-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PHMYb2YOvOCs9YhNDX280pXhqD/m0KjDLXftMYDpUoDMGIXrPpIYPFMG9me3sCo/ fTWJu37O1JwVA7g2YU4h0A== 0000794367-07-000170.txt : 20071002 0000794367-07-000170.hdr.sgml : 20071002 20071002122206 ACCESSION NUMBER: 0000794367-07-000170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071002 DATE AS OF CHANGE: 20071002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Macy's, Inc. CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0128 BUSINESS ADDRESS: STREET 1: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797000 MAIL ADDRESS: STREET 1: 7 W SEVENTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEUBAUER JOSEPH CENTRAL INDEX KEY: 0000905129 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 071148394 BUSINESS ADDRESS: STREET 1: THE ARA GROUP INC STREET 2: 1101 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19107 BUSINESS PHONE: 215-238-3000 MAIL ADDRESS: STREET 1: 1101 MARKET STREET STREET 2: 31ST FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19107 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-09-30 0 0000794367 Macy's, Inc. M 0000905129 NEUBAUER JOSEPH 1101 MARKET STREET 31ST FLOOR PHILADELPHIA PA 19107 1 0 0 0 Phantom Stock Units 2007-09-30 4 A 0 376 34.55 A Common Stock 376 376 D Phantom Stock Units 2007-09-30 4 A 0 374 34.55 A Common Stock 374 750 D 1-for-1 conversion. Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors. The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed. Units are to be received by the reporting person upon termination from the Board of Directors. /s/Christopher M. Kelly, as attorney-in-fact for Joseph Neubauer pursuant to a Power of Attorney 2007-10-02 -----END PRIVACY-ENHANCED MESSAGE-----