0001225208-12-003945.txt : 20120213 0001225208-12-003945.hdr.sgml : 20120213 20120213182708 ACCESSION NUMBER: 0001225208-12-003945 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120209 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARLEY DAVIDSON INC CENTRAL INDEX KEY: 0000793952 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 391382325 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3700 W JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 BUSINESS PHONE: 4143424680 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVATICH MATTHEW S CENTRAL INDEX KEY: 0001385208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09183 FILM NUMBER: 12601078 MAIL ADDRESS: STREET 1: HARLEY-DAVIDSON MOTOR COMPANY STREET 2: 3700 WEST JUNEAU AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53208 4 1 doc4.xml X0304 4 2012-02-09 0000793952 HARLEY DAVIDSON INC HOG 0001385208 LEVATICH MATTHEW S HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE WI 53208 1 President & COO of HDMC Common Stock 2012-02-09 4 F 0 964.0000 46.5600 D 6692.0000 D Common Stock 2012-02-10 4 F 0 1517.0000 46.0900 D 9608.0000 D Common Stock (restricted stock) 52367.0000 D Common Stock 15733.4693 I By 401(k) Common Stock 10.1459 I By ESPP Stock Option (right to buy) 45.3200 2013-02-06 2022-02-06 Common Stock 32198.0000 32198.0000 D Stock Option (right to buy) 41.3300 2012-02-09 2021-02-09 Common Stock 26247.0000 26247.0000 D Stock Option (right to buy) 52.4500 2005-02-10 2014-02-10 Common Stock 8883.0000 8883.0000 D Stock Option (right to buy) 22.6300 2011-02-10 2020-02-10 Common Stock 42559.0000 42559.0000 D Stock Option (right to buy) 40.7200 2004-02-12 2013-02-12 Common Stock 3314.0000 3314.0000 D Stock Option (right to buy) 12.3000 2010-02-12 2019-02-12 Common Stock 30801.0000 30801.0000 D Stock Option (right to buy) 52.1000 2003-02-13 2012-02-13 Common Stock 2490.0000 2490.0000 D Stock Option (right to buy) 39.0400 2009-02-13 2018-02-13 Common Stock 19447.0000 19447.0000 D Stock Option (right to buy) 51.4600 2007-02-14 2016-02-14 Common Stock 5356.0000 5356.0000 D Stock Option (right to buy) 68.9100 2008-02-14 2017-02-14 Common Stock 9149.0000 9149.0000 D Stock Option (right to buy) 61.2000 2006-02-15 2015-02-15 Common Stock 5957.0000 5957.0000 D Stock Option (right to buy) 21.5200 2010-05-01 2019-05-01 Common Stock 58076.0000 58076.0000 D On 2/9/2012, 2734 shares of restricted stock vested. 964 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1770 shares are now reflected as common stock. On 2/10/2012, 4433 shares of restricted stock vested. 1517 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 2916 shares are now reflected as common stock. Restricted stock granted 2007-2008 was granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. The shares of unvested restricted stock granted on 2/14/07 are subject to forfeiture until completion of a 5-year vesting period. The shares of restricted stock granted on 2/13/08 are subject to forfeiture until completion of a 4-year vesting period. The restricted stock granted 2/10/10, 2/9/11 & 2/6/12 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and 1/3 of the shares of restricted stock vest on each of the first 3 anniversaries of the date of grant and the shares are subject to forfeiture until vested. On 2/9/2012, 2734 shares of restricted stock vested. 964 shares were withheld to pay the tax withholding associated with the vesting. On 2/10/2012, 4433 shares of restricted stock vested. 1517 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 4686 shares are now reflected as common stock. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. Granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan. All options are currently exercisable. Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant. Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant. Paul J. Jones, as power of attorney 2012-02-13