-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HoyH9vlbBO3UmdF2+M/+0FTDpd6lp6Jbd1+bQ/qLuO8dIeA3Sb9yUv1FA1zmUbDv IrSgo4O0BtQybdh1d3TQwQ== 0000950116-02-002075.txt : 20020906 0000950116-02-002075.hdr.sgml : 20020906 20020906162613 ACCESSION NUMBER: 0000950116-02-002075 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020906 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20020906 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOLL BROTHERS INC CENTRAL INDEX KEY: 0000794170 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 232416878 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09186 FILM NUMBER: 02758705 BUSINESS ADDRESS: STREET 1: 3103 PHILMONT AVE CITY: HUNTINGDON VALLEY STATE: PA ZIP: 19006 BUSINESS PHONE: 2159388000 MAIL ADDRESS: STREET 1: 3103 PHILMONT AVENUE CITY: HUNTINGDON VALLEY STATE: PA ZIP: 19006 8-K 1 eightk.txt 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 6, 2002 ---------------- Toll Brothers, Inc. ----------------------------------------------------------------- (Exact Name of Registrant as Specified in Charter) Delaware 001-09186 23-2416878 - - ----------------------------------------------------------------------- (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No.) 3103 Philmont Avenue, Huntingdon Valley, PA 19006 ----------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (215) 938-8000 -------------------------- Item 5. Other Events. On September 6, 2002, the Chief Executive Officer and the Chief Financial Officer of Toll Brothers, Inc. each filed a sworn statement pursuant to Section 21(a) of the Securities Exchange Act of 1934 certifying certain facts and circumstances relating to the covered reports described in such statements. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS (c). Exhibits. The following Exhibits are filed as part of this Current Report on Form 8-K: Exhibit No. Item - ------- ---- 99.1* Sworn statement of Robert I. Toll, Chief Executive Officer of Toll Brothers, Inc. 99.2* Sworn statement of Joel H. Rassman, Chief Financial Officer of Toll Brothers, Inc. * Filed electronically herewith. Signatures Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. TOLL BROTHERS, INC. Dated: September 6, 2002 By: /s/ Joseph R. Sicree ------------------------ Joseph R. Sicree Vice President, Chief Accounting Officer EX-99 3 ex99-1.txt EXHIBIT 99.1 EXHIBIT 99.1 SWORN STATEMENT PURSUANT TO SECTION 21(a)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 I, Robert I. Toll, Chief Executive Officer of Toll Brothers, Inc., state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Toll Brothers, Inc., and, except as corrected or supplemented in a subsequent covered report: * no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and * no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": * The Annual Report on Form 10-K for the fiscal year ended October 31, 2001 filed with the Commission by Toll Brothers, Inc.; * all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Toll Brothers, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and * any amendments to any of the foregoing. /s/ Robert I. Toll ----------------------------- Robert I. Toll, Chief Executive Officer, Toll Brothers, Inc. Subscribed and sworn to before me this 6th day of September 2002. Linda Mathason (Notary Seal Affixed) Notary Public My Commission Expires: 9/1/03 EX-99 4 ex99-2.txt EXHIBIT 99.2 EXHIBIT 99.2 SWORN STATEMENT PURSUANT TO SECTION 21(a)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 I, Joel H. Rassman, Chief Financial Officer of Toll Brothers, Inc., state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Toll Brothers, Inc., and, except as corrected or supplemented in a subsequent covered report: * no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and * no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": * The Annual Report on Form 10-K for the fiscal year ended October 31, 2001 filed with the Commission by Toll Brothers, Inc.; * all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Toll Brothers, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and * any amendments to any of the foregoing. /s/ Joel H. Rassman ---------------------------- Joel H. Rassman, Chief Financial Officer, Toll Brothers, Inc. Subscribed and sworn to before me this 6th day of September 2002. Linda Mathason (Notary Seal Affixed) Notary Public My Commission Expires: 9/1/003 -----END PRIVACY-ENHANCED MESSAGE-----