0001127602-12-001139.txt : 20120105 0001127602-12-001139.hdr.sgml : 20120105 20120105161708 ACCESSION NUMBER: 0001127602-12-001139 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120101 FILED AS OF DATE: 20120105 DATE AS OF CHANGE: 20120105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartman Richard T. CENTRAL INDEX KEY: 0001537568 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09186 FILM NUMBER: 12511322 MAIL ADDRESS: STREET 1: 250 GIBRALTAR ROAD CITY: HORSHAM STATE: PA ZIP: 19044 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOLL BROTHERS INC CENTRAL INDEX KEY: 0000794170 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 232416878 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 250 GIBRALTAR ROAD CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2159388000 MAIL ADDRESS: STREET 1: 250 GIBRALTAR ROAD CITY: HORSHAM STATE: PA ZIP: 19044 3 1 form3.xml PRIMARY DOCUMENT X0204 3 2012-01-01 0 0000794170 TOLL BROTHERS INC TOL 0001537568 Hartman Richard T. 250 GIBRALTAR ROAD HORSHAM PA 19044 1 Chief Operating Officer Common Stock 2706 I 401(k) Plan Common Stock 27460 D Restricted Stock Units 0 2010-12-21 2013-12-21 Common Stock 3333 D Restricted Stock Units 0 2012-12-19 2012-12-19 Common Stock 1360 D Restricted Stock Units 0 2011-12-20 2014-12-20 Common Stock 3333 D Stock Options (Right to Buy) 10.525 2003-12-20 2012-12-20 Common Stock 25500 D Stock Options (Right to Buy) 20.135 2004-12-20 2013-12-20 Common Stock 36000 D Stock Options (Right to Buy) 19.32 2011-12-20 2020-12-20 Common Stock 10000 D Stock Options (Right to Buy) 18.92 2008-07-18 2014-12-20 Common Stock 23313 D Stock Options (Right to Buy) 21.70 2009-12-20 2018-12-20 Common Stock 20000 D Stock Options (Right to Buy) 20.76 2008-12-20 2017-12-20 Common Stock 20000 D Stock Options (Right to Buy) 18.38 2010-12-20 2019-12-20 Common Stock 10000 D Stock Options (Right to Buy) 20.50 2012-12-20 2021-12-20 Common Stock 30000 D Stock Options (Right to Buy) 18.92 2008-07-18 2015-12-20 Common Stock 11176 D Stock Options (Right to Buy) 18.92 2008-07-18 2016-12-20 Common Stock 18310 D 1,666 vested as of 1/1/2012, 833 vest on 12/21/2012 and 834 on 12/21/2013. All 3,333 RSU's are distributable 30 days after 12/21/2013. The RSU's are vested and will be distributed to the reporting person 30 days after the 4th anniversary of the grant date of 12/20/2008. 833 vested as of 1/1/2012. 833 vest on 12/20/2012 and 12/20/2013. 834 vest on 12/20/2014. All 3,333 shares are distributable 30 days after 12/20/2014. 2,500 exercisable as of 1/1/2012. 2,500 exercisable on 12/20/2012, 2013 and 2014. 15,000 exercisable as of 1/1/2012, 5,000 exercisable on 12/20/2012 5,000 exercisable as of 1/1/2012, 2,500 exercisable on 12/20/2012 and 12/20/2013 Exercisable 7,500 on 12/20/2012, 12/20/2013, 12/20/2014 and 12/20/2015. /s/Kathryn G. Flanagan,attorney-in-fact 2012-01-05 EX-24 2 doc1.txt HARTMAN POA POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Kathryn G. Flanagan, John K. McDonald and Joseph R. Sicree, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Toll Brothers, Inc, (the ?Company?), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys- in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall replace and supersede any prior power of attorney executed by the undersigned relating to the matters contemplated herein and shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 15th day of December, 2011. /s/Richard T. Hartman