-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NSM0djCeP84kkmgsiDO5izXJB4usnuH0wLHh8fE/BpgEHRt52ofYEnhftEvpp47Z N56R82CT412+wPbfNTec5w== 0000794367-07-000003.txt : 20070103 0000794367-07-000003.hdr.sgml : 20070101 20070103130650 ACCESSION NUMBER: 0000794367-07-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070103 DATE AS OF CHANGE: 20070103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0128 BUSINESS ADDRESS: STREET 1: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797000 MAIL ADDRESS: STREET 1: 7 W SEVENTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEUBAUER JOSEPH CENTRAL INDEX KEY: 0000905129 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 07502778 BUSINESS ADDRESS: STREET 1: THE ARA GROUP INC STREET 2: 1101 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19107 BUSINESS PHONE: 215-238-3000 MAIL ADDRESS: STREET 1: 1101 MARKET STREET STREET 2: 31ST FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19107 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-12-31 0 0000794367 FEDERATED DEPARTMENT STORES INC /DE/ FD 0000905129 NEUBAUER JOSEPH 1101 MARKET STREET 31ST FLOOR PHILADELPHIA PA 19107 1 0 0 0 Phantom Stock Units 2006-12-31 4 A 0 383 41.5967 A Common Stock 383 383 D Phantom Stock Units 2006-12-31 4 A 0 381 41.5967 A Common Stock 381 764 D 1-for-1 conversion. Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors. The price noted is the average of the value of the stock units granted each month during the quarter for which this reoprt is filed. Units are to be received by the reporting person upon termination from the Board of Directors. /s/Padma Tatta Cariappa, as attorney-in-fact for Joseph Neubauer pursuant to a Power of Attorney 2007-01-03 -----END PRIVACY-ENHANCED MESSAGE-----