-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NJVPcFU82tvpdfEyOfvNznKOY7IzD7HVXEni1UA90qJjGMO30XEBRd9TMa7NevAE rBhswAup1jIEV/haBdgQCg== 0000897069-02-000576.txt : 20020812 0000897069-02-000576.hdr.sgml : 20020812 20020812172608 ACCESSION NUMBER: 0000897069-02-000576 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020812 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARLEY DAVIDSON INC CENTRAL INDEX KEY: 0000793952 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 391382325 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09183 FILM NUMBER: 02727665 BUSINESS ADDRESS: STREET 1: 3700 W JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 BUSINESS PHONE: 4143424680 8-K 1 sdc170a.txt 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 2054 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. Date of Report (Date of earliest event reported): August 12, 2002 Harley-Davidson, Inc. ------------------------------------------------------ (Exact name of registrant as specified in its Charter) Wisconsin 1-19183 39-1382325 - ------------------------------- ------------ ------------------- (State or other jurisdiction of (Commission (I.R.S. Employer incorporation or organization) file number) Identification No.) 3700 West Juneau Avenue, Milwaukee, Wisconsin 53208 --------------------------------------------------- (Address of principal executive offices, including zip code) (414) 342-4680 ------------------------------- (Registrant's telephone number) Item 7. Financial Statements and Exhibits. (a) Not applicable. (b) Not applicable. (c) Exhibits. The following exhibits are being filed herewith: (99.1) Statement Under Oath of Principal Executive Officer pursuant to Securities and Exchange Commission order No. 4-460, dated, August 12, 2002 (99.2) Statement Under Oath of Principal Financial Officer pursuant to Securities and Exchange Commission order No. 4-460, dated, August 12, 2002 Item 9. Regulation FD Disclosure. On August 12, 2002, Jeffrey L. Bleustein and James L. Ziemer, the principal executive officer and principal financial officer of Harley-Davidson, Inc. (the "Company"), respectively, each filed with the Securities and Exchange Commission a written statement under oath pursuant to Securities and Exchange Commission Order No. 4-460. The officers executed such statements in the exact form of Exhibit A to the Order. The Company is filing copies of such statements in the form in which the officers executed them as Exhibits 99.1 and 99.2 hereto, which are incorporated by reference herein. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HARLEY-DAVIDSON, INC. Date: August 12, 2002 By: /s/ James L. Ziemer ---------------------------------- James L. Ziemer Vice President and Chief Financial Officer HARLEY-DAVIDSON, INC. Exhibit Index to Current Report on Form 8-K Dated August 12, 2002 Exhibit Number (99.1) Statement Under Oath of Principal Executive Officer (99.2) Statement Under Oath of Principal Financial Officer EX-99.1 3 sdc170b.txt STATEMENT OF PRINCIPAL EXECUTIVE OFFICER Exhibit 99.1 Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, Jeffrey L. Bleustein, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Harley-Davidson, Inc., and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's Audit Committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K of Harley-Davidson, Inc. for the year ended December 31, 2001 filed with the Securities and Exchange Commission, File Number 1-9183, o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Harley-Davidson, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. By: /s/ Jeffrey L. Bleustein - ------------------------------- Jeffrey L. Bleustein August 12, 2002 Subscribed and sworn to before me this 12th day of August 2002. /s/ Nancy Lindberg ---------------------------------- Notary Public My Commission Expires: October 8, 2005 EX-99.2 4 sdc170c.txt STATEMENT OF PRINCIPAL FINANCIAL OFFICER Exhibit 99.2 Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exhcange Act Filings I, James L. Ziemer, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Harley-Davidson, Inc., and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's Audit Committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K of Harley-Davidson, Inc. for the year ended December 31, 2001 filed with the Securities and Exchange Commission, File Number 1-9183, o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Harley-Davidson, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. By: /s/ James L. Ziemer - ------------------------------- James L. Ziemer August 12, 2002 Subscribed and sworn to before me this 12th day of August 2002. /s/ Nancy Lindberg ---------------------------------- Notary Public My Commission Expires: October 8, 2005 -----END PRIVACY-ENHANCED MESSAGE-----