0000794367-15-000143.txt : 20150901 0000794367-15-000143.hdr.sgml : 20150901 20150901121327 ACCESSION NUMBER: 0000794367-15-000143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150901 FILED AS OF DATE: 20150901 DATE AS OF CHANGE: 20150901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Macy's, Inc. CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797000 MAIL ADDRESS: STREET 1: 7 W SEVENTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEUBAUER JOSEPH CENTRAL INDEX KEY: 0000905129 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 151086729 MAIL ADDRESS: STREET 1: 1101 MARKET STREET STREET 2: 31ST FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19107 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-09-01 0 0000794367 Macy's, Inc. M 0000905129 NEUBAUER JOSEPH THREE LOGAN SQUARE 1717 ARCH STREET PHILADELPHIA PA 19103 1 0 0 0 Common Stock 2015-09-01 4 M 0 2500 39.06 A 154540 D Common Stock 2015-09-01 4 M 0 2500 25.32 A 157040 D Common Stock 2015-09-01 4 M 0 5000 11.32 A 162040 D Option to Purchase Common Stock 39.06 2015-09-01 4 M 0 2500 0 D 2017-05-18 Common Stock 2500 0 D Option to Purchase Common Stock 25.32 2015-09-01 4 M 0 2500 0 D 2018-05-16 Common Stock 2500 0 D Option to Purchase Common Stock 11.32 2015-09-01 4 M 0 5000 0 D 2019-05-15 Common Stock 5000 0 D Options became exercisable on May 18, 2011. Options became exercisable on May 16, 2012. Options became exercisable as follows: 2,500 on May 15, 2012 and 2,500 on May 15, 2013. /s/ Linda J. Balicki, as attorney-in-fact for Joseph Neubauer pursuant to a Power of Attorney 2015-09-01