0001127602-13-035517.txt : 20131223 0001127602-13-035517.hdr.sgml : 20131223 20131223154811 ACCESSION NUMBER: 0001127602-13-035517 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131219 FILED AS OF DATE: 20131223 DATE AS OF CHANGE: 20131223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOLL BROTHERS INC CENTRAL INDEX KEY: 0000794170 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 232416878 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 250 GIBRALTAR ROAD CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2159388000 MAIL ADDRESS: STREET 1: 250 GIBRALTAR ROAD CITY: HORSHAM STATE: PA ZIP: 19044 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOLL ROBERT I CENTRAL INDEX KEY: 0000922997 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09186 FILM NUMBER: 131294713 MAIL ADDRESS: STREET 1: 3103 PHILMONT AVENUE CITY: HUNTINGDON STATE: PA ZIP: 19006 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-12-19 0000794170 TOLL BROTHERS INC TOL 0000922997 TOLL ROBERT I 250 GIBRALTAR ROAD HORSHAM PA 19044 1 1 Executive Chairman Common Stock 2013-12-19 4 S 0 235623 34.2401 D 10198708 D Common Stock 2013-12-19 5 G 0 E 29238 0 D 709350 I Entities Wholly Owned By Reporting Person Common Stock 2013-12-20 4 M 0 200000 0 A 10398708 D Common Stock 2013-12-20 4 F 0 92180 34.22 D 10306528 D Common Stock 2013-12-20 4 S 0 164377 34.4053 D 10142151 D Common Stock 2013-12-23 5 G 0 E 11550 0 A 120225 I Trusts Common Stock 2013-12-23 5 G 0 E 11550 0 D 10130601 D Common Stock 2527 I 401(k) Plan Common Stock 150978 I GRAT-Expires April, 2014 Stock Options (Right to Buy) 35.16 2013-12-20 4 A 0 100000 0 A 2014-12-20 2023-12-20 Common Stock 100000 100000 D Performance Based Restricted Stock Units 0 2013-12-20 4 M 0 200000 0 D 2010-12-20 2015-12-20 Common Stock 200000 0 D The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price. Weighted average sales price-actual sale prices ranged from $34.20 to $34.44. Market Price Performance criteria was met on May 14, 2012. Service criteria met on 12/20/2013. See Footnote 6 below. Weighted average sales price-actual sale prices ranged from $34.20 to $34.61. Vesting 25% on 12/20/2014, 2015, 2016 and 2017. Exercisable as of vesting date. Each performance based restricted stock unit represents a contingent right to receive one share of TOl common stock and will vest and the reporting person will be entitled to receive the underlying shares if the average closing price of TOL's common stcok on the NYSE, measured over twenty consecutive trading days ending on or prior to December 20, 2015, increases 30% or more over the closing price on the NYSE of Tol's common stock on the NYSE on December 20, 2010, provided the reporting person continues to be employed by the company or serves as a member of the company's Board of Directors through December 20, 2013. /s/Kathryn G. Flanagan,attorney-in-fact 2013-12-23