0001567619-20-019137.txt : 20201112 0001567619-20-019137.hdr.sgml : 20201112 20201112084223 ACCESSION NUMBER: 0001567619-20-019137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201109 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Olin John A CENTRAL INDEX KEY: 0001466990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09183 FILM NUMBER: 201303718 MAIL ADDRESS: STREET 1: HARLEY-DAVIDSON, INC. STREET 2: 3700 WEST JUNEAU AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARLEY-DAVIDSON, INC. CENTRAL INDEX KEY: 0000793952 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 391382325 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3700 W JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 BUSINESS PHONE: 414-343-8553 MAIL ADDRESS: STREET 1: 3700 W. JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 FORMER COMPANY: FORMER CONFORMED NAME: HARLEY DAVIDSON INC DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2020-11-09 1 0000793952 HARLEY-DAVIDSON, INC. HOG 0001466990 Olin John A 7700 N. CLUB CIRCLE FOX POINT WI 53217 0 0 0 1 Former SVP & CFO Common Stock 2020-11-09 4 S 0 13500 36.34 D 78502 D Common Stock 2020-11-09 4 S 0 2901 33.5106 D 75601 D Common Stock 2020-11-09 4 S 0 63476 33.9912 D 12125 D Common Stock 2020-11-09 4 S 0 12125 34.9373 D 0 D Common Stock 947.8999 I by 401(k) Stock Option (right to buy) 41.33 2012-02-09 2021-02-09 Common Stock 13059 13059 D Stock Option (right to buy) 45.32 2013-02-06 2022-02-06 Common Stock 20194 20194 D Stock Option (right to buy) 51.78 2014-02-04 2023-02-04 Common Stock 22825 22825 D Stock Option (right to buy) 62.33 2015-02-04 2023-07-09 Common Stock 22726 22726 D Stock Option (right to buy) 63.49 2016-02-03 2023-07-09 Common Stock 25453 25453 D The Reporting Person's sale of the issuer's Common Stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 13,500 shares, with the Reporting Person's May 13, 2020 purchase of 13,500 shares of the issuer's Common Stock at an average weighted price of $19.0203 per share. However, the Reporting Person previously disgorged to the issuer profits on the May 13, 2020 purchase of 13,500 shares of the issuer's Common Stock that were matchable to a sale of the issuer's Common Stock that occurred on November 26, 2019 at prices ranging from $37.04 to $37.185. Because the transactions reported herein occurred at prices lower than $37.04, these transactions did not generate any additional profits subject to disgorgement to the issuer. The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.46 to $33.57 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from per $33.58 to $34.57 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.58 to $35.57 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan All options are currently exercisable Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan /s/ John A. Olin 2020-11-11