0001225208-14-003611.txt : 20140207 0001225208-14-003611.hdr.sgml : 20140207 20140207060103 ACCESSION NUMBER: 0001225208-14-003611 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140204 FILED AS OF DATE: 20140207 DATE AS OF CHANGE: 20140207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARLEY DAVIDSON INC CENTRAL INDEX KEY: 0000793952 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 391382325 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3700 W JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 BUSINESS PHONE: 414-343-8553 MAIL ADDRESS: STREET 1: 3700 W. JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKER JOHN P CENTRAL INDEX KEY: 0001467127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09183 FILM NUMBER: 14581792 MAIL ADDRESS: STREET 1: HARLEY-DAVIDSON, INC. STREET 2: 3700 WEST JUNEAU AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53208 4 1 doc4.xml X0306 4 2014-02-04 0000793952 HARLEY DAVIDSON INC HOG 0001467127 BAKER JOHN P HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE WI 53208 1 GM, Corp Strat,Bus Dev & Susta Common Stock 2014-02-04 4 F 0 326.0000 62.3300 D 480.0000 D Common Stock (restricted stock) 3745.0000 D Common Stock 1610.2755 I By 401(k) Restricted Stock Units 0.0000 2014-02-04 4 A 0 2289.0000 0.0000 A Common Stock 2289.0000 2289.0000 D Stock Option (right to buy) 62.3300 2014-02-04 4 A 0 3662.0000 0.0000 A 2015-02-04 2024-02-04 Common Stock 3662.0000 3662.0000 D Stock Option (right to buy) 51.7800 2014-02-04 2023-02-04 Common Stock 3873.0000 3873.0000 D Stock Option (right to buy) 45.3200 2013-02-06 2022-02-06 Common Stock 3978.0000 3978.0000 D Stock Option (right to buy) 41.3300 2012-02-09 2021-02-09 Common Stock 2271.0000 2271.0000 D Stock Option (right to buy) 68.9100 2008-02-14 2017-02-14 Common Stock 951.0000 951.0000 D Stock Option (right to buy) 61.2000 2006-02-15 2015-02-15 Common Stock 1102.0000 1102.0000 D On 2/4/2014, 806 shares of restricted stock vested. 326 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 480 shares are now reflected as common stock. The restricted stock granted 2/9/11, 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. On 2/4/2014, 806 shares of restricted stock vested. 326 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 480 shares are now reflected as common stock. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. All options are currently exercisable. Paul J. Jones, as power of attorney 2014-02-06