0001225208-17-002477.txt : 20170206 0001225208-17-002477.hdr.sgml : 20170206 20170206213313 ACCESSION NUMBER: 0001225208-17-002477 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170202 FILED AS OF DATE: 20170206 DATE AS OF CHANGE: 20170206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARLEY DAVIDSON INC CENTRAL INDEX KEY: 0000793952 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 391382325 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3700 W JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 BUSINESS PHONE: 414-343-8553 MAIL ADDRESS: STREET 1: 3700 W. JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVATICH MATTHEW S CENTRAL INDEX KEY: 0001385208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09183 FILM NUMBER: 17577065 MAIL ADDRESS: STREET 1: HARLEY-DAVIDSON MOTOR COMPANY STREET 2: 3700 WEST JUNEAU AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53208 4 1 doc4.xml X0306 4 2017-02-02 0000793952 HARLEY DAVIDSON INC HOG 0001385208 LEVATICH MATTHEW S HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE WI 53208 1 1 President & CEO Common Stock 2017-02-02 4 M 0 13158.0000 0.0000 A 70056.0000 D Common Stock 2017-02-02 4 F 0 6553.0000 56.2500 D 63503.0000 D Common Stock 2017-02-03 4 M 0 7875.0000 0.0000 A 71378.0000 D Common Stock 2017-02-03 4 F 0 3907.0000 56.4500 D 67471.0000 D Common Stock 2017-02-04 4 M 0 3430.0000 0.0000 A 70901.0000 D Common Stock 2017-02-04 4 F 0 1702.0000 56.4500 D 69199.0000 D Common Stock 589.9684 I By 401(k) Common Stock 10.1459 I By ESPP Restricted Stock Units 0.0000 2017-02-02 4 M 0 13158.0000 0.0000 D Common Stock 13158.0000 74055.0000 D Restricted Stock Units 0.0000 2017-02-03 4 M 0 7875.0000 0.0000 D Common Stock 7875.0000 66180.0000 D Restricted Stock Units 0.0000 2017-02-04 4 M 0 3430.0000 0.0000 D Common Stock 3430.0000 62750.0000 D Stock Option (right to buy) 39.0400 2009-02-13 2018-02-13 Common Stock 19447.0000 19447.0000 D Stock Option (right to buy) 41.3300 2012-02-09 2021-02-09 Common Stock 26247.0000 26247.0000 D Stock Option (right to buy) 45.3200 2013-02-06 2022-02-06 Common Stock 32198.0000 32198.0000 D Stock Option (right to buy) 51.7800 2014-02-04 2023-02-04 Common Stock 34567.0000 34567.0000 D Stock Option (right to buy) 62.3300 2015-02-04 2024-02-04 Common Stock 32926.0000 32926.0000 D Stock Option (right to buy) 63.4900 2016-02-03 2025-02-03 Common Stock 75602.0000 75602.0000 D Stock Option (right to buy) 68.9100 2008-02-14 2017-02-14 Common Stock 9149.0000 9149.0000 D On 2/2/2017, 13,158 restricted stock units vested; on 2/3/2017, 7,875 restricted stock units vested; on 2/4/2017, 3,430 restricted stock units vested. A total of 12,162 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 12,291 shares are now reflected as common stock. Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. All options are currently exercisable. Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan. Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. /s/ Stephen W. Boettinger, as Power of Attorney 2017-02-06