-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MI5RScqsBOQTRdHagBkoNxtE6yre6UdeBIE+zSlTjLB3yZdryohS6RRYy+EhG576 4VCL6CFMf0Ti9O2bk26zbQ== 0000794367-03-000123.txt : 20031121 0000794367-03-000123.hdr.sgml : 20031121 20031121105021 ACCESSION NUMBER: 0000794367-03-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031120 FILED AS OF DATE: 20031121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797000 MAIL ADDRESS: STREET 1: 7 W SEVENTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CODY THOMAS G CENTRAL INDEX KEY: 0001184470 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 031016982 BUSINESS ADDRESS: STREET 1: C/O FEDERATED DEPARTMENT STORES INC STREET 2: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797740 MAIL ADDRESS: STREET 1: C/O FEDERATED DEPARTMENT STORES, INC. STREET 2: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-11-20 0 0000794367 FEDERATED DEPARTMENT STORES INC /DE/ FD 0001184470 CODY THOMAS G C/O FEDERATED DEPARTMENT STORES, INC. 7 WEST SEVENTH STREET CINCINNATI OH 45202 0 1 0 0 Vice Chair Common Stock 2003-11-20 4 M 0 40000 33.125 A 80544 D Common Stock 2003-11-20 4 M 0 25000 34.375 A 105544 D Common Stock 2003-11-20 4 S 0 65000 48.9542 D 40544 D Common Stock 955 I By 401(k) Plan Option to Purchase Common Stock 33.125 2003-11-20 4 M 0 40000 33.125 D 1997-03-22 2006-03-22 Common Stock 40000 0 D Option to Purchase Common Stock 34.375 2003-11-20 4 M 0 25000 34.375 D 1998-03-28 2007-03-28 Common Stock 25000 25000 D Reflects matching contributions under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of November 20, 2003 by $48.62, the stock price of such date. The options became exercisable as follows: 10,000 on March 22, 1997, 10,000 on March 22, 1998, 10,000 on March 22, 1999 and 10,000 on March 22, 2000. The options became exercisable as follows: 12,500 on March 28, 1998 and 12,500 on March 28, 1999. /s/Padma Tatta Cariappa, as attorney-in-fact for Thomas G. Cody pursuant to a Power of Attorney 2003-11-21 -----END PRIVACY-ENHANCED MESSAGE-----