0000794367-11-000172.txt : 20111214 0000794367-11-000172.hdr.sgml : 20111214 20111214165652 ACCESSION NUMBER: 0000794367-11-000172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111214 FILED AS OF DATE: 20111214 DATE AS OF CHANGE: 20111214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Macy's, Inc. CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797000 MAIL ADDRESS: STREET 1: 7 W SEVENTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEUBAUER JOSEPH CENTRAL INDEX KEY: 0000905129 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 111261598 MAIL ADDRESS: STREET 1: 1101 MARKET STREET STREET 2: 31ST FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19107 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-12-14 0 0000794367 Macy's, Inc. M 0000905129 NEUBAUER JOSEPH 1101 MARKET STREET 31ST FLOOR PHILADELPHIA PA 19107 1 0 0 0 Common Stock 2011-12-14 4 M 0 10000 21.725 A 92040 D Common Stock 2011-12-14 4 M 0 10000 15.75 A 102040 D Common Stock 2011-12-14 4 M 0 10000 23.03 A 112040 D Common Stock 2011-12-14 4 M 0 7500 25.32 A 119540 D Common Stock 2011-12-14 4 M 0 5000 11.32 A 124540 D Option to Purchase Common Stock 21.725 2011-12-14 4 M 0 10000 0 D 2012-05-17 Common Stock 10000 0 D Option to Purchase Common Stock 15.75 2011-12-14 4 M 0 10000 0 D 2013-05-16 Common Stock 10000 0 D Option to Purchase Common Stock 23.03 2011-12-14 4 M 0 10000 0 D 2014-05-21 Common Stock 10000 0 D Option to Purchase Common Stock 25.32 2011-12-14 4 M 0 7500 0 D 2018-05-16 Common Stock 7500 2500 D Option to Purchase Common Stock 11.32 2011-12-14 4 M 0 5000 0 D 2019-05-15 Common Stock 5000 5000 D Options became exercisable as follows: 2,500 on May 17, 2003; 2,500 on May 17, 2004; 2,500 on May 17, 2005 and 2,500 on May 17, 2006. Options became exercisable as follows: 2,500 on May 16, 2004; 2,500 on May 16, 2005; 2,500 on May 16, 2006 and 2,500 on May 16, 2007. Options became exercisable as follows: 2,500 on May 21, 2005; 2,500 on May 21, 2006; 2,500 on May 21, 2007 and 2,500 on May 21, 2008. Options became exercisable as follows: 2,500 on May 16, 2009; 2,500 on May 16, 2010 and 2,500 on May 16, 2011. Options became exercisable as follows: 2,500 on May 15, 2010 and 2,500 on May 15, 2011. /s/ Linda J. Balicki, as attorney-in-fact for Joseph Neubauer pursuant to a Power of Attorney 2011-12-14