-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UJ4Yer2OFNYaklG5rj6iVJzgAbFEs5jtkaerXrTo5aLWbIFOdpk7uuqpN+MByMnB DfTvH89mCu1g0ns+8blzjA== 0000950134-99-010462.txt : 19991122 0000950134-99-010462.hdr.sgml : 19991122 ACCESSION NUMBER: 0000950134-99-010462 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991119 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KLLM TRANSPORT SERVICES INC CENTRAL INDEX KEY: 0000793765 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 640412551 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-38140 FILM NUMBER: 99760767 BUSINESS ADDRESS: STREET 1: 135 RIVERVIEW DR CITY: RICHLAND STATE: MS ZIP: 39218 BUSINESS PHONE: 6019392545 MAIL ADDRESS: STREET 1: P.O.BOX 6098 CITY: JACKSON STATE: MS ZIP: 39288 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIMMONS J TAYLOE JR CENTRAL INDEX KEY: 0001073276 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 501 SOUTH STATE ST CITY: JACKSON STATE: MS ZIP: 39201 BUSINESS PHONE: 6019486640 MAIL ADDRESS: STREET 1: 501 SOUTH STATE ST CITY: JACKSON STATE: MS ZIP: 39201 SC 13D/A 1 AMENDMENT NO. 1 TO SCHEDULE 13D 1 THIS PAPER DOCUMENT IS BEING SUBMITTED PURSUANT TO RULE 101(d) OF REGULATION S-T SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 KLLM Transport Services, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $1.00 Per Share - -------------------------------------------------------------------------------- (Title of Class and Securities) 482498102 - -------------------------------------------------------------------------------- (CUSIP Number of Class of Securities) David P. Webb, Esq., Phelps Dunbar, L.L.P. Suite 500, Mtel Centre, 200 S. Lamar Street, Jackson, MS 39201, (601) 352-2300 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 16, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Statement because of Rule 13D-1(b)(3) or (4), check the following box: [ ] Check the following box if a fee is being paid with this Statement: [ ] 2 - -------------------------------------------------------------------------------- CUSIP No. 482498102 13D - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS J. Tayloe Simmons, Jr., Esq., Executor of the Estate of Benjamin C. Lee, Jr. ###-##-#### - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) SOURCE OF FUNDS* 00-This statement is being filed to report the fact that as of April 16, 1999, J. Tayloe Simmons, Jr., Esq., acting as the executor of an estate owning 150,000 shares and pursuant to the Last Will and Testament of Benjamin C. Lee, Jr., (i) transferred 100,000 shares to Lucy Lee, widow to Benjamin C. Lee, Jr. and (ii) sold the remaining 50,000 shares to The Company. Mr. Simmons, in his capacity as executor, remains the Managing General Partner of a Partnership owning 400,000 shares. See Item 2, below. - -------------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Mississippi, U.S.A. - -------------------------------------------------------------------------------- (7) SOLE VOTING POWER 0 shares ---------------------------------------- (8) SHARED VOTING POWER NUMBER OF SHARES 400,000 shares BENEFICIALLY OWNED BY EACH ---------------------------------------- REPORTING PERSON WITH (9) SOLE DISPOSITIVE POWER 0 shares ---------------------------------------- (10) SHARED DISPOSITIVE POWER 400,000 shares ---------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 400,000 shares - -------------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 9.8% - -------------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN--Individual - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 Item 1. Security and Issuer The class of equity securities to which this statement on Schedule 13D relates is the common stock, par value $1.00 per share (the "Common Stock"), of KLLM Transport Services, Inc. (the "Company"), a Delaware corporation, with principal offices located at 135 Riverview Drive, Richland, Mississippi 39218. Item 2. Identity and Background a) J. Tayloe Simmons, Jr., Esq. b) 501 South State Street; Jackson, Mississippi 39201 c) Practicing attorney, at the above address. On August 31, 1999, Benjamin C. Lee, Jr. ("Mr. Lee") passed away and shortly thereafter, Mr. Simmons was named Executor of the Estate of Benjamin C. Lee, Jr. (the "Lee Estate"). In connection with this position, Mr. Simmons replaced Mr. Lee as a General Partner in B. C. Lee, L.P., a Mississippi limited partnership (the "Partnership"). Among other things, the Partnership has 400,000 shares Company stock, over which Mr. Simmons now exercises shared voting control. Additionally, at the time of his death, Mr. Lee individually owned an additional 150,000 shares of Company stock, over which immediately prior to this filing, Mr. Simmons exercised sole voting control. d) N/A e) N/A f) Mr. Simmons is a citizen of the United States Item 3. Source and Amount of Funds or Other Consideration This statement is being filed to report that as part of the settlement of the Lee Estate, the 150,000 shares owned individually by Mr. Lee and held in the Lee Estate have been distributed 100,000 to Lucy Lee, widow to Mr. Lee, and 50,000 shares were sold to the Company. Mr. Simmons continues to exercise shared voting control over the 400,000 shares of Company stock held by the Partnership. See Item 2, above. Item 4. Purpose of Transaction The transfer of 100,000 shares to Lucy Lee and the sale of the remaining 50,000 shares are a result of the wishes expressed by Benjamin C. Lee, Jr. in his Last Will and Testament, and are being carried out as part of the settling of the Lee Estate. Item 5. Interest in Securities of the Issuer (a) The aggregate number and percentage of shares of the Common Stock to which this Amendment relates (after the above described transfers) is 400,000 shares, representing 9.8% of the 4,095,134 shares outstanding as reported by the Company on August 16, 1999. 4 (b) Mr. Simmons, continues to serve as a General Partner of the Partnership, and as such, shares voting and dispositive power over 400,000 shares of the Common Stock. See Item 2, above. (c) This statement is being filed to document the transfer of 150,000 shares beneficially held by Mr. Simmons, as Executor of the Lee Estate. 100,000 shares are being transferred to Lucy Lee, widow of Mr. Benjamin C. Lee, Jr., and an additional 50,000 shares are being sold to KLLM at a price of $7 1/8 per share, both transactions occurred on or about April 16, 1999. (d) N/A (e) N/A Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer As the controlling General Partner of the Partnership and as Executor of the Lee Estate, Mr. Simmons has a fiduciary duty to vote the Common Stock in the best interests of the partners of the Partnership and the beneficiaries of the Lee Estate. No other agreements or understandings exist. See Item 2, above. Item 7. Material to be Filed as an Exhibit N/A Signature After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: November 15, 1999. /s/ J. Tayloe Simmons, Jr., Esq. -----END PRIVACY-ENHANCED MESSAGE-----