0001225208-14-003908.txt : 20140210 0001225208-14-003908.hdr.sgml : 20140210 20140210193942 ACCESSION NUMBER: 0001225208-14-003908 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140206 FILED AS OF DATE: 20140210 DATE AS OF CHANGE: 20140210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARLEY DAVIDSON INC CENTRAL INDEX KEY: 0000793952 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 391382325 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3700 W JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 BUSINESS PHONE: 414-343-8553 MAIL ADDRESS: STREET 1: 3700 W. JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALAWAY TONIT M CENTRAL INDEX KEY: 0001483815 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09183 FILM NUMBER: 14590937 MAIL ADDRESS: STREET 1: HARLEY-DAVIDSON MOTOR COMPANY STREET 2: 3700 WEST JUNEAU AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53208 4 1 doc4.xml X0306 4 2014-02-06 0000793952 HARLEY DAVIDSON INC HOG 0001483815 CALAWAY TONIT M HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE WI 53208 1 VP, Human Resources Common Stock 2014-02-06 4 M 0 6000.0000 45.3200 A 8341.0000 D Common Stock 2014-02-06 4 M 0 591.0000 52.4500 A 8932.0000 D Common Stock 2014-02-06 4 F 0 376.0000 64.5200 D 8556.0000 D Common Stock 2014-02-06 4 S 0 7253.0000 64.4000 D 1303.0000 D Common Stock 2014-02-07 4 M 0 3871.0000 41.3300 A 5174.0000 D Common Stock 2014-02-07 4 F 0 213.0000 64.9800 D 4961.0000 D Common Stock 2014-02-07 4 S 0 3871.0000 64.9200 D 1090.0000 D Common Stock (restricted stock) 3298.0000 D Common Stock 3015.2040 I By 401(k) Stock Option (right to buy) 45.3200 2014-02-06 4 M 0 6000.0000 45.3200 D 2013-02-06 2022-02-06 Common Stock 6000.0000 4309.0000 D Stock Option (right to buy) 52.4500 2014-02-06 4 M 0 591.0000 52.4500 D 2005-02-10 2014-02-10 Common Stock 591.0000 0.0000 D Stock Option (right to buy) 41.3300 2014-02-07 4 M 0 3871.0000 41.3300 D 2012-02-09 2021-02-09 Common Stock 3871.0000 1936.0000 D Restricted Stock Units 0.0000 Common Stock 3508.0000 3508.0000 D Stock Option (right to buy) 51.7800 2014-02-04 2023-02-04 Common Stock 10671.0000 10671.0000 D Stock Option (right to buy) 62.3300 2015-02-04 2025-02-04 Common Stock 11226.0000 11226.0000 D Stock Option (right to buy) 39.0400 2009-02-13 2018-02-13 Common Stock 1302.0000 1302.0000 D Stock Option (right to buy) 51.4600 2007-02-14 2016-02-14 Common Stock 1024.0000 1024.0000 D Stock Option (right to buy) 68.9100 2008-02-14 2017-02-14 Common Stock 3198.0000 3198.0000 D Stock Option (right to buy) 61.2000 2006-02-15 2015-02-15 Common Stock 876.0000 876.0000 D On 2/6/2014, 1074 shares of restricted stock vested and 376 shares were withheld to pay the tax withholding associated with the vesting. On 2/7/2014, 605 shares of restricted stock vested and 213 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1090 shares are now reflected as common stock. The restricted stock granted 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. On 2/6/2014, 1074 shares of restricted stock vested and 376 shares were withheld to pay the tax withholding associated with the vesting. On 2/7/2014, 605 shares of restricted stock vested and 213 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1090 shares are now reflected as common stock. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. Granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan. All options are currently exercisable. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Paul J. Jones, as power of attorney 2014-02-10