRESS STREET CITY STATE ZIP CODE
c/o Macy's, Inc. |
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INSTRUCTION:
The
person filing this notice should contact the issuer to obtain the IRS.
Identification Number and the S.E.C. File Number.
3 (a) |
(b) |
SEC USE ONLY |
(c) |
(d) |
(e) |
(f) |
(g) |
Title of the |
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Number of Shares |
Aggregate |
Number of
Shares |
Approximate |
Name of Each |
Common
Stock |
Georgeson
Securities Corporation Edison, NJ 08837 |
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34,903 |
$1,515,837.29 |
314,367,528 |
2/29/16 |
New York Stock Exchange |
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INSTRUCTIONS:
1.
(a) Name of issuer
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3.
(a) Title of the class of securities to be sold |
Potential persons who are to respond to
the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control
number.
SEC
1147 (08-07)
TABLE
I - SECURITIES TO BE SOLD
Furnish
the following information with respect to the acquisition of the securities to
be sold
and with respect to the payment of all or any part of the purchase price or
other consideration therefor:
Title of |
Date You |
Nature of Acquisition Transaction |
Name of Person
from Whom Acquired |
Amount of |
Date of |
Nature of Payment |
Common Stock
Common Stock
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2/26/2016
7/11/2006
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Performance Restricted Stock Units earned following 2013-2015 performance period, along with accrued dividends on the earned shares that was paid out as additional shares of common stock.
Shares acquired from stock options awarded pursuant to Issuers 1995 Executive Equity Incentive Plan. |
Macys, Inc.
Macys, Inc.
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9,903
25,000 |
N/A
N/A |
N/A
N/A |
INSTRUCTIONS: |
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. |
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TABLE
II - SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish
the following information as to all securities of the issuer sold during the
past 3 months by the person for whose account the securities are to be sold.
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Amount of |
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REMARKS:
(1) The filing of this Form 144 shall not be construed as an admission that the undersigned is an Affiliate of the Issuer.
INSTRUCTIONS:
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ATTENTION: |
2/29/2016
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1 |
/s/
Linda J. Balicki (1) The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures. |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001). |
SEC 1147 (02-08)