0001225208-14-003910.txt : 20140210 0001225208-14-003910.hdr.sgml : 20140210 20140210194248 ACCESSION NUMBER: 0001225208-14-003910 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140206 FILED AS OF DATE: 20140210 DATE AS OF CHANGE: 20140210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARLEY DAVIDSON INC CENTRAL INDEX KEY: 0000793952 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 391382325 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3700 W JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 BUSINESS PHONE: 414-343-8553 MAIL ADDRESS: STREET 1: 3700 W. JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KORNETZKE MARK R CENTRAL INDEX KEY: 0001466727 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09183 FILM NUMBER: 14590953 MAIL ADDRESS: STREET 1: HARLEY-DAVIDSON MOTOR COMPANY STREET 2: 3700 W. JUNEAU AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53208 4 1 doc4.xml X0306 4 2014-02-06 0000793952 HARLEY DAVIDSON INC HOG 0001466727 KORNETZKE MARK R HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE WI 53208 1 Chief Accounting Officer Common Stock 2014-02-06 4 F 0 216.0000 64.5200 D 1137.0000 D Common Stock 2014-02-07 4 F 0 211.0000 64.9800 D 926.0000 D Common Stock (restricted stock) 1523.0000 D Common Stock 3640.2882 I By 401(k) Restricted Stock Units 0.0000 Common Stock 1294.0000 1294.0000 D Stock Option (right to buy) 51.7800 2014-02-04 2023-02-04 Common Stock 2369.0000 2369.0000 D Stock Option (right to buy) 62.3300 2015-02-04 2024-02-04 Common Stock 2071.0000 2071.0000 D Stock Option (right to buy) 45.3200 2013-02-06 2022-02-06 Common Stock 2565.0000 2565.0000 D Stock Option (right to buy) 41.3300 2012-02-09 2021-02-09 Common Stock 2524.0000 2524.0000 D Stock Option (right to buy) 22.6300 2011-02-10 2020-02-10 Common Stock 3626.0000 3626.0000 D Stock Option (right to buy) 12.3000 2010-02-12 2019-02-12 Common Stock 7700.0000 7700.0000 D Stock Option (right to buy) 39.0400 2009-02-13 2018-02-13 Common Stock 3107.0000 3107.0000 D Stock Option (right to buy) 51.4600 2007-02-14 2016-02-14 Common Stock 644.0000 644.0000 D Stock Option (right to buy) 68.9100 2008-02-14 2017-02-14 Common Stock 1698.0000 1698.0000 D Stock Option (right to buy) 61.2000 2006-02-15 2015-02-15 Common Stock 794.0000 794.0000 D On 2/6/2014, 534 shares of restricted stock vested and 216 shares were withheld to pay the tax withholding associated with the vesting. On 2/7/2014, 526 shares of restricted stock vested and 211 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 633 shares are now reflected as common stock. The restricted stock granted 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. On 2/6/2014, 534 shares of restricted stock vested and 216 shares were withheld to pay the tax withholding associated with the vesting. On 2/7/2014, 526 shares of restricted stock vested and 211 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 633 shares are now reflected as common stock. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. All options are currently exercisable. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. Paul J. Jones, as power of attorney 2014-02-10