-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Flf5PRmCpLZz5gLdZ537DHg4s73SG21+MlKqYPsclf9tGAxu20hXZHethraJtb3L JmBQcFwh1yxpbZnyBda0HQ== 0000794367-07-000042.txt : 20070312 0000794367-07-000042.hdr.sgml : 20070312 20070312111113 ACCESSION NUMBER: 0000794367-07-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070309 FILED AS OF DATE: 20070312 DATE AS OF CHANGE: 20070312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0128 BUSINESS ADDRESS: STREET 1: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797000 MAIL ADDRESS: STREET 1: 7 W SEVENTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEUBAUER JOSEPH CENTRAL INDEX KEY: 0000905129 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 07686659 BUSINESS ADDRESS: STREET 1: THE ARA GROUP INC STREET 2: 1101 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19107 BUSINESS PHONE: 215-238-3000 MAIL ADDRESS: STREET 1: 1101 MARKET STREET STREET 2: 31ST FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19107 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-03-09 0 0000794367 FEDERATED DEPARTMENT STORES INC /DE/ FD 0000905129 NEUBAUER JOSEPH 1101 MARKET STREET 31ST FLOOR PHILADELPHIA PA 19107 1 0 0 0 Common Stock 2007-03-09 4 M 0 7000 19.125 A 40040 D Options to Purchase Common Stock 19.125 2007-03-09 4 M 0 7000 0 D 2007-05-16 Common Stock 7000 0 D On June 9, 2006, the common stock of the Issuer split 2-for-1, resulting in the reporting person's ownership of 16,520 additional shares of common stock. This option grant was previously reported as covering a total of 3,500 shares at an exercise price of $38.25, but was adjusted to reflect the Issuer's stock split that occurred on June 9, 2006. The options became exercisable as follows: 1,750 on May 16, 1998, 1,750 on May 16, 1999, 1,750 on May 16, 2000 and 1,750 on May 16, 2001. /s/Christopher M. Kelly, as attorney-in-fact for Joseph Neubauer pursuant to a Power of Attorney 2007-03-12 -----END PRIVACY-ENHANCED MESSAGE-----