0001225208-14-003911.txt : 20140210 0001225208-14-003911.hdr.sgml : 20140210 20140210194351 ACCESSION NUMBER: 0001225208-14-003911 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140206 FILED AS OF DATE: 20140210 DATE AS OF CHANGE: 20140210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARLEY DAVIDSON INC CENTRAL INDEX KEY: 0000793952 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 391382325 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3700 W JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 BUSINESS PHONE: 414-343-8553 MAIL ADDRESS: STREET 1: 3700 W. JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVATICH MATTHEW S CENTRAL INDEX KEY: 0001385208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09183 FILM NUMBER: 14590961 MAIL ADDRESS: STREET 1: HARLEY-DAVIDSON MOTOR COMPANY STREET 2: 3700 WEST JUNEAU AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53208 4 1 doc4.xml X0306 4 2014-02-06 0000793952 HARLEY DAVIDSON INC HOG 0001385208 LEVATICH MATTHEW S HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE WI 53208 1 President & COO of HDMC Common Stock 2014-02-06 4 F 0 1178.0000 64.5200 D 41487.0000 D Common Stock 2014-02-07 4 F 0 960.0000 64.9800 D 40527.0000 D Common Stock (restricted stock) 10556.0000 D Common Stock 148.4658 I By 401(k) Common Stock 10.1459 I By ESPP Restricted Stock Units 0.0000 Common Stock 10289.0000 10289.0000 D Stock Option (right to buy) 51.7800 2014-02-04 2023-02-04 Common Stock 34567.0000 34567.0000 D Stock Option (right to buy) 62.3300 2015-02-04 2024-02-04 Common Stock 32926.0000 32926.0000 D Stock Option (right to buy) 45.3200 2013-02-06 2022-02-06 Common Stock 32198.0000 32198.0000 D Stock Option (right to buy) 41.3300 2012-02-09 2021-02-09 Common Stock 26247.0000 26247.0000 D Stock Option (right to buy) 22.6300 2011-02-10 2020-02-10 Common Stock 14187.0000 14187.0000 D Stock Option (right to buy) 12.3000 2010-02-12 2019-02-12 Common Stock 7701.0000 7701.0000 D Stock Option (right to buy) 39.0400 2009-02-13 2018-02-13 Common Stock 19447.0000 19447.0000 D Stock Option (right to buy) 51.4600 2007-02-14 2016-02-14 Common Stock 5356.0000 5356.0000 D Stock Option (right to buy) 68.9100 2008-02-14 2017-02-14 Common Stock 9149.0000 9149.0000 D Stock Option (right to buy) 61.2000 2006-02-15 2015-02-15 Common Stock 5957.0000 5957.0000 D Stock Option (right to buy) 21.5200 2010-05-01 2019-05-01 Common Stock 14519.0000 14519.0000 D On 2/6/2014, 3354 shares of restricted stock vested and 1178 shares were withheld to pay the tax withholding associated with the vesting. On 2/7/2014, 2734 shares of restricted stock vested and 960 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 3950 shares are now reflected as common stock. The restricted stock granted 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. On 2/6/2014, 3354 shares of restricted stock vested and 1178 shares were withheld to pay the tax withholding associated with the vesting. On 2/7/2014, 2734 shares of restricted stock vested and 960 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 3950 shares are now reflected as common stock. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. All options are currently exercisable. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. Paul J. Jones, as power of attorney 2014-02-10