Quarterly Portfolios of
Investments
Investments
July 31, 2021
Target Retirement Funds
|
|
Institutional
Class
|
|
Harbor Target Retirement Income Fund
|
HARAX
|
|
Harbor Target Retirement 2020 Fund
|
HARJX
|
|
Harbor Target Retirement 2025 Fund
|
HARMX
|
|
Harbor Target Retirement 2030 Fund
|
HARPX
|
|
Harbor Target Retirement 2035 Fund
|
HARUX
|
|
Harbor Target Retirement 2040 Fund
|
HARYX
|
|
Harbor Target Retirement 2045 Fund
|
HACCX
|
|
Harbor Target Retirement 2050 Fund
|
HAFFX
|
|
Harbor Target Retirement 2055 Fund
|
HATRX
|
|
Harbor Target Retirement 2060 Fund
|
HATDX
|
Harbor Target Retirement Income Fund
Portfolio of Investments—July 31, 2021 (Unaudited)
Portfolio of Investments—July 31, 2021 (Unaudited)
Value and Cost in Thousands
|
EQUITY FUNDS—20.2%
|
|||
|
Shares
|
|
Value
|
|
|
|
2,087
|
Harbor Capital Appreciation Fund
|
$245
|
|
|
34,812
|
Harbor Diversified International All Cap Fund
|
481
|
|
|
5,180
|
Harbor Global Leaders Fund
|
209
|
|
|
9,956
|
Harbor International Fund
|
482
|
|
|
20,516
|
Harbor International Growth Fund
|
482
|
|
|
25,537
|
Harbor Large Cap Value Fund
|
583
|
|
|
17,775
|
Harbor Mid Cap Growth Fund
|
255
|
|
|
15,173
|
Harbor Mid Cap Value Fund
|
377
|
|
|
12,119
|
Harbor Small Cap Growth Fund
|
227
|
|
|
6,327
|
Harbor Small Cap Value Fund
|
279
|
|
|
7,644
|
Harbor Strategic Growth Fund
|
244
|
|
TOTAL EQUITY FUNDS
|
|||
|
(Cost $2,824)
|
3,864
|
||
|
|
|||
|
FIXED INCOME FUNDS—69.8%
|
|||
|
Shares
|
|
Value
|
|
|
|
408,848
|
Harbor Bond Fund
|
$5,008
|
|
|
465,031
|
Harbor Core Bond Fund
|
5,013
|
|
|
332,580
|
Harbor High-Yield Bond Fund
|
3,333
|
|
TOTAL FIXED INCOME FUNDS
|
|||
|
(Cost $13,090)
|
13,354
|
||
|
|
|||
|
MONEY MARKET FUND—10.0%
|
|||
|
(Cost $1,906)
|
|
||
|
|
1,905,839
|
Harbor Money Market Fund
|
1,906
|
|
TOTAL INVESTMENTS—100.0%
|
|||
|
(Cost $17,820)
|
19,124
|
||
|
CASH AND OTHER ASSETS, LESS LIABILITIES—0.0%
|
—
|
||
|
TOTAL NET ASSETS—100.0%
|
$19,124
|
||
AFFILIATED TRANSACTIONS
The Underlying Funds are considered to be affiliated with the Fund. The following table shows investment transactions and
earnings from investments in the affiliated funds during the period November 1, 2020 through July 31, 2021.
|
Underlying Funds
|
Beginning
Balance
as of
11/01/2020
(000s)
|
Purchases of
Affiliated
Funds
(000s)
|
Sales of
Affiliated
Funds
(000s)
|
Change in Net
Unrealized
Gain/(Loss)
from
Affiliated
Funds
(000s)
|
Net Realized Gain/(Loss)
|
Investment
Income
from
Affiliated
Funds
(000s)
|
|
|
Sales of
Affiliated
Funds
(000s)
|
Distributions
Received
from
Affiliated
Funds
(000s)
|
||||||
|
Harbor Bond Fund
|
$5,448
|
$609
|
$(1,005)
|
$(71)
|
$27
|
$55
|
$79
|
|
Harbor Capital Appreciation Fund
|
259
|
112
|
(175)
|
(12)
|
61
|
29
|
—
|
|
Harbor Core Bond Fund
|
5,443
|
708
|
(1,008)
|
(209)
|
79
|
108
|
85
|
|
Harbor Diversified International Fund
|
520
|
56
|
(250)
|
130
|
25
|
—
|
5
|
|
Harbor Global Leaders Fund
|
222
|
55
|
(108)
|
21
|
19
|
17
|
—
|
|
Harbor High-Yield Bond Fund
|
3,627
|
281
|
(751)
|
170
|
6
|
—
|
136
|
|
Harbor International Fund
|
521
|
61
|
(245)
|
118
|
27
|
—
|
6
|
|
Harbor International Growth Fund
|
518
|
92
|
(239)
|
46
|
65
|
—
|
3
|
|
Harbor Large Cap Value Fund
|
625
|
98
|
(317)
|
101
|
76
|
16
|
5
|
|
Harbor Mid Cap Growth Fund
|
264
|
122
|
(166)
|
(33)
|
68
|
35
|
—
|
|
Harbor Mid Cap Value Fund
|
409
|
77
|
(267)
|
49
|
109
|
—
|
9
|
|
Harbor Money Market Fund
|
2,080
|
178
|
(352)
|
—
|
—
|
—
|
—
|
|
Harbor Small Cap Growth Fund
|
242
|
82
|
(140)
|
(11)
|
54
|
16
|
—
|
|
Harbor Small Cap Value Fund
|
299
|
62
|
(182)
|
24
|
76
|
—
|
1
|
|
Harbor Strategic Growth Fund
|
264
|
34
|
(121)
|
42
|
25
|
7
|
1
|
|
Total
|
$20,741
|
$2,627
|
$(5,326)
|
$365
|
$717
|
$283
|
$330
|
The accompanying notes are an integral part of the Portfolios of Investments.
1
Harbor Target Retirement 2020 Fund
Portfolio of Investments—July 31, 2021 (Unaudited)
Portfolio of Investments—July 31, 2021 (Unaudited)
Value and Cost in Thousands
|
EQUITY FUNDS—27.4%
|
|||
|
Shares
|
|
Value
|
|
|
|
3,342
|
Harbor Capital Appreciation Fund
|
$393
|
|
|
56,136
|
Harbor Diversified International All Cap Fund
|
776
|
|
|
7,980
|
Harbor Global Leaders Fund
|
322
|
|
|
16,091
|
Harbor International Fund
|
780
|
|
|
32,998
|
Harbor International Growth Fund
|
775
|
|
|
40,680
|
Harbor Large Cap Value Fund
|
929
|
|
|
29,288
|
Harbor Mid Cap Growth Fund
|
420
|
|
|
24,440
|
Harbor Mid Cap Value Fund
|
607
|
|
|
20,023
|
Harbor Small Cap Growth Fund
|
375
|
|
|
10,326
|
Harbor Small Cap Value Fund
|
455
|
|
|
12,249
|
Harbor Strategic Growth Fund
|
391
|
|
TOTAL EQUITY FUNDS
|
|||
|
(Cost $4,528)
|
6,223
|
||
|
|
|||
|
FIXED INCOME FUNDS—65.6%
|
|||
|
Shares
|
|
Value
|
|
|
|
441,051
|
Harbor Bond Fund
|
$5,403
|
|
|
501,530
|
Harbor Core Bond Fund
|
5,406
|
|
|
409,846
|
Harbor High-Yield Bond Fund
|
4,107
|
|
TOTAL FIXED INCOME FUNDS
|
|||
|
(Cost $14,637)
|
14,916
|
||
|
|
|||
|
MONEY MARKET FUND—7.0%
|
|||
|
(Cost $1,584)
|
|
||
|
|
1,584,377
|
Harbor Money Market Fund
|
1,584
|
|
TOTAL INVESTMENTS—100.0%
|
|||
|
(Cost $20,749)
|
22,723
|
||
|
CASH AND OTHER ASSETS, LESS LIABILITIES—0.0%
|
—
|
||
|
TOTAL NET ASSETS—100.0%
|
$22,723
|
||
AFFILIATED TRANSACTIONS
The Underlying Funds are considered to be affiliated with the Fund. The following table shows investment transactions and
earnings from investments in the affiliated funds during the period November 1, 2020 through July 31, 2021.
|
Underlying Funds
|
Beginning
Balance
as of
11/01/2020
(000s)
|
Purchases of
Affiliated
Funds
(000s)
|
Sales of
Affiliated
Funds
(000s)
|
Change in Net
Unrealized
Gain/(Loss)
from
Affiliated
Funds
(000s)
|
Net Realized Gain/(Loss)
|
Investment
Income
from
Affiliated
Funds
(000s)
|
|
|
Sales of
Affiliated
Funds
(000s)
|
Distributions
Received
from
Affiliated
Funds
(000s)
|
||||||
|
Harbor Bond Fund
|
$5,366
|
$1,494
|
$(1,393)
|
$(90)
|
$26
|
$58
|
$88
|
|
Harbor Capital Appreciation Fund
|
432
|
210
|
(329)
|
(35)
|
115
|
53
|
—
|
|
Harbor Core Bond Fund
|
5,360
|
1,583
|
(1,378)
|
(246)
|
87
|
115
|
93
|
|
Harbor Diversified International All Cap Fund
|
884
|
91
|
(480)
|
195
|
86
|
—
|
9
|
|
Harbor Global Leaders Fund
|
356
|
104
|
(202)
|
15
|
49
|
29
|
—
|
|
Harbor High-Yield Bond Fund
|
4,376
|
606
|
(1,092)
|
213
|
4
|
—
|
177
|
|
Harbor International Fund
|
885
|
107
|
(474)
|
154
|
108
|
—
|
10
|
|
Harbor International Growth Fund
|
880
|
177
|
(484)
|
21
|
181
|
—
|
6
|
|
Harbor Large Cap Value Fund
|
1,035
|
154
|
(570)
|
166
|
144
|
30
|
8
|
|
Harbor Mid Cap Growth Fund
|
462
|
233
|
(335)
|
(66)
|
126
|
66
|
—
|
|
Harbor Mid Cap Value Fund
|
692
|
121
|
(489)
|
80
|
203
|
—
|
17
|
|
Harbor Money Market Fund
|
1,672
|
307
|
(395)
|
—
|
—
|
—
|
—
|
|
Harbor Small Cap Growth Fund
|
425
|
142
|
(276)
|
(14)
|
98
|
32
|
—
|
|
Harbor Small Cap Value Fund
|
515
|
98
|
(345)
|
47
|
140
|
—
|
2
|
|
Harbor Strategic Growth Fund
|
440
|
62
|
(225)
|
48
|
66
|
13
|
2
|
|
Total
|
$23,780
|
$5,489
|
$(8,467)
|
$488
|
$1,433
|
$396
|
$412
|
The accompanying notes are an integral part of the Portfolios of Investments.
2
Harbor Target Retirement 2025 Fund
Portfolio of Investments—July 31, 2021 (Unaudited)
Portfolio of Investments—July 31, 2021 (Unaudited)
Value and Cost in Thousands
|
EQUITY FUNDS—38.2%
|
|||
|
Shares
|
|
Value
|
|
|
|
4,767
|
Harbor Capital Appreciation Fund
|
$560
|
|
|
81,720
|
Harbor Diversified International All Cap Fund
|
1,130
|
|
|
11,098
|
Harbor Global Leaders Fund
|
447
|
|
|
23,301
|
Harbor International Fund
|
1,130
|
|
|
48,103
|
Harbor International Growth Fund
|
1,130
|
|
|
57,656
|
Harbor Large Cap Value Fund
|
1,317
|
|
|
42,539
|
Harbor Mid Cap Growth Fund
|
610
|
|
|
35,339
|
Harbor Mid Cap Value Fund
|
877
|
|
|
29,671
|
Harbor Small Cap Growth Fund
|
555
|
|
|
15,031
|
Harbor Small Cap Value Fund
|
663
|
|
|
17,577
|
Harbor Strategic Growth Fund
|
561
|
|
TOTAL EQUITY FUNDS
|
|||
|
(Cost $6,729)
|
8,980
|
||
|
|
|||
|
FIXED INCOME FUNDS—61.8%
|
|||
|
Shares
|
|
Value
|
|
|
|
408,991
|
Harbor Bond Fund
|
$5,010
|
|
|
465,300
|
Harbor Core Bond Fund
|
5,016
|
|
|
451,057
|
Harbor High-Yield Bond Fund
|
4,520
|
|
TOTAL FIXED INCOME FUNDS
|
|||
|
(Cost $14,335)
|
14,546
|
||
|
TOTAL INVESTMENTS—100.0%
|
|||
|
(Cost $21,064)
|
23,526
|
||
|
CASH AND OTHER ASSETS, LESS LIABILITIES—0.0%
|
—
|
||
|
TOTAL NET ASSETS—100.0%
|
$23,526
|
||
AFFILIATED TRANSACTIONS
The Underlying Funds are considered to be affiliated with the Fund. The following table shows investment transactions and
earnings from investments in the affiliated funds during the period November 1, 2020 through July 31, 2021.
|
Underlying Funds
|
Beginning
Balance
as of
11/01/2020
(000s)
|
Purchases of
Affiliated
Funds
(000s)
|
Sales of
Affiliated
Funds
(000s)
|
Change in Net
Unrealized
Gain/(Loss)
from
Affiliated
Funds
(000s)
|
Net Realized Gain/(Loss)
|
Investment
Income
from
Affiliated
Funds
(000s)
|
|
|
Sales of
Affiliated
Funds
(000s)
|
Distributions
Received
from
Affiliated
Funds
(000s)
|
||||||
|
Harbor Bond Fund
|
$4,437
|
$1,684
|
$(1,067)
|
$(63)
|
$19
|
$49
|
$75
|
|
Harbor Capital Appreciation Fund
|
553
|
291
|
(390)
|
(25)
|
131
|
67
|
—
|
|
Harbor Core Bond Fund
|
4,436
|
1,767
|
(1,064)
|
(190)
|
67
|
96
|
80
|
|
Harbor Diversified International All Cap Fund
|
1,123
|
213
|
(565)
|
267
|
92
|
—
|
12
|
|
Harbor Global Leaders Fund
|
441
|
138
|
(215)
|
29
|
54
|
36
|
—
|
|
Harbor High-Yield Bond Fund
|
4,275
|
1,005
|
(976)
|
201
|
15
|
—
|
178
|
|
Harbor International Fund
|
1,124
|
217
|
(546)
|
212
|
123
|
—
|
13
|
|
Harbor International Growth Fund
|
1,122
|
296
|
(544)
|
52
|
204
|
—
|
8
|
|
Harbor Large Cap Value Fund
|
1,307
|
246
|
(633)
|
230
|
167
|
38
|
10
|
|
Harbor Mid Cap Growth Fund
|
598
|
323
|
(390)
|
(60)
|
139
|
86
|
—
|
|
Harbor Mid Cap Value Fund
|
881
|
238
|
(606)
|
136
|
228
|
—
|
22
|
|
Harbor Small Cap Growth Fund
|
549
|
197
|
(294)
|
9
|
94
|
41
|
—
|
|
Harbor Small Cap Value Fund
|
662
|
148
|
(384)
|
105
|
132
|
—
|
3
|
|
Harbor Strategic Growth Fund
|
557
|
108
|
(254)
|
74
|
76
|
17
|
2
|
|
Total
|
$22,065
|
$6,871
|
$(7,928)
|
$977
|
$1,541
|
$430
|
$403
|
The accompanying notes are an integral part of the Portfolios of Investments.
3
Harbor Target Retirement 2030 Fund
Portfolio of Investments—July 31, 2021 (Unaudited)
Portfolio of Investments—July 31, 2021 (Unaudited)
Value and Cost in Thousands
|
EQUITY FUNDS—46.9%
|
|||
|
Shares
|
|
Value
|
|
|
|
11,295
|
Harbor Capital Appreciation Fund
|
$1,326
|
|
|
164,238
|
Harbor Diversified International All Cap Fund
|
2,272
|
|
|
22,221
|
Harbor Global Leaders Fund
|
896
|
|
|
46,955
|
Harbor International Fund
|
2,277
|
|
|
96,381
|
Harbor International Growth Fund
|
2,264
|
|
|
116,605
|
Harbor Large Cap Value Fund
|
2,663
|
|
|
87,248
|
Harbor Mid Cap Growth Fund
|
1,250
|
|
|
71,290
|
Harbor Mid Cap Value Fund
|
1,770
|
|
|
60,103
|
Harbor Small Cap Growth Fund
|
1,125
|
|
|
30,644
|
Harbor Small Cap Value Fund
|
1,351
|
|
|
29,180
|
Harbor Strategic Growth Fund
|
932
|
|
TOTAL EQUITY FUNDS
|
|||
|
(Cost $13,175)
|
18,126
|
||
|
|
|||
|
FIXED INCOME FUNDS—53.1%
|
|||
|
Shares
|
|
Value
|
|
|
|
529,900
|
Harbor Bond Fund
|
$6,491
|
|
|
602,580
|
Harbor Core Bond Fund
|
6,496
|
|
|
748,485
|
Harbor High-Yield Bond Fund
|
7,500
|
|
TOTAL FIXED INCOME FUNDS
|
|||
|
(Cost $20,108)
|
20,487
|
||
|
TOTAL INVESTMENTS—100.0%
|
|||
|
(Cost $33,283)
|
38,613
|
||
|
CASH AND OTHER ASSETS, LESS LIABILITIES—0.0%
|
—
|
||
|
TOTAL NET ASSETS—100.0%
|
$38,613
|
||
AFFILIATED TRANSACTIONS
The Underlying Funds are considered to be affiliated with the Fund. The following table shows investment transactions and
earnings from investments in the affiliated funds during the period November 1, 2020 through July 31, 2021.
|
Underlying Funds
|
Beginning
Balance
as of
11/01/2020
(000s)
|
Purchases of
Affiliated
Funds
(000s)
|
Sales of
Affiliated
Funds
(000s)
|
Change in Net
Unrealized
Gain/(Loss)
from
Affiliated
Funds
(000s)
|
Net Realized Gain/(Loss)
|
Investment
Income
from
Affiliated
Funds
(000s)
|
|
|
Sales of
Affiliated
Funds
(000s)
|
Distributions
Received
from
Affiliated
Funds
(000s)
|
||||||
|
Harbor Bond Fund
|
$4,905
|
$2,263
|
$(636)
|
$(92)
|
$51
|
$55
|
$89
|
|
Harbor Capital Appreciation Fund
|
1,111
|
487
|
(504)
|
58
|
174
|
140
|
—
|
|
Harbor Core Bond Fund
|
4,902
|
2,363
|
(638)
|
(172)
|
41
|
107
|
95
|
|
Harbor Diversified International All Cap Fund
|
1,855
|
395
|
(588)
|
539
|
71
|
—
|
20
|
|
Harbor Global Leaders Fund
|
720
|
224
|
(195)
|
86
|
61
|
59
|
—
|
|
Harbor High-Yield Bond Fund
|
5,956
|
2,007
|
(764)
|
297
|
4
|
—
|
274
|
|
Harbor International Fund
|
1,857
|
396
|
(546)
|
472
|
98
|
—
|
22
|
|
Harbor International Growth Fund
|
1,850
|
441
|
(450)
|
284
|
139
|
—
|
13
|
|
Harbor Large Cap Value Fund
|
2,150
|
379
|
(561)
|
530
|
165
|
63
|
18
|
|
Harbor Mid Cap Growth Fund
|
989
|
528
|
(404)
|
19
|
118
|
147
|
—
|
|
Harbor Mid Cap Value Fund
|
1,455
|
437
|
(755)
|
385
|
248
|
—
|
37
|
|
Harbor Small Cap Growth Fund
|
911
|
390
|
(347)
|
48
|
123
|
71
|
—
|
|
Harbor Small Cap Value Fund
|
1,098
|
293
|
(441)
|
286
|
115
|
—
|
5
|
|
Harbor Strategic Growth Fund
|
709
|
140
|
(133)
|
177
|
39
|
22
|
3
|
|
Total
|
$30,468
|
$10,743
|
$(6,962)
|
$2,917
|
$1,447
|
$664
|
$576
|
The accompanying notes are an integral part of the Portfolios of Investments.
4
Harbor Target Retirement 2035 Fund
Portfolio of Investments—July 31, 2021 (Unaudited)
Portfolio of Investments—July 31, 2021 (Unaudited)
Value and Cost in Thousands
|
EQUITY FUNDS—55.9%
|
|||
|
Shares
|
|
Value
|
|
|
|
9,977
|
Harbor Capital Appreciation Fund
|
$1,171
|
|
|
129,971
|
Harbor Diversified International All Cap Fund
|
1,797
|
|
|
17,459
|
Harbor Global Leaders Fund
|
704
|
|
|
37,100
|
Harbor International Fund
|
1,799
|
|
|
76,018
|
Harbor International Growth Fund
|
1,786
|
|
|
91,335
|
Harbor Large Cap Value Fund
|
2,086
|
|
|
68,812
|
Harbor Mid Cap Growth Fund
|
986
|
|
|
56,351
|
Harbor Mid Cap Value Fund
|
1,399
|
|
|
47,348
|
Harbor Small Cap Growth Fund
|
886
|
|
|
24,236
|
Harbor Small Cap Value Fund
|
1,069
|
|
|
19,244
|
Harbor Strategic Growth Fund
|
615
|
|
TOTAL EQUITY FUNDS
|
|||
|
(Cost $10,354)
|
14,298
|
||
|
|
|||
|
FIXED INCOME FUNDS—44.1%
|
|||
|
Shares
|
|
Value
|
|
|
|
282,381
|
Harbor Bond Fund
|
$3,459
|
|
|
321,094
|
Harbor Core Bond Fund
|
3,462
|
|
|
433,767
|
Harbor High-Yield Bond Fund
|
4,346
|
|
TOTAL FIXED INCOME FUNDS
|
|||
|
(Cost $11,092)
|
11,267
|
||
|
TOTAL INVESTMENTS—100.0%
|
|||
|
(Cost $21,446)
|
25,565
|
||
|
CASH AND OTHER ASSETS, LESS LIABILITIES—0.0%
|
—
|
||
|
TOTAL NET ASSETS—100.0%
|
$25,565
|
||
AFFILIATED TRANSACTIONS
The Underlying Funds are considered to be affiliated with the Fund. The following table shows investment transactions and
earnings from investments in the affiliated funds during the period November 1, 2020 through July 31, 2021.
|
Underlying Funds
|
Beginning
Balance
as of
11/01/2020
(000s)
|
Purchases of
Affiliated
Funds
(000s)
|
Sales of
Affiliated
Funds
(000s)
|
Change in Net
Unrealized
Gain/(Loss)
from
Affiliated
Funds
(000s)
|
Net Realized Gain/(Loss)
|
Investment
Income
from
Affiliated
Funds
(000s)
|
|
|
Sales of
Affiliated
Funds
(000s)
|
Distributions
Received
from
Affiliated
Funds
(000s)
|
||||||
|
Harbor Bond Fund
|
$2,630
|
$1,211
|
$(357)
|
$(43)
|
$18
|
$29
|
$48
|
|
Harbor Capital Appreciation Fund
|
936
|
448
|
(408)
|
64
|
131
|
120
|
—
|
|
Harbor Core Bond Fund
|
2,628
|
1,262
|
(355)
|
(86)
|
13
|
58
|
51
|
|
Harbor Diversified International All Cap Fund
|
1,460
|
257
|
(406)
|
428
|
58
|
—
|
16
|
|
Harbor Global Leaders Fund
|
564
|
153
|
(128)
|
72
|
43
|
47
|
—
|
|
Harbor High-Yield Bond Fund
|
3,309
|
1,301
|
(431)
|
155
|
12
|
—
|
157
|
|
Harbor International Fund
|
1,463
|
278
|
(396)
|
402
|
52
|
—
|
18
|
|
Harbor International Growth Fund
|
1,461
|
315
|
(330)
|
236
|
104
|
—
|
10
|
|
Harbor Large Cap Value Fund
|
1,689
|
223
|
(377)
|
443
|
108
|
51
|
15
|
|
Harbor Mid Cap Growth Fund
|
778
|
400
|
(297)
|
19
|
86
|
116
|
—
|
|
Harbor Mid Cap Value Fund
|
1,131
|
288
|
(523)
|
368
|
135
|
—
|
29
|
|
Harbor Small Cap Growth Fund
|
716
|
266
|
(230)
|
53
|
81
|
58
|
—
|
|
Harbor Small Cap Value Fund
|
857
|
215
|
(322)
|
252
|
67
|
—
|
4
|
|
Harbor Strategic Growth Fund
|
481
|
80
|
(91)
|
115
|
30
|
16
|
2
|
|
Total
|
$20,103
|
$6,697
|
$(4,651)
|
$2,478
|
$938
|
$495
|
$350
|
The accompanying notes are an integral part of the Portfolios of Investments.
5
Harbor Target Retirement 2040 Fund
Portfolio of Investments—July 31, 2021 (Unaudited)
Portfolio of Investments—July 31, 2021 (Unaudited)
Value and Cost in Thousands
|
EQUITY FUNDS—65.9%
|
|||
|
Shares
|
|
Value
|
|
|
|
19,369
|
Harbor Capital Appreciation Fund
|
$2,274
|
|
|
247,381
|
Harbor Diversified International All Cap Fund
|
3,421
|
|
|
33,689
|
Harbor Global Leaders Fund
|
1,358
|
|
|
70,732
|
Harbor International Fund
|
3,429
|
|
|
144,637
|
Harbor International Growth Fund
|
3,398
|
|
|
176,097
|
Harbor Large Cap Value Fund
|
4,022
|
|
|
131,201
|
Harbor Mid Cap Growth Fund
|
1,880
|
|
|
107,599
|
Harbor Mid Cap Value Fund
|
2,672
|
|
|
90,017
|
Harbor Small Cap Growth Fund
|
1,685
|
|
|
46,137
|
Harbor Small Cap Value Fund
|
2,035
|
|
|
35,533
|
Harbor Strategic Growth Fund
|
1,135
|
|
TOTAL EQUITY FUNDS
|
|||
|
(Cost $19,495)
|
27,309
|
||
|
|
|||
|
FIXED INCOME FUNDS—34.1%
|
|||
|
Shares
|
|
Value
|
|
|
|
365,265
|
Harbor Bond Fund
|
$4,474
|
|
|
415,498
|
Harbor Core Bond Fund
|
4,479
|
|
|
518,068
|
Harbor High-Yield Bond Fund
|
5,191
|
|
TOTAL FIXED INCOME FUNDS
|
|||
|
(Cost $13,855)
|
14,144
|
||
|
TOTAL INVESTMENTS—100.0%
|
|||
|
(Cost $33,350)
|
41,453
|
||
|
CASH AND OTHER ASSETS, LESS LIABILITIES—0.0%
|
—
|
||
|
TOTAL NET ASSETS—100.0%
|
$41,453
|
||
AFFILIATED TRANSACTIONS
The Underlying Funds are considered to be affiliated with the Fund. The following table shows investment transactions and
earnings from investments in the affiliated funds during the period November 1, 2020 through July 31, 2021.
|
Underlying Funds
|
Beginning
Balance
as of
11/01/2020
(000s)
|
Purchases of
Affiliated
Funds
(000s)
|
Sales of
Affiliated
Funds
(000s)
|
Change in Net
Unrealized
Gain/(Loss)
from
Affiliated
Funds
(000s)
|
Net Realized Gain/(Loss)
|
Investment
Income
from
Affiliated
Funds
(000s)
|
|
|
Sales of
Affiliated
Funds
(000s)
|
Distributions
Received
from
Affiliated
Funds
(000s)
|
||||||
|
Harbor Bond Fund
|
$3,309
|
$1,434
|
$(241)
|
$(48)
|
$20
|
$36
|
$61
|
|
Harbor Capital Appreciation Fund
|
1,700
|
762
|
(569)
|
156
|
225
|
228
|
—
|
|
Harbor Core Bond Fund
|
3,306
|
1,500
|
(239)
|
(105)
|
17
|
72
|
65
|
|
Harbor Diversified International All Cap Fund
|
2,645
|
307
|
(430)
|
813
|
86
|
—
|
29
|
|
Harbor Global Leaders Fund
|
1,032
|
264
|
(159)
|
147
|
74
|
88
|
—
|
|
Harbor High-Yield Bond Fund
|
3,709
|
1,615
|
(320)
|
190
|
(3)
|
—
|
184
|
|
Harbor International Fund
|
2,649
|
335
|
(394)
|
1,015
|
(176)
|
—
|
32
|
|
Harbor International Growth Fund
|
2,670
|
465
|
(372)
|
465
|
170
|
—
|
19
|
|
Harbor Large Cap Value Fund
|
3,078
|
379
|
(470)
|
858
|
177
|
94
|
28
|
|
Harbor Mid Cap Growth Fund
|
1,411
|
659
|
(390)
|
79
|
121
|
217
|
—
|
|
Harbor Mid Cap Value Fund
|
2,045
|
344
|
(644)
|
843
|
84
|
—
|
55
|
|
Harbor Small Cap Growth Fund
|
1,290
|
409
|
(260)
|
127
|
119
|
105
|
—
|
|
Harbor Small Cap Value Fund
|
1,549
|
225
|
(321)
|
514
|
68
|
—
|
8
|
|
Harbor Strategic Growth Fund
|
860
|
138
|
(131)
|
226
|
42
|
28
|
3
|
|
Total
|
$31,253
|
$8,836
|
$(4,940)
|
$5,280
|
$1,024
|
$868
|
$484
|
The accompanying notes are an integral part of the Portfolios of Investments.
6
Harbor Target Retirement 2045 Fund
Portfolio of Investments—July 31, 2021 (Unaudited)
Portfolio of Investments—July 31, 2021 (Unaudited)
Value and Cost in Thousands
|
EQUITY FUNDS—72.4%
|
|||
|
Shares
|
|
Value
|
|
|
|
12,802
|
Harbor Capital Appreciation Fund
|
$1,503
|
|
|
159,200
|
Harbor Diversified International All Cap Fund
|
2,202
|
|
|
22,217
|
Harbor Global Leaders Fund
|
896
|
|
|
45,517
|
Harbor International Fund
|
2,207
|
|
|
93,398
|
Harbor International Growth Fund
|
2,194
|
|
|
114,114
|
Harbor Large Cap Value Fund
|
2,606
|
|
|
84,396
|
Harbor Mid Cap Growth Fund
|
1,209
|
|
|
69,036
|
Harbor Mid Cap Value Fund
|
1,714
|
|
|
57,292
|
Harbor Small Cap Growth Fund
|
1,073
|
|
|
29,439
|
Harbor Small Cap Value Fund
|
1,298
|
|
|
23,148
|
Harbor Strategic Growth Fund
|
739
|
|
TOTAL EQUITY FUNDS
|
|||
|
(Cost $12,844)
|
17,641
|
||
|
|
|||
|
FIXED INCOME FUNDS—27.6%
|
|||
|
Shares
|
|
Value
|
|
|
|
211,639
|
Harbor Bond Fund
|
$2,592
|
|
|
164,729
|
Harbor Core Bond Fund
|
1,776
|
|
|
234,823
|
Harbor High-Yield Bond Fund
|
2,353
|
|
TOTAL FIXED INCOME FUNDS
|
|||
|
(Cost $6,603)
|
6,721
|
||
|
TOTAL INVESTMENTS—100.0%
|
|||
|
(Cost $19,447)
|
24,362
|
||
|
CASH AND OTHER ASSETS, LESS LIABILITIES—0.0%
|
—
|
||
|
TOTAL NET ASSETS—100.0%
|
$24,362
|
||
AFFILIATED TRANSACTIONS
The Underlying Funds are considered to be affiliated with the Fund. The following table shows investment transactions and
earnings from investments in the affiliated funds during the period November 1, 2020 through July 31, 2021.
|
Underlying Funds
|
Beginning
Balance
as of
11/01/2020
(000s)
|
Purchases of
Affiliated
Funds
(000s)
|
Sales of
Affiliated
Funds
(000s)
|
Change in Net
Unrealized
Gain/(Loss)
from
Affiliated
Funds
(000s)
|
Net Realized Gain/(Loss)
|
Investment
Income
from
Affiliated
Funds
(000s)
|
|
|
Sales of
Affiliated
Funds
(000s)
|
Distributions
Received
from
Affiliated
Funds
(000s)
|
||||||
|
Harbor Bond Fund
|
$1,973
|
$867
|
$(233)
|
$(32)
|
$17
|
$22
|
$35
|
|
Harbor Capital Appreciation Fund
|
1,075
|
504
|
(318)
|
117
|
125
|
134
|
—
|
|
Harbor Core Bond Fund
|
1,168
|
791
|
(153)
|
(36)
|
6
|
25
|
24
|
|
Harbor Diversified International All Cap Fund
|
1,642
|
317
|
(305)
|
492
|
56
|
—
|
18
|
|
Harbor Global Leaders Fund
|
656
|
199
|
(99)
|
103
|
37
|
54
|
—
|
|
Harbor High-Yield Bond Fund
|
1,699
|
790
|
(223)
|
79
|
8
|
—
|
82
|
|
Harbor International Fund
|
1,642
|
331
|
(279)
|
661
|
(148)
|
—
|
19
|
|
Harbor International Growth Fund
|
1,642
|
398
|
(227)
|
296
|
85
|
—
|
11
|
|
Harbor Large Cap Value Fund
|
1,924
|
355
|
(314)
|
555
|
86
|
56
|
17
|
|
Harbor Mid Cap Growth Fund
|
866
|
422
|
(204)
|
46
|
79
|
126
|
—
|
|
Harbor Mid Cap Value Fund
|
1,276
|
318
|
(445)
|
513
|
52
|
—
|
32
|
|
Harbor Small Cap Growth Fund
|
793
|
283
|
(151)
|
94
|
54
|
60
|
—
|
|
Harbor Small Cap Value Fund
|
959
|
234
|
(247)
|
296
|
56
|
—
|
5
|
|
Harbor Strategic Growth Fund
|
541
|
112
|
(80)
|
142
|
24
|
17
|
2
|
|
Total
|
$17,856
|
$5,921
|
$(3,278)
|
$3,326
|
$537
|
$494
|
$245
|
The accompanying notes are an integral part of the Portfolios of Investments.
7
Harbor Target Retirement 2050 Fund
Portfolio of Investments—July 31, 2021 (Unaudited)
Portfolio of Investments—July 31, 2021 (Unaudited)
Value and Cost in Thousands
|
EQUITY FUNDS—80.1%
|
|||
|
Shares
|
|
Value
|
|
|
|
21,673
|
Harbor Capital Appreciation Fund
|
$2,545
|
|
|
271,947
|
Harbor Diversified International All Cap Fund
|
3,761
|
|
|
38,466
|
Harbor Global Leaders Fund
|
1,551
|
|
|
77,833
|
Harbor International Fund
|
3,773
|
|
|
159,554
|
Harbor International Growth Fund
|
3,748
|
|
|
196,933
|
Harbor Large Cap Value Fund
|
4,498
|
|
|
142,937
|
Harbor Mid Cap Growth Fund
|
2,048
|
|
|
118,248
|
Harbor Mid Cap Value Fund
|
2,936
|
|
|
97,283
|
Harbor Small Cap Growth Fund
|
1,821
|
|
|
50,178
|
Harbor Small Cap Value Fund
|
2,213
|
|
|
39,616
|
Harbor Strategic Growth Fund
|
1,265
|
|
TOTAL EQUITY FUNDS
|
|||
|
(Cost $21,483)
|
30,159
|
||
|
|
|||
|
FIXED INCOME FUNDS—19.9%
|
|||
|
Shares
|
|
Value
|
|
|
|
232,589
|
Harbor Bond Fund
|
$2,849
|
|
|
132,265
|
Harbor Core Bond Fund
|
1,426
|
|
|
322,346
|
Harbor High-Yield Bond Fund
|
3,230
|
|
TOTAL FIXED INCOME FUNDS
|
|||
|
(Cost $7,397)
|
7,505
|
||
|
TOTAL INVESTMENTS—100.0%
|
|||
|
(Cost $28,880)
|
37,664
|
||
|
CASH AND OTHER ASSETS, LESS LIABILITIES—0.0%
|
—
|
||
|
TOTAL NET ASSETS—100.0%
|
$37,664
|
||
AFFILIATED TRANSACTIONS
The Underlying Funds are considered to be affiliated with the Fund. The following table shows investment transactions and
earnings from investments in the affiliated funds during the period November 1, 2020 through July 31, 2021.
|
Underlying Funds
|
Beginning
Balance
as of
11/01/2020
(000s)
|
Purchases of
Affiliated
Funds
(000s)
|
Sales of
Affiliated
Funds
(000s)
|
Change in Net
Unrealized
Gain/(Loss)
from
Affiliated
Funds
(000s)
|
Net Realized Gain/(Loss)
|
Investment
Income
from
Affiliated
Funds
(000s)
|
|
|
Sales of
Affiliated
Funds
(000s)
|
Distributions
Received
from
Affiliated
Funds
(000s)
|
||||||
|
Harbor Bond Fund
|
$1,984
|
$1,069
|
$(187)
|
$(26)
|
$9
|
$22
|
$38
|
|
Harbor Capital Appreciation Fund
|
1,923
|
930
|
(726)
|
146
|
272
|
257
|
—
|
|
Harbor Core Bond Fund
|
992
|
553
|
(91)
|
(31)
|
3
|
22
|
21
|
|
Harbor Diversified International All Cap Fund
|
2,934
|
401
|
(576)
|
879
|
123
|
—
|
33
|
|
Harbor Global Leaders Fund
|
1,188
|
319
|
(207)
|
151
|
100
|
102
|
—
|
|
Harbor High-Yield Bond Fund
|
2,320
|
1,028
|
(237)
|
113
|
6
|
—
|
116
|
|
Harbor International Fund
|
2,942
|
469
|
(573)
|
1,176
|
(241)
|
—
|
36
|
|
Harbor International Growth Fund
|
2,958
|
553
|
(464)
|
483
|
218
|
—
|
21
|
|
Harbor Large Cap Value Fund
|
3,453
|
401
|
(521)
|
932
|
233
|
107
|
31
|
|
Harbor Mid Cap Growth Fund
|
1,543
|
766
|
(473)
|
28
|
184
|
240
|
—
|
|
Harbor Mid Cap Value Fund
|
2,271
|
489
|
(859)
|
931
|
104
|
—
|
61
|
|
Harbor Small Cap Growth Fund
|
1,409
|
438
|
(293)
|
200
|
67
|
116
|
—
|
|
Harbor Small Cap Value Fund
|
1,700
|
279
|
(408)
|
536
|
106
|
—
|
9
|
|
Harbor Strategic Growth Fund
|
965
|
155
|
(153)
|
249
|
49
|
32
|
4
|
|
Total
|
$28,582
|
$7,850
|
$(5,768)
|
$5,767
|
$1,233
|
$898
|
$370
|
The accompanying notes are an integral part of the Portfolios of Investments.
8
Harbor Target Retirement 2055 Fund
Portfolio of Investments—July 31, 2021 (Unaudited)
Portfolio of Investments—July 31, 2021 (Unaudited)
Value and Cost in Thousands
|
EQUITY FUNDS—89.4%
|
|||
|
Shares
|
|
Value
|
|
|
|
8,256
|
Harbor Capital Appreciation Fund
|
$969
|
|
|
105,254
|
Harbor Diversified International All Cap Fund
|
1,456
|
|
|
14,868
|
Harbor Global Leaders Fund
|
599
|
|
|
30,016
|
Harbor International Fund
|
1,455
|
|
|
61,771
|
Harbor International Growth Fund
|
1,451
|
|
|
75,483
|
Harbor Large Cap Value Fund
|
1,724
|
|
|
54,166
|
Harbor Mid Cap Growth Fund
|
776
|
|
|
45,693
|
Harbor Mid Cap Value Fund
|
1,135
|
|
|
37,239
|
Harbor Small Cap Growth Fund
|
697
|
|
|
19,275
|
Harbor Small Cap Value Fund
|
850
|
|
|
15,177
|
Harbor Strategic Growth Fund
|
485
|
|
TOTAL EQUITY FUNDS
|
|||
|
(Cost $8,686)
|
11,597
|
||
|
|
|||
|
FIXED INCOME FUNDS—10.6%
|
|||
|
Shares
|
|
Value
|
|
|
|
61,491
|
Harbor Bond Fund
|
$753
|
|
|
61,505
|
Harbor High-Yield Bond Fund
|
617
|
|
TOTAL FIXED INCOME FUNDS
|
|||
|
(Cost $1,354)
|
1,370
|
||
|
TOTAL INVESTMENTS—100.0%
|
|||
|
(Cost $10,040)
|
12,967
|
||
|
CASH AND OTHER ASSETS, LESS LIABILITIES—0.0%
|
—
|
||
|
TOTAL NET ASSETS—100.0%
|
$12,967
|
||
AFFILIATED TRANSACTIONS
The Underlying Funds are considered to be affiliated with the Fund. The following table shows investment transactions and
earnings from investments in the affiliated funds during the period November 1, 2020 through July 31, 2021.
|
Underlying Funds
|
Beginning
Balance
as of
11/01/2020
(000s)
|
Purchases of
Affiliated
Funds
(000s)
|
Sales of
Affiliated
Funds
(000s)
|
Change in Net
Unrealized
Gain/(Loss)
from
Affiliated
Funds
(000s)
|
Net Realized Gain/(Loss)
|
Investment
Income
from
Affiliated
Funds
(000s)
|
|
|
Sales of
Affiliated
Funds
(000s)
|
Distributions
Received
from
Affiliated
Funds
(000s)
|
||||||
|
Harbor Bond Fund
|
$431
|
$420
|
$(95)
|
$(5)
|
$2
|
$5
|
$9
|
|
Harbor Capital Appreciation Fund
|
650
|
354
|
(188)
|
83
|
70
|
87
|
—
|
|
Harbor Diversified International All Cap Fund
|
982
|
323
|
(194)
|
326
|
19
|
—
|
11
|
|
Harbor Global Leaders Fund
|
404
|
156
|
(52)
|
73
|
18
|
36
|
—
|
|
Harbor High-Yield Bond Fund
|
350
|
324
|
(75)
|
16
|
2
|
—
|
20
|
|
Harbor International Fund
|
983
|
350
|
(201)
|
346
|
(23)
|
—
|
12
|
|
Harbor International Growth Fund
|
987
|
333
|
(111)
|
207
|
35
|
—
|
7
|
|
Harbor Large Cap Value Fund
|
1,160
|
320
|
(170)
|
366
|
48
|
37
|
12
|
|
Harbor Mid Cap Growth Fund
|
518
|
283
|
(102)
|
41
|
36
|
81
|
—
|
|
Harbor Mid Cap Value Fund
|
762
|
284
|
(272)
|
341
|
20
|
—
|
21
|
|
Harbor Small Cap Growth Fund
|
469
|
218
|
(81)
|
75
|
16
|
39
|
—
|
|
Harbor Small Cap Value Fund
|
569
|
207
|
(146)
|
183
|
37
|
—
|
3
|
|
Harbor Strategic Growth Fund
|
325
|
106
|
(53)
|
90
|
17
|
11
|
2
|
|
Total
|
$8,590
|
$3,678
|
$(1,740)
|
$2,142
|
$297
|
$296
|
$97
|
The accompanying notes are an integral part of the Portfolios of Investments.
9
Harbor Target Retirement 2060 Fund
Portfolio of Investments—July 31, 2021 (Unaudited)
Portfolio of Investments—July 31, 2021 (Unaudited)
Value and Cost in Thousands
|
EQUITY FUNDS—93.0%
|
|||
|
Shares
|
|
Value
|
|
|
|
1,437
|
Harbor Capital Appreciation Fund
|
$169
|
|
|
18,271
|
Harbor Diversified International All Cap Fund
|
253
|
|
|
2,585
|
Harbor Global Leaders Fund
|
104
|
|
|
5,213
|
Harbor International Fund
|
253
|
|
|
10,739
|
Harbor International Growth Fund
|
252
|
|
|
13,072
|
Harbor Large Cap Value Fund
|
298
|
|
|
9,357
|
Harbor Mid Cap Growth Fund
|
134
|
|
|
7,917
|
Harbor Mid Cap Value Fund
|
197
|
|
|
6,424
|
Harbor Small Cap Growth Fund
|
120
|
|
|
3,337
|
Harbor Small Cap Value Fund
|
147
|
|
|
2,636
|
Harbor Strategic Growth Fund
|
84
|
|
TOTAL EQUITY FUNDS
|
|||
|
(Cost $1,913)
|
2,011
|
||
|
|
|||
|
FIXED INCOME FUNDS—7.0%
|
|||
|
Shares
|
|
Value
|
|
|
|
6,782
|
Harbor Bond Fund
|
$83
|
|
|
6,784
|
Harbor High-Yield Bond Fund
|
68
|
|
TOTAL FIXED INCOME FUNDS
|
|||
|
(Cost $150)
|
151
|
||
|
TOTAL INVESTMENTS—100.0%
|
|||
|
(Cost $2,063)
|
2,162
|
||
|
CASH AND OTHER ASSETS, LESS LIABILITIES—0.0%
|
—
|
||
|
TOTAL NET ASSETS—100.0%
|
$2,162
|
||
AFFILIATED TRANSACTIONS
The Underlying Funds are considered to be affiliated with the Fund. The following table shows investment transactions and
earnings from investments in the affiliated funds during the period November 1, 2020 through July 31, 2021.
|
Underlying Funds
|
Beginning
Balance
as of
11/01/2020
(000s)
|
Purchases of
Affiliated
Funds
(000s)
|
Sales of
Affiliated
Funds
(000s)
|
Change in Net
Unrealized
Gain/(Loss)
from
Affiliated
Funds
(000s)
|
Investment
Income
from
Affiliated
Funds
(000s)
|
||
|
Sales of
Affiliated
Funds
(000s)
|
Distributions
Received
from
Affiliated
Funds
(000s)
|
||||||
|
Harbor Bond Fund
|
$23
|
$87
|
$(28)
|
$1
|
$—
|
$—
|
$1
|
|
Harbor Capital Appreciation Fund
|
46
|
159
|
(57)
|
11
|
10
|
7
|
—
|
|
Harbor Diversified International All Cap Fund
|
68
|
242
|
(85)
|
3
|
25
|
—
|
1
|
|
Harbor Global Leaders Fund
|
28
|
98
|
(33)
|
5
|
6
|
3
|
—
|
|
Harbor High-Yield Bond Fund
|
18
|
70
|
(22)
|
1
|
1
|
—
|
1
|
|
Harbor International Fund
|
68
|
242
|
(83)
|
2
|
24
|
—
|
1
|
|
Harbor International Growth Fund
|
68
|
244
|
(82)
|
(3)
|
25
|
—
|
1
|
|
Harbor Large Cap Value Fund
|
80
|
273
|
(95)
|
15
|
25
|
3
|
1
|
|
Harbor Mid Cap Growth Fund
|
36
|
131
|
(44)
|
2
|
9
|
6
|
—
|
|
Harbor Mid Cap Value Fund
|
53
|
189
|
(73)
|
2
|
26
|
—
|
2
|
|
Harbor Small Cap Growth Fund
|
32
|
121
|
(40)
|
(4)
|
11
|
3
|
—
|
|
Harbor Small Cap Value Fund
|
39
|
144
|
(53)
|
(1)
|
18
|
—
|
—
|
|
Harbor Strategic Growth Fund
|
23
|
76
|
(27)
|
6
|
6
|
1
|
—
|
|
Total
|
$582
|
$2,076
|
$(722)
|
$40
|
$186
|
$23
|
$8
|
The accompanying notes are an integral part of the Portfolios of Investments.
10
Harbor Target Retirement Funds
Notes to Portfolios of Investments—July 31, 2021 (Unaudited)
Notes to Portfolios of Investments—July 31, 2021 (Unaudited)
Note 1—Organizational Matters
Harbor Funds (the “Trust”) is registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”), as an open-end management investment company. As of July 31, 2021, the Trust consists of 31 separate portfolios. The portfolios covered by this report are: Harbor Target Retirement Income Fund, Harbor Target Retirement 2020 Fund, Harbor Target Retirement 2025 Fund, Harbor Target Retirement 2030 Fund, Harbor Target Retirement 2035 Fund, Harbor Target Retirement 2040 Fund, Harbor Target Retirement 2045 Fund, Harbor Target Retirement 2050 Fund, Harbor Target Retirement 2055 Fund, and Harbor Target Retirement 2060 Fund (individually referred to as a “Fund” and collectively referred to as the “Funds” or “Target Retirement Funds”). The Funds invest in a combination of other funds of the Trust (the “Underlying Funds”). Harbor Capital Advisors, Inc. (the “Adviser”) is the investment adviser for the Funds and the Underlying Funds. The Underlying Funds are managed by subadvisers, none of which is affiliated with the Adviser.
Note 2—Significant Accounting Policies
Security Valuation
The holdings of each Target Retirement Fund consist entirely of Institutional Class shares of the Underlying Funds, which
are valued at their respective net asset values.
Fair Value Measurements and Disclosures
Various inputs may be used to determine the value of each Fund’s investments, which are summarized in three broad categories defined as Level 1, Level 2, and Level 3. The inputs or methodologies used for valuing investments are not necessarily indicative
of the risk associated with investing in those investments. The assignment of an investment to Levels 1, 2, or 3 is based
on the lowest level of significant inputs used to determine its fair value.
|
Level 1–
|
Quoted prices in active markets for identical securities.
|
|
Level 2–
|
Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds,
credit risk, etc.).
|
|
Level 3–
|
Significant unobservable inputs are used in situations where quoted prices or other observable inputs are not available
or are deemed unreliable. Significant unobservable inputs may include each Fund’s own assumptions.
|
Each Fund used observable inputs in its valuation methodologies whenever they were available and deemed reliable. At July 31, 2021, all investments held by each Fund (as disclosed in the Portfolio of Investments) were classified as Level 1. There were
no Level 3 investments at July 31, 2021 or October 31, 2020.
Description of the Underlying Funds
In pursuing its investment objectives and strategies, each of the Underlying Funds is permitted to engage in a wide range
of investment practices. Further information about the Underlying Funds is contained in the Target Retirement Funds’ prospectus and statement of additional information, as well as the prospectus of each of the Underlying Funds. The accounting policies
of each of the Underlying Funds are disclosed in each Underlying Fund’s respective shareholder report. Because each Fund invests in the Underlying Funds, shareholders of each Fund will be affected by the investment practices of the Underlying
Funds in direct proportion to the amount of assets each Fund allocates to the Underlying Funds.
Securities Transactions
Securities transactions are accounted for on the trade date (the date the order to buy or sell is executed).
Please refer to the most recent annual or semi-annual reports on the Harbor Funds’ website at harborfunds.com for more information regarding each Fund’s significant accounting policies, investments, and related transactions.
11
|
111 South Wacker Drive, 34th Floor
|
Chicago, IL 60606-4302
|
800-422-1050
|
harborfunds.com
|
Trustees & Officers
Charles F. McCain
Chairman, President & Trustee
Chairman, President & Trustee
Scott M. Amero
Trustee
Trustee
Donna J. Dean
Trustee
Trustee
Randall A. Hack
Trustee
Trustee
Robert Kasdin
Trustee
Trustee
Kathryn L. Quirk
Trustee
Trustee
Douglas J. Skinner
Trustee
Trustee
Ann M. Spruill
Trustee
Trustee
Erik D. Ojala
Chief Compliance Officer
Chief Compliance Officer
Anmarie S. Kolinski
Treasurer
Treasurer
Kristof M. Gleich
Vice President
Vice President
Gregg M. Boland
Vice President
Vice President
Diana R. Podgorny
Secretary
Secretary
Jodie L. Crotteau
Assistant Secretary
Assistant Secretary
Lana M. Lewandowski
AML Compliance Officer
& Assistant Secretary
AML Compliance Officer
& Assistant Secretary
Lora A. Kmieciak
Assistant Treasurer
Assistant Treasurer
John M. Paral
Assistant Treasurer
Assistant Treasurer
Investment Adviser
Harbor Capital Advisors, Inc.
111 South Wacker Drive, 34th Floor
Chicago, IL 60606-4302
312-443-4400
111 South Wacker Drive, 34th Floor
Chicago, IL 60606-4302
312-443-4400
Distributor
Harbor Funds Distributors, Inc.
111 South Wacker Drive, 34th Floor
Chicago, IL 60606-4302
312-443-4600
111 South Wacker Drive, 34th Floor
Chicago, IL 60606-4302
312-443-4600
Shareholder Services
Harbor Services Group, Inc.
P.O. Box 804660
Chicago, IL 60680-4108
800-422-1050
P.O. Box 804660
Chicago, IL 60680-4108
800-422-1050
FD.NQ.TR.0120