-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M1WMCfck5cXQBEpYyAT7s+oOah2/Gl150p0WFqziUKl63pr6bKG40Q6OW0L0+oPy 3yMIC6Pa7wR4BVMIvSzIzw== 0000794367-04-000158.txt : 20041118 0000794367-04-000158.hdr.sgml : 20041118 20041118102054 ACCESSION NUMBER: 0000794367-04-000158 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041116 FILED AS OF DATE: 20041118 DATE AS OF CHANGE: 20041118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797000 MAIL ADDRESS: STREET 1: 7 W SEVENTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODERICK DENNIS J CENTRAL INDEX KEY: 0001184469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 041153848 BUSINESS ADDRESS: STREET 1: C/O FEDERATED DEPARTMENT STORES INC STREET 2: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797740 MAIL ADDRESS: STREET 1: C/O FEDERATED DEPARTMENT STORES, INC. STREET 2: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-11-16 0 0000794367 FEDERATED DEPARTMENT STORES INC /DE/ FD 0001184469 BRODERICK DENNIS J C/O FEDERATED DEPARTMENT STORES, INC. 7 WEST SEVENTH STREET CINCINNATI OH 45202 0 1 0 0 SVP, Secretary&General Counsel Common Stock 2004-11-16 4 M 0 3600 33.125 A 11828.67 D Common Stock 2004-11-16 4 M 0 3600 34.375 A 15428.67 D Common Stock 2004-11-16 4 S 0 7200 55.7669 D 8228.67 D Common Stock 401 I By 401(k) Plan Options to Purchase Common Stock 33.125 2004-11-16 4 M 0 3600 33.125 D 2006-03-22 Common Stock 3600 0 D Options to Purchase Common Stock 34.375 2004-11-16 4 M 0 3600 34.375 D 2007-03-28 Common Stock 3600 0 D Reflects matching contributions under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reoprting person in the applicable investment fund as of November 17, 2004 by $56.68, the stock price of such date. Options became exercisable as follows: 900 on March 22, 1997, 900 on March 22, 1998, 900 on March 22, 1999 and 900 on March 22, 2000. Options became exercisable as follows: 900 on March 28, 1998, 900 on March 28, 1999, 900 on March 28, 2000 and 900 on March 28, 2001. /s/Padma Tatta Cariappa, as attorney-in-fact for Dennis J. Broderick pursuant to a Power of Attorney 2004-11-18 -----END PRIVACY-ENHANCED MESSAGE-----