-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PFVM2pXNs0ffMH8sjOU2gUPmNncNRN61ENwW7O08ZDNFdk4GRdGAUDsisIAGAoSn nDoZfLS780T2furoIR0vWA== 0000794367-03-000101.txt : 20030909 0000794367-03-000101.hdr.sgml : 20030909 20030909131237 ACCESSION NUMBER: 0000794367-03-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030908 FILED AS OF DATE: 20030909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797000 MAIL ADDRESS: STREET 1: 7 W SEVENTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODERICK DENNIS J CENTRAL INDEX KEY: 0001184469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 03887579 BUSINESS ADDRESS: STREET 1: C/O FEDERATED DEPARTMENT STORES INC STREET 2: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135797740 MAIL ADDRESS: STREET 1: C/O FEDERATED DEPARTMENT STORES, INC. STREET 2: 7 WEST SEVENTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-09-08 0 0000794367 FEDERATED DEPARTMENT STORES INC /DE/ FD 0001184469 BRODERICK DENNIS J C/O FEDERATED DEPARTMENT STORES, INC. 7 WEST SEVENTH STREET CINCINNATI OH 45202 0 1 0 0 SVP, Secretary&General Counsel Common Stock 2003-09-08 4 M 0 3000 22.375 A 11000 D Common Stock 2003-09-08 4 S 0 3000 43.64 D 8000 D Common Stock 749 I By 401(k) Plan Option to Purchase Common Stock 22.375 2003-09-08 4 M 0 3000 22.375 D 1999-03-24 2005-03-26 Common Stock 3000 0 D Since the date of the reporting person's last ownership report, he transferred 12,000 shares of the Issuer's common stock to his former spouse pursuant to a domestic relations order. Reflects matching contributuions under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of September 8, 2003 by $43.82, the stock price of such date. Since the date of the reporting person's last ownership report, he transferred the following employee stock options to purchase shares of the Issuer's common stock to his former spouse pursuant to a domestic relations order: 4,500 from grant dated March 24, 1995, 5,400 from grant dated March 22, 1996, 5,400 from grand dated March 28, 1997, 21,600 from grant dated March 27, 1998, 8,400 from grant dated February 25, 2000, 8,400 from grant dated March 23, 2001, 36,000 from grant dated June 8, 2001, 10,800 from grant dated March 22, 2002 and 13,800 from grant dated March 28, 2003. /s/ Padma Tatta Cariappa, as attorney-in-fact for Dennis J. Broderick pursuant to a Power of Attorney 2003-09-09 -----END PRIVACY-ENHANCED MESSAGE-----