The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPINE TOTAL DYNAMIC DIVID F | COM SH BEN INT N | 021060207 | 502 | 59,043 | SH | SOLE | 45,415 | 0 | 13,628 | ||
AMC NETWORKS INC | CL A | 00164V103 | 5,702 | 97,605 | SH | SOLE | 61,240 | 0 | 36,365 | ||
AMREIT INC NEW | CL B | 03216B208 | 2,743 | 119,434 | SH | SOLE | 107,065 | 0 | 12,369 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 537 | 34,156 | SH | SOLE | 27,745 | 0 | 6,411 | ||
APOLLO INVT CORP | NOTE 5.750% 1/1 | 03761UAE6 | 1,072 | 1,030 | SH | SOLE | 725 | 0 | 305 | ||
APPLE INC | COM | 037833100 | 10,698 | 106,183 | SH | SOLE | 77,750 | 0 | 28,433 | ||
ARES CAP CORP | NOTE 5.750% 2/0 | 04010LAB9 | 537 | 515 | SH | SOLE | 275 | 0 | 240 | ||
AT&T INC | COM | 00206R102 | 8,048 | 228,372 | SH | SOLE | 228,372 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 594 | 7,145 | SH | SOLE | 7,145 | 0 | 0 | ||
AUXILIUM PHARMACEUTICALS INC | COM | 05334D107 | 8,438 | 282,675 | SH | SOLE | 173,190 | 0 | 109,485 | ||
BAKER HUGHES INC | COM | 057224107 | 651 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BANC CALIF INC | COM | 05990K106 | 2,721 | 233,990 | SH | SOLE | 147,280 | 0 | 86,710 | ||
BANK AMER CORP | COM | 060505104 | 788 | 46,202 | SH | SOLE | 102 | 0 | 46,100 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 576 | 14,865 | SH | SOLE | 7,225 | 0 | 7,640 | ||
BIOSCRIP INC | COM | 09069N108 | 2,259 | 326,930 | SH | SOLE | 157,935 | 0 | 168,995 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 348 | 42,447 | SH | SOLE | 27,990 | 0 | 14,457 | ||
BLACKROCK INTL GRWTH & INC T | COM BENE INTER | 092524107 | 247 | 32,851 | SH | SOLE | 19,612 | 0 | 13,239 | ||
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 1,095 | 97,527 | SH | SOLE | 86,505 | 0 | 11,022 | ||
BP PLC | SPONSORED ADR | 055622104 | 982 | 22,353 | SH | SOLE | 20,101 | 0 | 2,252 | ||
BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 | 481 | 11,550 | SH | SOLE | 11,550 | 0 | 0 | ||
CASELLA WASTE SYS INC | CL A | 147448104 | 67 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
CASTLE A M & CO | COM | 148411101 | 96 | 11,191 | SH | SOLE | 11,191 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 560 | 5,655 | SH | SOLE | 5,655 | 0 | 0 | ||
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 3,874 | 55,950 | SH | SOLE | 38,400 | 0 | 17,550 | ||
CHEVRON CORP NEW | COM | 166764100 | 212 | 1,780 | SH | SOLE | 1,780 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 5,915 | 114,145 | SH | SOLE | 81,040 | 0 | 33,105 | ||
CLOROX CO DEL | COM | 189054109 | 343 | 3,570 | SH | SOLE | 3,570 | 0 | 0 | ||
COHEN & STEERS CLOSED END OP | COM | 19248P106 | 356 | 27,316 | SH | SOLE | 18,640 | 0 | 8,676 | ||
COMCAST CORP NEW | CL A | 20030N101 | 442 | 8,224 | SH | SOLE | 8,224 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 559 | 7,310 | SH | SOLE | 7,310 | 0 | 0 | ||
CONVERSANT INC | COM | 21249J105 | 303 | 8,855 | SH | SOLE | 5,640 | 0 | 3,215 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 3,422 | 50,185 | SH | SOLE | 33,790 | 0 | 16,395 | ||
DR PEPPER SNAPPLE GROUP INC | COM | 26138E109 | 775 | 12,050 | SH | SOLE | 8,578 | 0 | 3,472 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 584 | 8,135 | SH | SOLE | 8,135 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 976 | 24,230 | SH | SOLE | 24,230 | 0 | 0 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 6,039 | 85,505 | SH | SOLE | 69,895 | 0 | 15,610 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,537 | 16,342 | SH | SOLE | 16,342 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 5,705 | 174,735 | SH | SOLE | 122,470 | 0 | 52,265 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 1,041 | 40,628 | SH | SOLE | 34,619 | 0 | 6,009 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 301 | 23,000 | SH | SOLE | 0 | 0 | 23,000 | ||
GILEAD SCIENCES INC | COM | 375558103 | 479 | 4,500 | SH | SOLE | 0 | 0 | 4,500 | ||
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 6,752 | 101,685 | SH | SOLE | 73,030 | 0 | 28,655 | ||
GREEN BANCORP INC | COM | 39260X100 | 3,802 | 221,676 | SH | SOLE | 159,355 | 0 | 62,321 | ||
HALLIBURTON CO | COM | 406216101 | 7,193 | 111,505 | SH | SOLE | 82,195 | 0 | 29,310 | ||
HANCOCK HLDG CO | COM | 410120109 | 743 | 23,167 | SH | SOLE | 20,985 | 0 | 2,182 | ||
HERCULES TECH GROWTH CAP INC | COM | 427096508 | 670 | 46,360 | SH | SOLE | 38,170 | 0 | 8,190 | ||
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 289 | 11,400 | SH | SOLE | 0 | 0 | 11,400 | ||
HOLOGIC INC | COM | 436440101 | 7,609 | 312,752 | SH | SOLE | 227,767 | 0 | 84,985 | ||
IAC INTERACTIVECORP | COM PAR $.001 | 44919P508 | 6,384 | 96,880 | SH | SOLE | 71,650 | 0 | 25,230 | ||
INTEL CORP | COM | 458140100 | 374 | 10,755 | SH | SOLE | 10,755 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 816 | 4,300 | SH | SOLE | 4,300 | 0 | 0 | ||
JPMORGAN CHASE & CO | *W EXP 10/28/201 | 46634E114 | 3,146 | 156,430 | SH | SOLE | 129,630 | 0 | 26,800 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 529 | 4,915 | SH | SOLE | 4,915 | 0 | 0 | ||
KINDER MORGAN ENERGY PARTNER | UT LTD PARTNER | 494550106 | 224 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
KKR & CO L P DEL | COM UNITS | 48248M102 | 7,590 | 340,377 | SH | SOLE | 253,930 | 0 | 86,447 | ||
KOHLS CORP | COM | 500255104 | 3,850 | 63,084 | SH | SOLE | 49,677 | 0 | 13,407 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 604 | 10,702 | SH | SOLE | 10,702 | 0 | 0 | ||
LEUCADIA NATL CORP | COM | 527288104 | 278 | 11,680 | SH | SOLE | 11,280 | 0 | 400 | ||
LORILLARD INC | COM | 544147101 | 300 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MACQUARIE GLBL INFRA TOTL RE | COM | 55608D101 | 253 | 10,235 | SH | SOLE | 5,031 | 0 | 5,204 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 1,357 | 16,118 | SH | SOLE | 16,118 | 0 | 0 | ||
MAIN STREET CAPITAL CORP | COM | 56035L104 | 574 | 18,718 | SH | SOLE | 14,808 | 0 | 3,910 | ||
MARKET VECTORS ETF TR | INVT GRD FL RT | 57060U514 | 204 | 8,100 | SH | SOLE | 3,000 | 0 | 5,100 | ||
MCDERMOTT INTL INC | COM | 580037109 | 64 | 11,200 | SH | SOLE | 11,200 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 358 | 3,780 | SH | SOLE | 3,780 | 0 | 0 | ||
MEDALLION FINL CORP | COM | 583928106 | 177 | 15,220 | SH | SOLE | 6,800 | 0 | 8,420 | ||
METLIFE INC | COM | 59156R108 | 2,694 | 50,157 | SH | SOLE | 41,660 | 0 | 8,497 | ||
MICROSOFT CORP | COM | 594918104 | 9,550 | 206,005 | SH | SOLE | 156,876 | 0 | 49,129 | ||
MID-AMER APT CMNTYS INC | COM | 59522J103 | 348 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
MOLSON COORS BREWING CO | CL B | 60871R209 | 960 | 12,896 | SH | SOLE | 9,770 | 0 | 3,126 | ||
MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | 255 | 21,590 | SH | SOLE | 20,000 | 0 | 1,590 | ||
NEUBERGER BERMAN RE ES SEC F | COM | 64190A103 | 371 | 76,970 | SH | SOLE | 56,000 | 0 | 20,970 | ||
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 282 | 5,515 | SH | SOLE | 4,335 | 0 | 1,180 | ||
OASIS PETE INC NEW | COM | 674215108 | 927 | 22,160 | SH | SOLE | 4,200 | 0 | 17,960 | ||
ORBITAL SCIENCES CORP | COM | 685564106 | 204 | 7,332 | SH | SOLE | 7,332 | 0 | 0 | ||
ORION MARINE GROUP INC | COM | 68628V308 | 132 | 13,250 | SH | SOLE | 13,250 | 0 | 0 | ||
OUTERWALL INC | COM | 690070107 | 5,200 | 92,687 | SH | SOLE | 68,515 | 0 | 24,172 | ||
PEOPLES UNITED FINANCIAL INC | COM | 712704105 | 485 | 33,485 | SH | SOLE | 24,875 | 0 | 8,610 | ||
PEPSICO INC | COM | 713448108 | 678 | 7,280 | SH | SOLE | 7,280 | 0 | 0 | ||
PIONEER NAT RES CO | COM | 723787107 | 591 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 711 | 12,085 | SH | SOLE | 12,085 | 0 | 0 | ||
POPULAR INC | COM NEW | 733174700 | 6,193 | 210,380 | SH | SOLE | 143,260 | 0 | 67,120 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 473 | 5,652 | SH | SOLE | 5,652 | 0 | 0 | ||
PROSHARES TR II | ULTRA GOLD | 74347W601 | 446 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
REPUBLIC SVCS INC | COM | 760759100 | 1,181 | 30,279 | SH | SOLE | 26,310 | 0 | 3,969 | ||
SANCHEZ ENERGY CORP | COM | 79970Y105 | 2,685 | 102,235 | SH | SOLE | 68,510 | 0 | 33,725 | ||
SANDRIDGE ENERGY INC | COM | 80007P307 | 97 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 5,703 | 56,085 | SH | SOLE | 40,980 | 0 | 15,105 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 394 | 39,500 | SH | SOLE | 39,500 | 0 | 0 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | 194 | 28,200 | SH | SOLE | 28,200 | 0 | 0 | ||
STARWOOD PPTY TR INC | NOTE 4.550% 3/0 | 85571BAA3 | 835 | 780,000 | SH | SOLE | 550,000 | 0 | 230,000 | ||
SUSQUEHANNA BANCSHARES INC P | COM | 869099101 | 573 | 57,250 | SH | SOLE | 26,250 | 0 | 31,000 | ||
SYMANTEC CORP | COM | 871503108 | 4,698 | 199,825 | SH | SOLE | 126,395 | 0 | 73,430 | ||
SYSCO CORP | COM | 871829107 | 465 | 12,250 | SH | SOLE | 12,250 | 0 | 0 | ||
TELEFONICA S A | SPONSORED ADR | 879382208 | 5,172 | 336,500 | SH | SOLE | 283,850 | 0 | 52,650 | ||
TETRA TECH INC NEW | COM | 88162G103 | 392 | 15,690 | SH | SOLE | 4,490 | 0 | 11,200 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 5,862 | 109,055 | SH | SOLE | 87,140 | 0 | 21,915 | ||
THE ADT CORPORATION | COM | 00101J106 | 3,816 | 107,615 | SH | SOLE | 62,790 | 0 | 44,825 | ||
TOTAL S A | SPONSORED ADR | 89151E109 | 963 | 14,944 | SH | SOLE | 11,830 | 0 | 3,114 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 763 | 23,855 | SH | SOLE | 7,655 | 0 | 16,200 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 496 | 11,835 | SH | SOLE | 11,835 | 0 | 0 | ||
UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | 6,928 | 53,855 | SH | SOLE | 35,735 | 0 | 18,120 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,718 | 54,379 | SH | SOLE | 53,061 | 0 | 1,318 | ||
VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | 2,266 | 68,897 | SH | SOLE | 47,154 | 0 | 21,743 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 377 | 7,923 | SH | SOLE | 7,923 | 0 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 701 | 13,520 | SH | SOLE | 11,840 | 0 | 1,680 | ||
WYNN RESORTS LTD | COM | 983134107 | 2,457 | 13,134 | SH | SOLE | 10,692 | 0 | 2,442 | ||
ZIX CORP | COM | 98974P100 | 554 | 161,927 | SH | SOLE | 67,537 | 0 | 94,390 | ||
ZOETIS INC | CL A | 98978V103 | 2,156 | 58,353 | SH | SOLE | 39,683 | 0 | 18,670 |