0001127602-13-035554.txt : 20131224 0001127602-13-035554.hdr.sgml : 20131224 20131224080732 ACCESSION NUMBER: 0001127602-13-035554 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131220 FILED AS OF DATE: 20131224 DATE AS OF CHANGE: 20131224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOLL BROTHERS INC CENTRAL INDEX KEY: 0000794170 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 232416878 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 250 GIBRALTAR ROAD CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2159388000 MAIL ADDRESS: STREET 1: 250 GIBRALTAR ROAD CITY: HORSHAM STATE: PA ZIP: 19044 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yearley Douglas C. Jr. CENTRAL INDEX KEY: 0001476755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09186 FILM NUMBER: 131296461 MAIL ADDRESS: STREET 1: 250 GIBRALTAR ROAD CITY: HORSHAM STATE: PA ZIP: 19044 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-12-20 0000794170 TOLL BROTHERS INC TOL 0001476755 Yearley Douglas C. Jr. 250 GIBRALTAR ROAD HORSHAM PA 19044 1 1 Chief Executive Officer Common Stock 2013-12-20 4 M 0 100000 0 A 146852 D Common Stock 2013-12-20 4 F 0 46090 34.22 D 100762 D Common Stock 1547 I 401(k) Plan Stock Options (Right to Buy) 35.16 2013-12-20 4 A 0 159000 0 A 2014-12-20 2023-12-20 Common Stock 159000 159000 D Performance Based Restricted Stock Units 0 2013-12-20 4 M 0 100000 0 D 2010-12-20 2015-12-20 Common Stock 100000 0 D Market price performance criteria was met on May 14, 2012. Service criteria was met on December 20,2013. See footnote 3 below. Vesting 25% on 12/20/2014, 2015, 2016 and 2017. Exercisable as of vesting date. Each performance based restricted stock unit represents a contingent right to receive one share of TOl common stock and will vest and the reporting person will be entitled to receive the underlying shares if the average closing price of TOL's common stcok on the NYSE, measured over twenty consecutive trading days ending on or prior to December 20, 2015, increases 30% or more over the closing price on the NYSE of Tol's common stock on the NYSE on December 20, 2010, provided the reporting person continues to be employed by the company or serves as a member of the company's Board of Directors through December 20, 2013. /s/Kathryn G. Flanagan,attorney-in-fact 2013-12-24