0000794367-11-000172.txt : 20111214
0000794367-11-000172.hdr.sgml : 20111214
20111214165652
ACCESSION NUMBER: 0000794367-11-000172
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111214
FILED AS OF DATE: 20111214
DATE AS OF CHANGE: 20111214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Macy's, Inc.
CENTRAL INDEX KEY: 0000794367
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311]
IRS NUMBER: 133324058
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0129
BUSINESS ADDRESS:
STREET 1: 7 WEST SEVENTH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 5135797000
MAIL ADDRESS:
STREET 1: 7 W SEVENTH ST
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/
DATE OF NAME CHANGE: 19950307
FORMER COMPANY:
FORMER CONFORMED NAME: R H MACY & CO INC
DATE OF NAME CHANGE: 19950307
FORMER COMPANY:
FORMER CONFORMED NAME: MACY ACQUIRING CORP
DATE OF NAME CHANGE: 19861124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEUBAUER JOSEPH
CENTRAL INDEX KEY: 0000905129
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13536
FILM NUMBER: 111261598
MAIL ADDRESS:
STREET 1: 1101 MARKET STREET
STREET 2: 31ST FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19107
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-12-14
0
0000794367
Macy's, Inc.
M
0000905129
NEUBAUER JOSEPH
1101 MARKET STREET
31ST FLOOR
PHILADELPHIA
PA
19107
1
0
0
0
Common Stock
2011-12-14
4
M
0
10000
21.725
A
92040
D
Common Stock
2011-12-14
4
M
0
10000
15.75
A
102040
D
Common Stock
2011-12-14
4
M
0
10000
23.03
A
112040
D
Common Stock
2011-12-14
4
M
0
7500
25.32
A
119540
D
Common Stock
2011-12-14
4
M
0
5000
11.32
A
124540
D
Option to Purchase Common Stock
21.725
2011-12-14
4
M
0
10000
0
D
2012-05-17
Common Stock
10000
0
D
Option to Purchase Common Stock
15.75
2011-12-14
4
M
0
10000
0
D
2013-05-16
Common Stock
10000
0
D
Option to Purchase Common Stock
23.03
2011-12-14
4
M
0
10000
0
D
2014-05-21
Common Stock
10000
0
D
Option to Purchase Common Stock
25.32
2011-12-14
4
M
0
7500
0
D
2018-05-16
Common Stock
7500
2500
D
Option to Purchase Common Stock
11.32
2011-12-14
4
M
0
5000
0
D
2019-05-15
Common Stock
5000
5000
D
Options became exercisable as follows: 2,500 on May 17, 2003; 2,500 on May 17, 2004; 2,500 on May 17, 2005 and 2,500 on May 17, 2006.
Options became exercisable as follows: 2,500 on May 16, 2004; 2,500 on May 16, 2005; 2,500 on May 16, 2006 and 2,500 on May 16, 2007.
Options became exercisable as follows: 2,500 on May 21, 2005; 2,500 on May 21, 2006; 2,500 on May 21, 2007 and 2,500 on May 21, 2008.
Options became exercisable as follows: 2,500 on May 16, 2009; 2,500 on May 16, 2010 and 2,500 on May 16, 2011.
Options became exercisable as follows: 2,500 on May 15, 2010 and 2,500 on May 15, 2011.
/s/ Linda J. Balicki, as attorney-in-fact for Joseph Neubauer pursuant to a Power of Attorney
2011-12-14