-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UVaA2PXtNF0+3LutLOQfxCuvoca5kH+bEzjoAbPoANIxoR3/YvGJ7RB2BHbSBzAG zvJ5l2k9PHuld2D4hR6MjA== 0000794367-03-000125.txt : 20031125 0000794367-03-000125.hdr.sgml : 20031125 20031125114828 ACCESSION NUMBER: 0000794367-03-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031121 FILED AS OF DATE: 20031125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797000 MAIL ADDRESS: STREET 1: 7 W SEVENTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIMMERMAN JAMES M CENTRAL INDEX KEY: 0001184473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 031022384 BUSINESS ADDRESS: STREET 1: C/O FEDERATED DEPARTMENT STORES INC STREET 2: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797740 MAIL ADDRESS: STREET 1: C/O FEDERATED DEPARTMENT STORES, INC. STREET 2: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-11-21 0 0000794367 FEDERATED DEPARTMENT STORES INC /DE/ FD 0001184473 ZIMMERMAN JAMES M C/O FEDERATED DEPARTMENT STORES, INC. 7 WEST SEVENTH STREET CINCINNATI OH 45202 1 1 0 0 Chairman Common Stock 2003-11-21 4 M 0 42000 23.625 A 177914 D Common Stock 2003-11-21 4 S 0 42000 49.15 D 135914 D Common Stock 2003-11-21 4 M 0 40000 23.625 A 175914 D Common Stock 2003-11-21 4 S 0 40000 49 D 135914 D Common Stock 2003-11-21 4 S 0 27100 49 D 108814 D Common Stock 2003-11-24 4 S 0 37458 49.13 D 71356 D Common Stock 2003-11-24 4 M 0 175000 18.625 A 246356 D Common Stock 2003-11-24 4 S 0 175000 49 D 71356 D Common Stock 2003-11-24 4 M 0 225000 34.375 A 296356 D Common Stock 2003-11-24 4 S 0 225000 49 D 71356 D Common Stock 1067 I By 401(k) Plan Option to Purchase Common Stock 23.625 2003-11-21 4 M 0 42000 23.625 D 1995-03-18 2004-03-18 Common Stock 42000 0 D Option to Purchase Common Stock 23.625 2003-11-21 4 M 0 40000 23.625 D 1997-03-18 2004-03-18 Common Stock 40000 0 D Option to Purchase Common Stock 18.625 2003-11-24 4 M 0 175000 18.625 D 1997-12-09 2004-12-09 Common Stock 175000 0 D Option to Purchase Common Stock 34.375 2003-11-24 4 M 0 225000 34.375 D 1998-03-28 2007-03-28 Common Stock 225000 225000 D Reflects matching contributions under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of November 21, 2003 by $48.95, the stock price of such date. The options became exercisable as follows: 21,000 on March 18, 1995 and 21,000 on March 18, 1996. The options became exercisable as follows: 13,333 on March 18, 1997, 13,333 on March 18, 1998 and 13,334 on March 18, 1999. The options became exercisable as follows: 25,000 on December 9, 1997 and 150,000 on December 9, 1998. The options became exercisable as follows: 100,000 on March 28, 1998, 100,000 on March 28, 1999 and 25,000 on March 28, 2000. /s/Padma Tatta Cariappa, as attorney-in-fact for James M. Zimmerman pursuant to a Power of Attorney 2003-11-25 -----END PRIVACY-ENHANCED MESSAGE-----