0001225208-17-002481.txt : 20170206 0001225208-17-002481.hdr.sgml : 20170206 20170206213328 ACCESSION NUMBER: 0001225208-17-002481 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170202 FILED AS OF DATE: 20170206 DATE AS OF CHANGE: 20170206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARLEY DAVIDSON INC CENTRAL INDEX KEY: 0000793952 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 391382325 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3700 W JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 BUSINESS PHONE: 414-343-8553 MAIL ADDRESS: STREET 1: 3700 W. JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Paul J CENTRAL INDEX KEY: 0001377122 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09183 FILM NUMBER: 17577069 MAIL ADDRESS: STREET 1: 7950 NORTH LAKE DRIVE CITY: FOX POINT STATE: WI ZIP: 53217 4 1 doc4.xml X0306 4 2017-02-02 0000793952 HARLEY DAVIDSON INC HOG 0001377122 Jones Paul J HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE WI 53208 1 VP & Chief Legal Officer Common Stock 2017-02-02 4 M 0 2528.0000 0.0000 A 2528.0000 D Common Stock 2017-02-02 4 F 0 953.0000 56.2500 D 1575.0000 D Common Stock 2017-02-03 4 M 0 1444.0000 0.0000 A 3019.0000 D Common Stock 2017-02-03 4 F 0 504.0000 56.4500 D 2515.0000 D Common Stock 2017-02-04 4 M 0 1353.0000 0.0000 A 3868.0000 D Common Stock 2017-02-04 4 F 0 474.0000 56.4500 D 3394.0000 D Common Stock 1599.2739 I By 401(k) Restricted Stock Units 0.0000 2017-02-02 4 M 0 2528.0000 0.0000 D Common Stock 2528.0000 14729.0000 D Restricted Stock Units 0.0000 2017-02-03 4 M 0 1444.0000 0.0000 D Common Stock 1444.0000 13285.0000 D Restricted Stock Units 0.0000 2017-02-04 4 M 0 1353.0000 0.0000 D Common Stock 1353.0000 11932.0000 D Stock Option (right to buy) 45.3200 2013-02-06 2022-02-06 Common Stock 11039.0000 11039.0000 D Stock Option (right to buy) 51.7800 2014-02-04 2023-02-04 Common Stock 11536.0000 11536.0000 D Stock Option (right to buy) 62.3300 2015-02-04 2024-02-04 Common Stock 12989.0000 12989.0000 D Stock Option (right to buy) 63.4900 2016-02-03 2025-02-03 Common Stock 13860.0000 13860.0000 D On 2/2/2017, 2,528 restricted stock units vested; on 2/3/2017, 1,444 restricted stock units vested; on 2/4/2017, 1,353 restricted stock units vested. 1,931 shares were withheld to pay the tax withholding associated with the vestings. Accordingly, the remaining 3,394 shares are now reflected as common stock. Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan All options are currently exercisable. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan. Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. /s/ Stephen W. Boettinger, as Power of Attorney 2017-02-06