0001225208-13-004174.txt : 20130214 0001225208-13-004174.hdr.sgml : 20130214 20130214170216 ACCESSION NUMBER: 0001225208-13-004174 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130212 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARLEY DAVIDSON INC CENTRAL INDEX KEY: 0000793952 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 391382325 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3700 W JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 BUSINESS PHONE: 4143424680 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KORNETZKE MARK R CENTRAL INDEX KEY: 0001466727 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09183 FILM NUMBER: 13615592 MAIL ADDRESS: STREET 1: HARLEY-DAVIDSON MOTOR COMPANY STREET 2: 3700 W. JUNEAU AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53208 4 1 doc4.xml X0306 4 2013-02-12 0000793952 HARLEY DAVIDSON INC HOG 0001466727 KORNETZKE MARK R HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE WI 53208 1 Chief Accounting Officer Common Stock 2013-02-12 4 F 0 1071.0000 53.2800 D 3061.0000 D Common Stock (restricted stock) 3076.0000 D Common Stock 3377.8437 I By 401(k) Stock Option (right to buy) 51.7800 2014-02-04 2023-02-04 Common Stock 2369.0000 2369.0000 D Stock Option (right to buy) 45.3200 2013-02-06 2022-02-06 Common Stock 2565.0000 2565.0000 D Stock Option (right to buy) 41.3300 2012-02-09 2021-02-09 Common Stock 2524.0000 2524.0000 D Stock Option (right to buy) 52.4500 2005-02-10 2014-02-10 Common Stock 1006.0000 1006.0000 D Stock Option (right to buy) 22.6300 2011-02-10 2020-02-10 Common Stock 3626.0000 3626.0000 D Stock Option (right to buy) 12.3000 2010-02-12 2019-02-12 Common Stock 7700.0000 7700.0000 D Stock Option (right to buy) 39.0400 2009-02-13 2018-02-13 Common Stock 3107.0000 3107.0000 D Stock Option (right to buy) 51.4600 2007-02-14 2016-02-14 Common Stock 644.0000 644.0000 D Stock Option (right to buy) 68.9100 2008-02-14 2017-02-14 Common Stock 1698.0000 1698.0000 D Stock Option (right to buy) 61.2000 2006-02-15 2015-02-15 Common Stock 794.0000 794.0000 D On 2/12/2013, 3049 shares of restricted stock vested. 1071 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1978 shares are now reflected as common stock. The shares of unvested restricted stock granted 2/12/09 were granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan and are subject to forfeiture until completion of a four-year vesting period. The restricted stock granted 2/10/10, 2/9/11, 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. Granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan. All options are currently exercisable. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant. Paul J. Jones, as power of attorney 2013-02-14