0000794367-12-000027.txt : 20120131 0000794367-12-000027.hdr.sgml : 20120131 20120131180047 ACCESSION NUMBER: 0000794367-12-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120130 FILED AS OF DATE: 20120131 DATE AS OF CHANGE: 20120131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Macy's, Inc. CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797000 MAIL ADDRESS: STREET 1: 7 W SEVENTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUNDGREN TERRY J CENTRAL INDEX KEY: 0001184471 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 12560375 MAIL ADDRESS: STREET 1: C/O MACY'S, INC. STREET 2: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2012-01-30 0 0000794367 Macy's, Inc. M 0001184471 LUNDGREN TERRY J C/O MACY'S, INC. 7 WEST SEVENTH STREET CINCINNATI OH 45202 0 1 0 0 Chairman, CEO and President Common Stock 2012-01-30 4 M 0 185631.53 A 246619.53 D Common Stock 2012-01-30 4 D 0 185631.53 34.25 D 60988 D Common Stock 98271 I By GRAT Common Stock 2277 I By 401(k) Plan Phantom Stock Units 2012-01-30 4 M 0 185631.53 D 2012-01-30 2012-01-30 Common Stock 185631.53 185631.53 D Each phantom stock unit was the equivalent of one share of the Issuer's common stock. In connection with this transaction, the reporting person also acquired 4,141.63 stock credits resulting from a dividend reinvestment feature of the stock credit plan. Those shares were settled in cash at the same $34.25 per share price, or $141,850.83. The price is based on the average closing price, as reported on the New York Stock Exchange, for the 20 business days preceding the payment date. These shares were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust (GRAT) on June 29, 2010. Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of January 30, 2012 by $34.32, the stock price of such date. /s/ Linda J. Balicki, as attorney-in-fact for Terry J. Lundgren pursuant to a Power of Attorney 2012-01-31