0001225208-17-002485.txt : 20170206 0001225208-17-002485.hdr.sgml : 20170206 20170206213344 ACCESSION NUMBER: 0001225208-17-002485 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170202 FILED AS OF DATE: 20170206 DATE AS OF CHANGE: 20170206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARLEY DAVIDSON INC CENTRAL INDEX KEY: 0000793952 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 391382325 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3700 W JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 BUSINESS PHONE: 414-343-8553 MAIL ADDRESS: STREET 1: 3700 W. JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rocker Tchernavia CENTRAL INDEX KEY: 0001679626 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09183 FILM NUMBER: 17577073 MAIL ADDRESS: STREET 1: 3700 WEST JUNEAU AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 doc4.xml X0306 4 2017-02-02 0000793952 HARLEY DAVIDSON INC HOG 0001679626 Rocker Tchernavia HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE WI 53208 1 VP-Human Resources Common Stock 2017-02-02 4 M 0 903.0000 0.0000 A 903.0000 D Common Stock 2017-02-02 4 F 0 364.0000 56.2500 D 539.0000 D Common Stock 2017-02-03 4 M 0 683.0000 0.0000 A 1222.0000 D Common Stock 2017-02-03 4 F 0 276.0000 56.4500 D 946.0000 D Common Stock 2017-02-04 4 M 0 667.0000 0.0000 A 1613.0000 D Common Stock 2017-02-04 4 F 0 236.0000 56.4500 D 1377.0000 D Common Stock 593.8061 I By 401(k) Restricted Stock Units 0.0000 2017-02-02 4 M 0 903.0000 0.0000 D Common Stock 903.0000 7572.0000 D Restricted Stock Units 0.0000 2017-02-03 4 M 0 683.0000 0.0000 D Common Stock 683.0000 6889.0000 D Restricted Stock Units 0.0000 2017-02-04 4 M 0 667.0000 0.0000 D Common Stock 667.0000 6222.0000 D Restricted Stock Units 0.0000 2020-02-01 Common Stock 5302.0000 5302.0000 D Stock Option (right to buy) 45.3200 2013-02-06 2022-02-06 Common Stock 4237.0000 4237.0000 D Stock Option (right to buy) 51.7800 2014-02-04 2023-02-04 Common Stock 3708.0000 3708.0000 D Stock Option (right to buy) 62.3300 2015-02-04 2024-02-04 Common Stock 3200.0000 3200.0000 D Stock Option (right to buy) 63.4900 2016-02-03 2025-02-03 Common Stock 3276.0000 3276.0000 D Stock Option (right to buy) 68.9100 2008-02-14 2017-02-14 Common Stock 820.0000 820.0000 D On 2/2/2017, 903 restricted stock units vested; on 2/3/2017, 683 restricted stock units vested; on 2/4/2017, 667 restricted stock units vested. 876 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1,377 shares are now reflected as common stock. Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Each restricted stock unit (RSU) represents a contingent right to receive one share of stock. The RSUs granted vest in full after 3 years from the date of grant. Units are subject to forfeiture until vested. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. All options are currently exercisable. Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan. Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. /s/ Stephen W. Boettinger, as Power of Attorney 2017-02-06