-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PL56dYl8/StJqClfqAHCh5YcBhir2VVNCiVImlrrF09X+62ZR6f6iydmoYFeMsvk 08mpdYnNHAGPFB92qbr6Jg== 0000794367-06-000146.txt : 20060713 0000794367-06-000146.hdr.sgml : 20060713 20060713104518 ACCESSION NUMBER: 0000794367-06-000146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060711 FILED AS OF DATE: 20060713 DATE AS OF CHANGE: 20060713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0128 BUSINESS ADDRESS: STREET 1: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797000 MAIL ADDRESS: STREET 1: 7 W SEVENTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLE THOMAS L CENTRAL INDEX KEY: 0001227926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 06959746 MAIL ADDRESS: STREET 1: C/O FEDERATED DEPARTMENT STORES INC STREET 2: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-07-11 0 0000794367 FEDERATED DEPARTMENT STORES INC /DE/ FD 0001227926 COLE THOMAS L C/O FEDERATED DEPARTMENT STORES INC 7 WEST SEVENTH STREET CINCINNATI OH 45202 0 1 0 0 Vice Chair Common Stock 2006-07-11 4 M 0 72000 13.6562 A 101066 D Common Stock 2006-07-11 4 M 0 97500 14.285 A 198566 D Common Stock 2006-07-11 4 S 0 72000 36.2815 D 126566 D Common Stock 2006-07-11 4 S 0 97500 36.304 D 29066 D Common Stock 2006-07-11 4 A 0 50000 0 A 79066 D Common Stock 8913 I By 401(k) Plan Option to Purchase Common Stock 13.6562 2006-07-11 4 M 0 72000 0 D 2010-08-25 Common Stock 72000 0 D Option to Purchase Common Stock 14.285 2006-07-11 4 M 0 97500 0 D 2013-03-28 Common Stock 97500 32500 D Option to Purchase Common Stock 36.51 2006-07-11 4 A 0 150000 0 A 2009-07-11 2016-07-11 Common Stock 150000 150000 D On June 9, 2006, the common stock of the Issuer split 2-for-1, resulting in the reporting person's ownership of 14,533 additional shares of common stock. Reflects matching contributions under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of July 12, 2006 by $35.95, the stock price of such date. This option was previously reported as covering 36,000 shares at an exercise price of $27.3125 per share, but was adjusted to reflect the Issuer's stock split that occurrred on June 9, 2006. Options became exercisable as follows: 18,000 on August 25, 2001, 18,000 on August 25, 2002, 18,000 on August 25, 2003 and 18,000 on August 25, 2004. This option was previously reported as covering 65,000 shares at an exercise price of $28.57 per share, but was adjusted to reflect the Issuer's stock split that occurred on June 9, 2006. Options became exercisable as follows: 32,500 on March 28, 2004, 32,500 on March 28, 2005 and 32,500 on March 28, 2006. /s/ Christopher M. Kelly, as attorney-in-fact for Thomas L. Cole pursuant to a Power of Attorney 2006-07-13 -----END PRIVACY-ENHANCED MESSAGE-----