0000794367-12-000037.txt : 20120228 0000794367-12-000037.hdr.sgml : 20120228 20120228130907 ACCESSION NUMBER: 0000794367-12-000037 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120224 FILED AS OF DATE: 20120228 DATE AS OF CHANGE: 20120228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harrison Robert B CENTRAL INDEX KEY: 0001543353 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 12645800 MAIL ADDRESS: STREET 1: C/O MACY'S, INC. STREET 2: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Macy's, Inc. CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797000 MAIL ADDRESS: STREET 1: 7 W SEVENTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 3 1 primary_doc.xml PRIMARY DOCUMENT X0204 3 2012-02-24 0 0000794367 Macy's, Inc. M 0001543353 Harrison Robert B C/O MACY'S, INC. 7 WEST SEVENTH STREET CINCINNATI OH 45202 0 1 0 0 Executive Vice President Common Stock 26886 D Common Stock 1743 I By 401(k) Plan Option to Purchase Common Stock 31.68 2012-05-08 Common Stock 8376 D Option to Purchase Common Stock 19.315 2013-05-14 Common Stock 5584 D Option to Purchase Common Stock 24.975 2014-05-12 Common Stock 6534 D Option to Purchase Common Stock 24.83 2014-11-10 Common Stock 17868 D Option to Purchase Common Stock 33.055 2015-05-11 Common Stock 25126 D Option to Purchase Common Stock 36.26 2016-03-24 Common Stock 10808 D Option to Purchase Common Stock 46.15 2017-03-23 Common Stock 18500 D Option to Purchase Common Stock 24.85 2018-03-21 Common Stock 30573 D Option to Purchase Common Stock 25.32 2018-05-16 Common Stock 11207 D Option to Purchase Common Stock 8.76 2019-03-20 Common Stock 43478 D Option to Purchase Common Stock 20.89 2020-03-19 Common Stock 25227 D Option to Purchase Common Stock 23.43 2021-03-25 Common Stock 50561 D Phantom Stock Units 2013-02-14 Common Stock 20303.87 D Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of February 27, 2012 by $37.37, the stock price of such date. Options became/become exercisable as follows: 2,094 on May 8, 2003; 2,094 on May 8, 2004; 2,094 on May 8, 2005 and 2,094 on May 8, 2006. Options became/become exercisable as follows: 1,396 on May 14, 2004; 1,396 on May 14, 2005; 1,396 on May 14, 2006 and 1,396 on May 14, 2007. Options became/become exercisable as follows: 1,634 on May 12, 2005; 1,633 on May 12, 2006; 1,634 on May 12, 2007 and 1,633 on May 12, 2008. Options became/become exercisable as follows: 4,467 on November 10, 2005; 4,467 on November 10, 2006; 4,467 on November 10, 2007 and 4,467 on November 10, 2008. Options became/become exercisable as follows: 6,282 on May 11, 2006; 6,281 on May 11, 2007; 6,282 on May 11, 2008 and 6,281 on May 11, 2009. Options became/become exercisable as follows: 2,702 on March 24, 2007; 2,702 on March 24, 2008; 2,702 on March 24, 2009 and 2,702 on March 24, 2010. Options became/become exercisable as follows: 4,625 on March 23, 2008; 4,625 on March 23, 2009; 4,625 on March 23, 2010 and 4,625 on March 23, 2011. Options became/become exercisable as follows: 7,644 on March 21, 2009; 7,643 on March 21, 2010; 7,643 on March 21, 2011 and 7,643 on March 21, 2012. Options became/become exercisable as follows: 2,802 on May 16, 2009; 2,802 on May 16, 2010; 2,802 on May 16, 2011 and 2,801 on May 16, 2012. Options became/become exercisable as follows: 21,739 on March 20, 2012 and 20,739 on March 20, 2013. Options became/become exercisable as follows: 6,307 on March 19, 2011; 6,307 on March 19, 2012; 6,307 on March 19, 2013 and 6,306 on March 19, 2014. Options became/become exercisable as follows: 12,641 on March 25, 2012; 12,640 on March 25, 2013; 12,640 on March 25, 2014 and 12,640 on March 25, 2015. The value of the Phantom Stock Units will be payable in cash on February 14, 2013. 1-for-1 conversion. /s/ Linda J. Balicki, as attorney-in-fact for Robert B. Harrison pursuant to a Power of Attorney 2012-02-28