-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AOR3AGBtzfHo0IyHivZ77+1//7S6BmL20U/Q9vZ5o1+MYZYiYuYahuHr4fGfV7fA G9vE1R+Pg8/2P/m46ejSzQ== 0000794367-09-000029.txt : 20090203 0000794367-09-000029.hdr.sgml : 20090203 20090203142445 ACCESSION NUMBER: 0000794367-09-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090202 FILED AS OF DATE: 20090203 DATE AS OF CHANGE: 20090203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Macy's, Inc. CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0128 BUSINESS ADDRESS: STREET 1: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797000 MAIL ADDRESS: STREET 1: 7 W SEVENTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUNDGREN TERRY J CENTRAL INDEX KEY: 0001184471 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 09564398 BUSINESS ADDRESS: STREET 1: C/O FEDERATED DEPARTMENT STORES INC STREET 2: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797000 MAIL ADDRESS: STREET 1: C/O MACY'S, INC. STREET 2: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-02-02 0 0000794367 Macy's, Inc. M 0001184471 LUNDGREN TERRY J C/O MACY'S, INC. 7 WEST SEVENTH STREET CINCINNATI OH 45202 1 1 0 0 Chairman, President & CEO Common Stock 2009-02-02 4 M 0 57372 A 254484 D Common Stock 2009-02-02 4 D 0 57372 10.03 D 197112 D Common Stock 2234 I By 401(k) Plan Phantom Stock Units 2009-02-02 4 M 0 57372 D 2009-02-02 2009-02-02 Common Stock 57372 0 D Each phantom stock unit was the equivalent of one share of the Issuer's common stock. In connection with this transaction, the reporting person acquired 3,772.77 stock credits resulting from a dividend reinvestment feature of the stock credit plan. Those shares were settled in cash at the same $10.03 per share price, or $37,840.88. The price is based on the average closing price, as reported on the New York Stock Exchange, for the 20 business days preceding the payment date. Reflects matching contributions under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of February 2, 2009 by $8.59, the stock price of such date. This number was adjusted to reflect the Issuer's stock split that occurred on June 9, 2006. /s/Christopher M. Kelly, as attorney-in-fact for Terry J. Lundgren pursuant to a Power of Attorney 2009-02-03 -----END PRIVACY-ENHANCED MESSAGE-----