-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WpVKN3PRfXy1GRweQbUDXSMcRiEbyoTBpLV5OtPkJgJZ1hm9ALlOPlZAkfGtV1qo Xt62t150JzYuRNp0p3ejeA== /in/edgar/work/20000613/0001011240-00-000064/0001011240-00-000064.txt : 20000919 0001011240-00-000064.hdr.sgml : 20000919 ACCESSION NUMBER: 0001011240-00-000064 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20000613 GROUP MEMBERS: C. STEPHAN WUTKE GROUP MEMBERS: LOW ROBERT E GROUP MEMBERS: RICHARD D. HOEDL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KLLM TRANSPORT SERVICES INC CENTRAL INDEX KEY: 0000793765 STANDARD INDUSTRIAL CLASSIFICATION: [4213 ] IRS NUMBER: 640412551 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-38140 FILM NUMBER: 654387 BUSINESS ADDRESS: STREET 1: 135 RIVERVIEW DR CITY: RICHLAND STATE: MS ZIP: 39218 BUSINESS PHONE: 6019392545 MAIL ADDRESS: STREET 1: P.O.BOX 6098 CITY: JACKSON STATE: MS ZIP: 39288 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LOW ROBERT E CENTRAL INDEX KEY: 0001102012 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2740 N MAYFAIR STREET CITY: SPRINGFIELD STATE: MO ZIP: 65803 BUSINESS PHONE: 4178660001 MAIL ADDRESS: STREET 1: 2740 N MAYFAIR STREET CITY: SPRINGFIELD STATE: MO ZIP: 65803 SC 13D/A 1 0001.txt SCHEDULE 13D/A DATED JUNE 9, 2000 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 12)* KLLM Transport Services, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $1.00 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 482498102 - -------------------------------------------------------------------------------- (CUSIP Number) Richard D. Hoedl 2740 N. Mayfair Springfield, Missouri 65803 Telephone: (800) 848-4560 Facsimile: (417) 521-6864 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 9, 2000 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 240.13d-1(f) or 13d-1(g), check the following box: |_| Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 482498102 13D Page 2 of 10 Pages - -------------------------------------------------------------------------------- 1. Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only). Robert E. Low - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) |X| (See Instructions) (b) |_| - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) PF and OO - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) |_| ------------------------------------------------------------------------------- 6. Citizenship or Place of Organization United States Citizen - -------------------------------------------------------------------------------- Number of 7. Sole Voting Power Beneficially Owned by 539,600 Each ----------------------------------------------------------------- Reporting Person With 8. Shared Voting Power ----------------------------------------------------------------- 9. Sole Dispositive Power 539,600 ----------------------------------------------------------------- 10. Shared Dispositive Power - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 539,600 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares |_| (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount In Row (11) 13.17% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP NO. 482498102 13D Page 3 of 10 Pages - -------------------------------------------------------------------------------- 1. Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only). Richard D. Hoedl - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) |X| (See Instructions) (b) |_| - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) PF and OO - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization United States Citizen - -------------------------------------------------------------------------------- Number of 7. Sole Voting Power Shares Beneficially 4,150 Owned by Each ----------------------------------------------------------------- Reporting Person With 8. Shared Voting Power ----------------------------------------------------------------- 9. Sole Dispositive Power 4,150 ----------------------------------------------------------------- 10. Shared Dispositive Power - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 4,150 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares |_| (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount In Row (11) 0.10% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP NO. 482498102 13D Page 4 of 10 Pages - -------------------------------------------------------------------------------- 1. Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only). C. Stephan Wutke - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) |X| (See Instructions) (b) |_| - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) PF and OO - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization United States Citizen - -------------------------------------------------------------------------------- Number of 7. Sole Voting Power Shares Beneficially 1,000 Owned by Each ---------------------------------------------------------------- Reporting Person With 8. Shared Voting Power ---------------------------------------------------------------- 9. Sole Dispositive Power 1,000 ---------------------------------------------------------------- 10. Shared Dispositive Power - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,000 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares |_| (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount In Row (11) 0.02% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- Schedule 13D- Amendment No. 12 Robert E. Low has previously reported his acquisition of 539,600 shares of the common stock, $1.00 par value (the "KLLM Common Stock"), of KLLM Transport Services, Inc., a Delaware corporation (the "Issuer"), 135 Riverview Drive, Richland, Mississippi 39218, in an initial Schedule 13D filing dated January 5, 2000 (the "Schedule 13D"), and eleven amendments thereto, the first being filed on February 1, 2000 and the eleventh being filed on June 12, 2000. The third amendment to Mr. Low's Schedule 13D dated March 16, 2000, was filed for the limited purpose of confirming the creation of a group relating to the beneficial ownership of KLLM Common Stock, and to denote the membership of Mr. Low, Richard D. Hoedl and C. Stephan Wutke in such group (Mr. Low, Mr. Hoedl and Mr. Wutke are sometimes referred to hereinafter as the "Reporting Persons"). The ninth amendment to the Schedule 13D was filed to indicate that, as a result of the withdrawal of Mr. Low's consent solicitation, Messrs. Hoedl and Wutke were no longer members of such group and thus, no longer reporting persons. This Amendment No. 12 is being filed in order to confirm the re-creation of a group relating to the beneficial ownership of KLLM Common Stock, and to denote the membership of the Reporting Persons in such group as a result of the filing with the registered agent of the Issuer of a written consent of stockholder dated June 8, 2000 in which the Reporting Persons are named. The Reporting Persons are filing this Amendment No. 12 to amend and supplement Mr. Low's previously filed Schedule 13D, as heretofore amended. Item 2. Identity and Background. 1. Robert E. Low (a) Robert E. Low (b) 2740 N. Mayfair, Springfield, Missouri 65803 (c) Mr. Low is the President and Chief Executive Officer of New Prime, Inc., a Nebraska corporation of which all the outstanding capital stock is beneficially owned by Mr. Low and is actively engaged in the business of providing transportation services for both temperature-controlled and dry commodities ("New Prime"). The principal business address of New Prime is located at 2740 N. Mayfair, Springfield, Missouri 65803. (d) Mr. Low has not, during the past five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) Mr. Low, during the past five years, has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Mr. Low is a United States Citizen. 2. Richard D. Hoedl (a) Richard D. Hoedl (b) 2740 N. Mayfair, Springfield, Missouri 65803 (c) Mr. Hoedl is the Chief Financial Officer of New Prime. (d) Mr. Hoedl has not, during the past five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) Mr. Hoedl, during the past five years, has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Mr. Hoedl is a United States Citizen. 3. C. Stephan Wutke (a) C. Stephan Wutke (b) 2740 N. Mayfair, Springfield, Missouri 65803 (c) Mr. Wutke is the Vice President of Sales of New Prime. (d) Mr. Wutke has not, during the past five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) Mr. Wutke, during the past five years, has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Mr. Wutke is a United States Citizen. Item 3. Source and Amount of Funds or Other Consideration. The information set forth in Item 3 of the Schedule 13D, as heretofore amended, is hereby amended and supplemented by the following: As noted in Mr. Low's previous Schedule 13D filings, all of the funds used to purchase the 539,600 shares of the KLLM Common Stock currently held by Mr. Low originated from Mr. Low's personal funds. Although no definitive determinations have been made, it is likely that the funds that will be required for any acquisition of the Issuer by Mr. Low will originate from the personal funds of Mr. Low and/or from funds to be borrowed by Mr. Low from a banking or other financial institution. In either case, such funds will be obtained directly or indirectly through New Prime. To date, no arrangement or commitment for borrowed funds relating to the acquisition of the Issuer by Mr. Low has been made or obtained. Mr. Hoedl and Mr. Wutke each utilized their personal funds in connection with their acquisitions of the KLLM Common Stock beneficially owned by them. Item 4. Purpose of Transaction. The information set forth in Item 4 of the Schedule 13D, as heretofore amended, is hereby amended and supplemented by the following: On June 12, 2000, as a result of the definitive agreement entered into by the Issuer and a group headed by Jack Liles, the Issuer's chief executive officer (the "Liles Group"), Mr. Low terminated the tender offer of his wholly-owned subsidiary, Low Acquisition, Inc., for all of the issued and outstanding common stock of the Issuer. However, if the transaction between the Issuer and the Liles Group is not completed, then Mr. Low may wish to effect one or more of the actions or transactions described in paragraphs (a) through (j) of Item 4 of the instructions to this Schedule without the support of the Board of Directors of the Issuer, which action could include a change in the present Board of Directors of the Issuer. In that regard, Mr. Low has executed and delivered a written consent of stockholder dated June 8, 2000 (the "Consent") which, if pursued by Mr. Low and if a majority of the Issuer's stockholders file similar consents pursuant to a consent solicitation under Delaware law, would lead to the removal of the current directors of the Issuer and their replacement with a new slate of directors. Such new slate would consist of Robert E. Low, Richard D. Hoedl, Steven D. Crawford and C. Stephan Wutke, the Chief Executive Officer, the Chief Financial Officer, the General Counsel and the Vice President of Sales, respectively, of New Prime. If such a consent solicitation is pursued by Mr. Low, then, pursuant to Section 213(b) of the Delaware General Corporation Law, the record date to determine those stockholders of the Issuer entitled to express their consent to the actions proposed by Mr. Low would be June 9, 2000, the date upon which the consent was delivered to the Issuer's registered agent in Delaware. The Consent would also amend the Issuer's bylaws to delete the requirement that only the Board of Directors of the Issuer may fill any vacancy occurring on its Board of Directors, and to establish the number of persons constituting the Board of Directors at four. A copy of the Consent is attached hereto as Exhibit 99.1. Such action set forth in the Consent, if pursued by Mr. Low, would not preclude the taking of any of the other actions or the effecting of any of the transactions described in paragraphs (a) through (j) of Item 4 of the instructions to this Schedule 13D. Item 5. Interest in Securities of the Issuer. 1. Robert E. Low (a) As of the date hereof, Mr. Low beneficially owns 539,600 shares of the KLLM Common Stock, representing approximately 13.17% of the issued and outstanding shares of the KLLM Common Stock. (b) Mr. Low has the sole power to vote and dispose of all 539,600 shares of the KLLM Common Stock he beneficially owns. (c) Mr. Low has not effected any transaction in the KLLM Common Stock in the last 60 days. (d) None. (e) Not Applicable. 2. Richard D. Hoedl (a) As of the date hereof, Mr. Hoedl beneficially owns 4,150 shares of the KLLM Common Stock, representing approximately 0.10% of the issued and outstanding shares of the KLLM Common Stock. (b) Mr. Hoedl has the sole power to vote and dispose of all 4,150 shares of the KLLM Common Stock he beneficially owns. (c) Mr. Hoedl has not effected any transactions in the KLLM Common Stock in the last 60 days. (d) None. (e) Not Applicable. 3. C. Stephan Wutke (a) As of the date hereof, Mr. Wutke beneficially owns 1,000 shares of the KLLM Common Stock, representing approximately 0.02% of the issued and outstanding shares of the KLLM Common Stock. (b) Mr. Wutke has the sole power to vote and dispose of all 1,000 shares of the KLLM Common Stock he beneficially owns. (c) Mr. Wutke has not effected any transactions in the KLLM Common Stock in the last 60 days. (d) None. (e) Not Applicable. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. The Reporting Persons have agreed to serve as directors of the Issuer if the consent solicitation referred to in Item 4 is pursued and successfully implemented. Although no formal agreements among the Reporting Persons exist, there is an understanding that the Reporting Persons would act in concert in voting their shares of KLLM Common Stock in favor of those actions proposed by Mr. Low as set forth in the Consent. There currently exist no agreements, arrangements or understandings among the Reporting Persons, other than as described in this Item 6, and all actions taken and decisions made by the Reporting Persons as directors of the Issuer would be subject to, among other things, their fiduciary duties and obligations under Delaware law. All expenses involved in any consent solicitation which may occur in the future would be born solely by Mr. Low. Item 7. Material to be Filed as Exhibits. Exhibit 99.1 - Copy of Written Consent of Stockholder dated June 8, 2000, executed by Mr. Low. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: June 12, 2000 /s/ Robert E. Low -------------------------------------- (Signature) Robert E. Low -------------------------------------- (Name and Title) /s/ Richard D. Hoedl -------------------------------------- (Signature) Richard D. Hoedl -------------------------------------- (Name and Title) /s/ C. Stephan Wutke -------------------------------------- (Signature) C. Stephan Wutke -------------------------------------- (Name and Title) EX-99 2 0002.txt EXHIBIT 99.1 - WRITTEN CONSENT OF STOCKHOLDER WRITTEN CONSENT OF STOCKHOLDER OF KLLM TRANSPORT SERVICES, INC. The undersigned, a stockholder of record of KLLM Transport Services, Inc., a Delaware corporation (the "Company"), by written consent and without the necessity of notice or a meeting, in accordance with Section 228(a) of the General Corporation Law of the State of Delaware, with respect to all of the shares of the common stock of the Company, par value $1.00 per share, owned by the undersigned, hereby authorizes and consents to the following: RESOLVED, that ARTICLE THREE, Section 4 of the By-laws of the Company be and hereby is deleted in its entirety; and FURTHER RESOLVED, that each and every member of the Board of Directors of the Company is hereby removed from office, effectively immediately and without cause; and FURTHER RESOLVED, that the first sentence of Section 2 of ARTICLE THREE of the Bylaws of the Company following the caption of said Section 2, is hereby deleted in its entirety, and the following substituted in lieu thereof: "The Board of Directors of the Corporation shall consist of four (4) persons."; and FURTHER RESOLVED, that the following individuals are hereby elected as directors of the Company to serve until their successors are duly elected and qualified: Robert E. Low Richard D. Hoedl Steven D. Crawford C. Stephan Wutke /s/ Robert E. Low ------------------------------------ Robert E. Low Dated: June 8, 2000 -----END PRIVACY-ENHANCED MESSAGE-----