FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
HARLEY DAVIDSON INC [ HOG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 02/12/2009 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock (restricted stock)(1) | 02/12/2009 | A | 13,821 | A | $0 | 20,245(2) | D | |||
Common Stock | 8,047.191 | I | By 401(k) | |||||||
Common Stock | 0.8128 | I | By DRIP |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy)(1) | $12.3 | 02/12/2009 | A | 34,908 | 02/12/2010(3) | 02/12/2019 | Common Stock | 34,908 | $0 | 34,908 | D | ||||
Restricted Stock Units(1) | (4) | (5) | (5) | Common Stock | 12,045 | 12,045 | D | ||||||||
Stock Option (right to buy)(6) | $52.45 | 02/10/2005(7) | 02/10/2014 | Common Stock | 4,702 | 4,702 | D | ||||||||
Stock Option (right to buy)(1) | $61.2 | 02/15/2006(7) | 02/15/2015 | Common Stock | 9,012 | 9,012 | D | ||||||||
Stock Option (right to buy)(1) | $51.46 | 02/14/2007(3) | 02/14/2016 | Common Stock | 7,302 | 7,302 | D | ||||||||
Stock Option (right to buy)(1) | $68.91 | 02/14/2008(3) | 02/14/2017 | Common Stock | 10,172 | 10,172 | D | ||||||||
Stock Option (right to buy)(1) | $39.04 | 02/13/2009(3) | 02/13/2018 | Common Stock | 44,952 | 44,952 | D |
Explanation of Responses: |
1. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. |
2. Restricted stock granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan is subject to forfeiture until completion of a four- or five-year vesting period, except that 50% of the shares that have a four-year vesting period may vest after two years based on performance. |
3. Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant. |
4. 1-for-1 |
5. Restricted stock units granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan and deferred under the Harley-Davidson, Inc. Deferred Compensation Plan are subject to forfeiture until completion of a four year vesting period. Fifty percent of the restricted stock units granted may vest after two years based on performance. Restricted stock units are payable in issuer's common stock following termination of employment and are subject to earlier payment pursuant to the Deferred Compensation Plan (units payable in cash in limited circumstances according to that plan). |
6. Granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan. |
7. All options are currently exercisable. |
Remarks: |
Tonit M. Calaway, as power of atty. | 02/17/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |