-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E9BkAxKTVlj/l3ybICHLoJzWoOBziKstMKVCmhtNMu0MedXZbnfWDqrRK57CJN+e qXupPowPTZuise4HsmrQeA== 0000794367-07-000061.txt : 20070327 0000794367-07-000061.hdr.sgml : 20070327 20070327110003 ACCESSION NUMBER: 0000794367-07-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070326 FILED AS OF DATE: 20070327 DATE AS OF CHANGE: 20070327 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0128 BUSINESS ADDRESS: STREET 1: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797000 MAIL ADDRESS: STREET 1: 7 W SEVENTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLE THOMAS L CENTRAL INDEX KEY: 0001227926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 07720137 MAIL ADDRESS: STREET 1: C/O FEDERATED DEPARTMENT STORES INC STREET 2: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-03-26 0 0000794367 FEDERATED DEPARTMENT STORES INC /DE/ FD 0001227926 COLE THOMAS L C/O FEDERATED DEPARTMENT STORES INC 7 WEST SEVENTH STREET CINCINNATI OH 45202 0 1 0 0 Vice Chair Common Stock 2007-03-26 4 M 0 144000 16.2187 A 223066 D Common Stock 2007-03-26 4 S 0 13800 46.3 D 209266 D Common Stock 2007-03-26 4 S 0 11600 46.31 D 197666 D Common Stock 2007-03-26 4 S 0 14400 46.32 D 183266 D Common Stock 2007-03-26 4 S 0 36400 46.33 D 146866 D Common Stock 2007-03-26 4 S 0 12300 46.34 D 134566 D Common Stock 2007-03-26 4 S 0 13600 46.35 D 120966 D Common Stock 2007-03-26 4 S 0 17100 46.36 D 103866 D Common Stock 2007-03-26 4 S 0 2100 46.37 D 101766 D Common Stock 2007-03-26 4 S 0 700 46.38 D 101066 D Common Stock 2007-03-26 4 S 0 1000 46.39 D 100066 D Common Stock 2007-03-26 4 S 0 2000 46.4 D 98066 D Common Stock 2007-03-26 4 S 0 3700 46.41 D 94366 D Common Stock 2007-03-26 4 S 0 2500 46.42 D 91866 D Common Stock 2007-03-26 4 S 0 5800 46.43 D 86066 D Common Stock 2007-03-26 4 S 0 1900 46.45 D 84166 D Common Stock 2007-03-26 4 S 0 1500 46.46 D 82666 D Common Stock 2007-03-26 4 S 0 1600 46.47 D 81066 D Common Stock 2007-03-26 4 S 0 2000 46.48 D 79066 D Common Stock 8949 I By 401(k) Plan Options to Purchase Common Stock 16.2187 2007-03-26 4 M 0 72000 0 D 2004-02-25 2010-02-25 Common Stock 72000 0 D Options to Purchase Common Stock 16.2187 2007-03-26 4 M 0 72000 0 D 2010-02-25 Common Stock 72000 0 D Reflects matching contributions under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of March 23, 2007 by $46.51, the stock price of such date. This option grant was previously reported as covering a total of 36,000 shares at an exercise price of $32.4375, but was adjusted to reflect the Issuer's stock split that occurred on June 9, 2006. Options became exercisable as follows: 18,000 on February 25, 2001, 18,000 on February 25, 2002, 18,000 on February 25, 2003 and 18,000 on February 25, 2004. /s/Christopher M. Kelly, as attorney-in-fact for Thomas L. Cole pursuant to a Power of Attorney 2007-03-27 -----END PRIVACY-ENHANCED MESSAGE-----