0000794367-13-000189.txt : 20131209 0000794367-13-000189.hdr.sgml : 20131209 20131209131536 ACCESSION NUMBER: 0000794367-13-000189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131206 FILED AS OF DATE: 20131209 DATE AS OF CHANGE: 20131209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Macy's, Inc. CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797000 MAIL ADDRESS: STREET 1: 7 W SEVENTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEUBAUER JOSEPH CENTRAL INDEX KEY: 0000905129 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 131265052 MAIL ADDRESS: STREET 1: 1101 MARKET STREET STREET 2: 31ST FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19107 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-12-06 0 0000794367 Macy's, Inc. M 0000905129 NEUBAUER JOSEPH 1101 MARKET STREET 31ST FLOOR PHILADELPHIA PA 19107 1 0 0 0 Common Stock 2013-12-06 4 M 0 10000 38.15 A 134540 D Common Stock 2013-12-06 4 M 0 10000 36.235 A 144540 D Common Stock 2013-12-06 4 M 0 7500 39.06 A 152040 D Option to Purchase Common Stock 38.15 2013-12-06 4 M 0 10000 0 D 2015-07-13 Common Stock 10000 0 D Option to Purchase Common Stock 36.235 2013-12-06 4 M 0 10000 0 D 2016-05-19 Common Stock 10000 0 D Option to Purchase Common Stock 39.06 2013-12-06 4 M 0 7500 0 D 2017-05-18 Common Stock 7500 2500 D Options became exercisable as follows: 2,500 on July 13, 2006; 2,500 on July 13, 2007; 2,500 on July 13, 2008 and 2,500 on July 13, 2009. Options became exercisable as follows: 2,500 on May 19, 2007; 2,500 on May 19, 2008; 2,500 on May 19, 2009 and 2,500 on May 19, 2010. Options became exercisable as follows: 2,500 on May 18, 2008; 2,500 on May 18, 2009 and 2,500 on May 18, 2010. /s/ Linda J. Balicki, as attorney-in-fact for Joseph Neubauer pursuant to a Power of Attorney 2013-12-09