0001225208-17-002480.txt : 20170206 0001225208-17-002480.hdr.sgml : 20170206 20170206213324 ACCESSION NUMBER: 0001225208-17-002480 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170202 FILED AS OF DATE: 20170206 DATE AS OF CHANGE: 20170206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARLEY DAVIDSON INC CENTRAL INDEX KEY: 0000793952 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 391382325 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3700 W JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 BUSINESS PHONE: 414-343-8553 MAIL ADDRESS: STREET 1: 3700 W. JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cummings Sean CENTRAL INDEX KEY: 0001640083 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09183 FILM NUMBER: 17577068 MAIL ADDRESS: STREET 1: 3700 WEST JUNEAU AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53208 4 1 doc4.xml X0306 4 2017-02-02 0000793952 HARLEY DAVIDSON INC HOG 0001640083 Cummings Sean HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE WI 53208 1 SVP, Global Demand Common Stock 2017-02-02 4 M 0 1721.0000 0.0000 A 2159.0000 D Common Stock 2017-02-02 4 F 0 684.0000 56.2500 D 1475.0000 D Common Stock 2017-02-03 4 M 0 735.0000 0.0000 A 2210.0000 D Common Stock 2017-02-03 4 F 0 251.0000 56.4500 D 1959.0000 D Common Stock 634.0769 I By 401(k) Restricted Stock Units 0.0000 2017-02-02 4 M 0 1721.0000 0.0000 D Common Stock 1721.0000 8861.0000 D Restricted Stock Units 0.0000 2017-02-03 4 M 0 735.0000 0.0000 D Common Stock 735.0000 8126.0000 D Stock Option (right to buy) 63.4900 2016-02-03 2025-02-03 Common Stock 3528.0000 3528.0000 D On 2/2/2017, 1,721 restricted stock units vested; on 2/3/2017, 735 restricted stock units vested. A total of 935 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1,521 shares are now reflected as common stock. Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan. Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. /s/ Stephen W. Boettinger, as Power of Attorney 2017-02-06