-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A2l46UCwqZkM0yjFi3gtruyz0rtvDJ4pDRcHf4e5WVphonvd3lU4lMxPImyH41ea zYxT5d1PZ8Rmxd0VbhI8aQ== 0000794367-07-000079.txt : 20070329 0000794367-07-000079.hdr.sgml : 20070329 20070329142031 ACCESSION NUMBER: 0000794367-07-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070327 FILED AS OF DATE: 20070329 DATE AS OF CHANGE: 20070329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0128 BUSINESS ADDRESS: STREET 1: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797000 MAIL ADDRESS: STREET 1: 7 W SEVENTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODERICK DENNIS J CENTRAL INDEX KEY: 0001184469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 07727098 BUSINESS ADDRESS: STREET 1: C/O FEDERATED DEPARTMENT STORES INC STREET 2: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797740 MAIL ADDRESS: STREET 1: C/O FEDERATED DEPARTMENT STORES, INC. STREET 2: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-03-27 0 0000794367 FEDERATED DEPARTMENT STORES INC /DE/ FD 0001184469 BRODERICK DENNIS J C/O FEDERATED DEPARTMENT STORES, INC. 7 WEST SEVENTH STREET CINCINNATI OH 45202 0 1 0 0 SVP, Secretary & Gen. Counsel Common Stock 2007-03-27 4 M 0 11200 21.425 A 14124 D Common Stock 2007-03-27 4 M 0 24000 21.5 A 38124 D Common Stock 2007-03-27 4 S 0 10000 46.23 D 28124 D Common Stock 2007-03-27 4 S 0 4400 46.24 D 23724 D Common Stock 2007-03-27 4 S 0 11400 46.25 D 12324 D Common Stock 2007-03-27 4 S 0 4200 46.26 D 8124 D Common Stock 2007-03-27 4 S 0 1400 46.29 D 6724 D Common Stock 2007-03-27 4 S 0 2600 46.3 D 4124 D Common Stock 2007-03-27 4 S 0 1200 46.33 D 2924 D Common Stock 1267 I By 401(k) Plan Options to Purchase Common Stock 21.425 2007-03-27 4 M 0 11200 0 D 2011-03-23 Common Stock 11200 0 D Options to Purchase Common Stock 21.5 2007-03-27 4 M 0 24000 0 D 2005-06-01 2011-06-08 Common Stock 24000 0 D Reflects matching contributions under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of March 28, 2007 by $45.33, the stock price of such date. This option grant was perviously reported as covering a total of 14,000 shares at an exercise price of $42.85, but was adjusted to reflect the Issuer's stock split that occurred on June 9, 2006. Options became exercisable as follows: 2,800 on March 23, 2002, 2,800 on March 23, 2003, 2,800 on March 23, 2004 and 2,800 on March 23, 2005. This option grant was perviously reported as covering a total of 60,000 shares at an exercise price of $43.00, but was adjusted to reflect the Issuer's stock split that occurred on June 9, 2006. /s/Christopher M. Kelly, as attorney-in-fact for Dennis J. Broderick pursuant to a Power of Attorney 2007-03-29 -----END PRIVACY-ENHANCED MESSAGE-----