0001225208-17-002483.txt : 20170206 0001225208-17-002483.hdr.sgml : 20170206 20170206213336 ACCESSION NUMBER: 0001225208-17-002483 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170202 FILED AS OF DATE: 20170206 DATE AS OF CHANGE: 20170206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARLEY DAVIDSON INC CENTRAL INDEX KEY: 0000793952 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 391382325 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3700 W JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 BUSINESS PHONE: 414-343-8553 MAIL ADDRESS: STREET 1: 3700 W. JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Olin John A CENTRAL INDEX KEY: 0001466990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09183 FILM NUMBER: 17577071 MAIL ADDRESS: STREET 1: HARLEY-DAVIDSON, INC. STREET 2: 3700 WEST JUNEAU AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53208 4 1 doc4.xml X0306 4 2017-02-02 0000793952 HARLEY DAVIDSON INC HOG 0001466990 Olin John A HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE WI 53208 1 SVP & CFO Common Stock 2017-02-02 4 M 0 4361.0000 0.0000 A 36536.0000 D Common Stock 2017-02-02 4 F 0 2221.0000 56.2500 D 34315.0000 D Common Stock 2017-02-03 4 M 0 2651.0000 0.0000 A 36966.0000 D Common Stock 2017-02-03 4 F 0 1253.0000 56.4500 D 35713.0000 D Common Stock 2017-02-04 4 M 0 2368.0000 0.0000 A 38081.0000 D Common Stock 2017-02-04 4 F 0 1119.0000 56.4500 D 36962.0000 D Common Stock 312.0076 I By 401(k) Restricted Stock Units 0.0000 2017-02-02 4 M 0 4361.0000 0.0000 D Common Stock 4361.0000 25754.0000 D Restricted Stock Units 0.0000 2017-02-03 4 M 0 2651.0000 0.0000 D Common Stock 2651.0000 23103.0000 D Restricted Stock Units 0.0000 2017-02-04 4 M 0 2368.0000 0.0000 D Common Stock 2368.0000 20735.0000 D Stock Option (right to buy) 12.3000 2010-02-12 2019-02-12 Common Stock 12587.0000 12587.0000 D Stock Option (right to buy) 22.6300 2011-02-10 2020-02-10 Common Stock 44465.0000 44465.0000 D Stock Option (right to buy) 28.5400 2010-10-19 2019-10-19 Common Stock 30000.0000 30000.0000 D Stock Option (right to buy) 39.0400 2009-02-13 2018-02-13 Common Stock 28760.0000 28760.0000 D Stock Option (right to buy) 41.3300 2012-02-09 2021-02-09 Common Stock 13059.0000 13059.0000 D Stock Option (right to buy) 45.3200 2013-02-06 2022-02-06 Common Stock 20194.0000 20194.0000 D Stock Option (right to buy) 51.7800 2014-02-04 2023-02-04 Common Stock 22825.0000 22825.0000 D Stock Option (right to buy) 62.3300 2015-02-04 2024-02-04 Common Stock 22726.0000 22726.0000 D Stock Option (right to buy) 63.4900 2016-02-03 2025-02-03 Common Stock 25453.0000 25453.0000 D Stock Option (right to buy) 68.9100 2008-02-14 2017-02-14 Common Stock 6111.0000 6111.0000 D On 2/2/2017, 4,361 restricted stock units vested; on 2/3/2017, 2,651 restricted stock units vested; on 2/4/2017, 2,368 restricted stock units vested. 4,593 shares were withheld to pay the tax withholding associated with the vestings. Accordingly, the remaining 4,787 shares are now reflected as common stock. Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. All options are currently exercisable. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan. Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. /s/ Stephen W. Boettinger, as Power of Attorney 2017-02-06