-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EXXkFaQMzj3hZO7B/i4FBVXTtJeHoITVY1c8lFm2U5AgF9zR7Wx1USBRT6B6hyBO xHymvGw33RiTq06Ui0rPJw== 0000794367-07-000029.txt : 20070306 0000794367-07-000029.hdr.sgml : 20070306 20070306103136 ACCESSION NUMBER: 0000794367-07-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070302 FILED AS OF DATE: 20070306 DATE AS OF CHANGE: 20070306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0128 BUSINESS ADDRESS: STREET 1: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797000 MAIL ADDRESS: STREET 1: 7 W SEVENTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODERICK DENNIS J CENTRAL INDEX KEY: 0001184469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 07673631 BUSINESS ADDRESS: STREET 1: C/O FEDERATED DEPARTMENT STORES INC STREET 2: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797740 MAIL ADDRESS: STREET 1: C/O FEDERATED DEPARTMENT STORES, INC. STREET 2: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-03-02 0 0000794367 FEDERATED DEPARTMENT STORES INC /DE/ FD 0001184469 BRODERICK DENNIS J C/O FEDERATED DEPARTMENT STORES, INC. 7 WEST SEVENTH STREET CINCINNATI OH 45202 0 1 0 0 SVP, Secretary & Gen. Counsel Common Stock 2007-03-02 4 M 0 24000 21.5 A 26924 D Common Stock 2007-03-02 4 M 0 4600 14.285 A 31524 D Common Stock 2007-03-02 4 S 0 24000 44.2885 D 7524 D Common Stock 2007-03-02 4 S 0 4600 44.2796 D 2924 D Common Stock 1268 I By 401(k) Plan Options to Purchase Common Stock 21.5 2007-03-02 4 M 0 24000 0 D 2005-06-01 2011-06-08 Common Stock 24000 24000 D Options to Purchase Common Stock 14.285 2007-03-02 4 M 0 4600 0 D 2006-03-28 2013-03-28 Common Stock 4600 4600 D On June 9, 2006, the common stock of the Issuer split 2-for-1, resulting in the reporting person's ownership of 1,462 additional shares of common stock. Reflects matching contributions under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of March 2, 2007 by $44.25, the stock price of such date. This option grant was previously reported as covering a total of 60,000 shares at an exercise price of $43.00, but was adjusted to reflect the Issuer's stock split that occurred on June 9, 2006. This option grant was previously reported as covering a total of 23,000 shares at an exercise price of $28.57, but was adjusted to reflect the Issuer's stock split that occurred on June 9, 2006. /s/Christopher M. Kelly, as attorney-in-fact for Dennis J. Broderick pursuant to a Power of Attorney 2007-03-06 -----END PRIVACY-ENHANCED MESSAGE-----